Originally published as Genetics Published Articles Ahead of Print on April 3, 2007.

Genetics, Vol. 176, 489-499, May 2007, Copyright © 2007
doi:10.1534/genetics.106.069542

Genetic Improvement of Traits Affected by Interactions Among Individuals: Sib Selection Schemes

* Animal Breeding and Genomics Centre, Wageningen University, 6709PG Wageningen, The Netherlands, {dagger} Department of Animal Science, Purdue University, West Lafayette, Indiana 47907-1151 and {ddagger} Research Unit Genetics and Biometry, Research Institute for the Biology of Farm Animals FBN, D-18196 Dummerstorf, Germany

1 Corresponding author: Animal Breeding and Genomics Centre, Wageningen University, Marijkeweg 40, 6709 PG Wageningen, The Netherlands.
E-mail: esther.ellen{at}wur.nl

Manuscript received December 13, 2006. Accepted for publication February 26, 2007.

ABSTRACT

Livestock populations are usually kept in groups. As a consequence, social interactions among individuals affect productivity, health, and welfare. Current selection methods (individual selection), however, ignore those interactions and yield suboptimal or in some cases even negative responses. In principle, selection between groups instead of individuals offers a solution, but has rarely been adopted in practice for two reasons. First, the relationship between group selection theory and common animal breeding concepts, such as the accuracy of selection, is unclear. Second, application of group selection requires keeping selection candidates in groups, which is often undesirable in practice. This work has two objectives. First, we derive expressions for the accuracy of individual and group selection, which provides a measurement of quality for those methods. Second, we investigate the opportunity to improve traits affected by interactions by using information on relatives kept in family groups, while keeping selection candidates individually. The accuracy of selection based on relatives is shown to be an analogy of the classical expression for traits not affected by interactions. Our results show that selection based on relatives offers good opportunities for effective genetic improvement of traits affected by interactions.


NEARLY all living organisms are affected by interactions among individuals (WILSON 1977; GRIFFING 1989; MOORE 1990; MOORE et al. 1997; AGRAWAL et al. 2001; CLUTTON-BROCK 2002; MUIR 2005). Such interactions may be due to competition for limited resources, such as daylight or soil nutrients, or due to social behaviors, such as aggression, social dominance, competitive ability, helping behavior, or interactions between mothers and their offspring (maternal effects). Those interactions have received a lot of attention in the field of evolutionary biology (e.g., HAMILTON 1964; FRANK 1998; KELLER 1999; CLUTTON-BROCK 2002), but are also of great importance in domestic populations of animals and plants (MUIR 1996, 2005; DENISON et al. 2003).

There is clear evidence that interactions among individuals may contribute to the heritable variation in traits (WADE 1976, 1977; MOORE 1990; MUIR 1996, 2005; BRICHETTE et al. 2001; WOLF 2003; BIJMA et al. 2007b). For example, BIJMA et al. (2007b) found a total heritable variance for survival time in laying hens equal to 20% of the total phenotypic variance, of which two-thirds originated from interactions among individuals. Furthermore, selection experiments to reduce mortality due to cannibalism in domestic chicken (MUIR 1996) and in flour beetle (WADE 1976, 1977) and to increase or decrease leaf area in cress (GOODNIGHT 1985) have demonstrated that heritable interactions can contribute substantially to response to selection.

The inheritance of traits affected by interactions differs from that of classical traits, because trait values are determined in part by heritable effects that originate from other individuals (MOORE et al. 1998). As a consequence, response to selection consists of two components (WILLHAM 1963; GRIFFING 1967). The first component is the usual response in the direct effect of a genotype on the phenotype of the individual itself. The second component is the response in the effect of that genotype on phenotypes of other individuals. Following GRIFFING (1967), we refer to the effect of a genotype on phenotypes of other individuals as the associative effect of that genotype. With competition among individuals, selection methods that target only the direct effects of genotypes yield a negative correlated response in the associative effects and may yield a negative total response (GRIFFING 1967). For example, WADE (1976) showed that individual selection for increased population size of Tribolium decreased population size in the next generation. Similar results were also found in other studies (CRAIG 1982; GOODNIGHT 1985). Genetic improvement of traits affected by interactions, therefore, requires selection methods that aim at both the direct effects of genotypes and at the associative effects of genotypes (GRIFFING 1967).

Despite the evidence for heritable interactions among individuals, selection methods currently used in livestock genetic improvement, such as mass selection or selection based on information from relatives, consider only the direct effects of genotypes (with the exception of maternal effects). Those methods are, therefore, inadequate for improving traits affected by interactions among individuals. Both theoretical and experimental work shows that selection between groups, where the group is the unit of selection, offers a solution, because group selection simultaneously improves direct and associative effects (GRIFFING 1967, 1976a; MAYNARD-SMITH 1976; MOORE et al. 1997; WOLF et al. 1998, 1999; AGRAWAL et al. 2001; MUIR 2005; BIJMA et al. 2007a). Group selection has, however, rarely been adopted in animal breeding practice, primarily for two reasons. First, the theoretical works on group selection have not been written using the usual expression for response to artificial selection, which is the product of intensity of selection, accuracy of selection, and the genetic standard deviation in the trait. This has caused group selection to be not fully understood and accepted in the field of animal breeding. Second, application of group selection requires that the selection candidates are kept in groups. Keeping selection candidates in groups, however, is often undesirable or difficult to apply in practice; first, because it interferes with recording data on an individual basis for important traits such as feed intake and, second, it may increase loss of selection candidates due to both infectious diseases and aggression.

This article has two objectives. First, we derive expressions for the accuracy of individual and group selection, which provides a measurement of quality for those methods. Second, we investigate the opportunity to improve traits affected by interactions by using information on relatives kept in family groups, while keeping selection candidates individually. Finally, we compare selection responses obtained with this strategy to responses obtained with existing strategies that are based on individual and group selection.


THEORY
In artificial breeding, the general expression for response to selection is

Formula 1(1)
in which {iota} is selection intensity, {rho} is the correlation between the selection criterion and the breeding value for the trait of interest, usually referred to as the accuracy, and Formula 1 is the additive genetic standard deviation in the trait of interest (FALCONER and MACKAY 1996). The quality of selection methods is commonly measured by their accuracy, which is easy to interpret because it takes values between zero and one (FALCONER and MACKAY 1996; KINGHORN et al. 2000). Previous studies have yielded expressions for response to individual and group selection (GRIFFING 1967, 1976a; WOLF 2003; BIJMA et al. 2007a). Those expressions were based on the covariance between the selection criterion and the breeding value, but did not distinguish between accuracy and genetic variance in the trait. Thus the accuracies of individual and group selection are unclear at present.

In the following, we reformulate existing equations for response to individual and group selection into components of Equation 1 and provide expressions for their accuracy. The results show that expressions for response to selection with interactions among individuals are a generalization of classical expressions for response in the absence of interactions. First, we briefly summarize the basic quantitative genetic theory of interactions among individuals presented in GRIFFING (1967), WOLF et al. (1998), MUIR (2005), and BIJMA et al. (2007a).

Model:

In the classical quantitative genetic model, the phenotype of an individual is the sum of its genetic merit or "breeding value" and a residual nonheritable effect (P = A + E). With interactions among individuals, the model needs to be extended to incorporate effects originating from other individuals. When interactions occur among n (number of animals per group) individuals, the phenotype of an individual can be modeled as the sum of its own direct phenotypic effect and the summed associative phenotypic effects of its Formula 1 associates: Formula 1 (GRIFFING 1967) (see Table 1 for notation). Thus, the phenotype of each individual consist of two terms, a direct effect (PD) originating from the genes and the physical environment of the individual itself and the sum of associative effects (PS) originating from each of its Formula 1 group members. Because each individual has both a direct and an associative effect, the model applies to each of the n individuals. Note that Pi is the observed phenotype, whereas PD and PS may be unobservable. Models used for maternal genetic effects, in which the phenotype of an offspring is the sum of an unobserved direct effect due to the offspring and an unobserved maternal effect due to its dam, can be seen as a specific case of this more general model (WILLHAM 1963).


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TABLE 1

Notation key

 
Both the direct and the associative effect can be divided into an additive genetic (A) and a residual (E) component,

Formula 2(2)
(MUIR 2005; BIJMA et al. 2007a), where AD,i is the direct breeding value (DBV) of individual i, ED,i is the nonheritable direct effect of individual i, AS,j is the associative breeding value (SBV) of associate j, and ES,j is the nonheritable associative effect of associate j. Note that DBV and SBV are genetically distinct traits, even though they affect a single phenotype. For example, when interest is in growth rate, the DBV refers to the breeding value of an individual for its own growth rate, whereas the SBV refers to its heritable effect on growth rate of other individuals, which may, for example, be related to aggression or competition for feed. So, the DBV is equivalent to the classical breeding value (LYNCH and WALSH 1998), whereas the SBV is a generalization of a breeding value for a maternal effect (WILLHAM 1963).

Each individual expresses its DBV once in its own phenotype and its SBV Formula 2 times in the phenotypes of its associates. The heritable contribution of a single individual to total performance of its group, referred to as its total breeding value (TBV), equals therefore TBVi = DBVi + (n – 1)SBVi (BIJMA et al. 2007a). Response to selection Formula 2 i.e., the genetic change of the mean trait value per generation, equals the per generation increase of the average TBV of the population. Analogous to Equation 1, response to selection can be expressed as

Formula 3(3)
in which {rho} is the accuracy and Formula 3 the standard deviation of total breeding values among individuals. In Equation 3, the accuracy is the correlation between the selection criterion and the TBVs of individuals. It measures the quality of selection methods for traits affected by interactions among individuals. The Formula 3 is the square root of the total heritable variation in the trait, which equals

Formula 4(4)
(BIJMA et al. 2007a), where Formula 4 is the direct genetic variance, Formula 4 is the associative genetic variance, and Formula 4 is the covariance between DBVs and SBVs of individuals.

Accuracies of individual and group selection:

In this section we derive the accuracies of individual and group selection, so that response of these selection methods can be expressed as in Equation 3. Table 2 summarizes the selection methods and the corresponding equations for accuracy of selection.


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TABLE 2

Accuracies of selection methods

 

Individual selection:

With individual selection, selection candidates are kept in groups. Individuals with a phenotypic value greater than a chosen threshold value are selected to become parents of the next generation, irrespective of the performance of their group members (GRIFFING 1960). Response to individual selection in a population consisting of groups of size n equals

Formula 5(5)
(BIJMA et al. 2007a), in which r denotes the additive genetic relatedness between group members, and Formula 5 is the standard deviation among phenotypic trait values of individuals, where Formula 5 Combining Equations 3 and 5 shows that the accuracy of individual selection equals

Formula 6(6)
When there are no interactions among individuals, so that Formula 6 and Formula 6 Equation 6 reduces to Formula 6 the square root of heritability, and Equation 3 to Formula 6 the usual expression for response to mass selection.

When there are no interactions, the accuracy is between zero and one (FALCONER and MACKAY 1996; KINGHORN et al. 2000). Investigation of Equation 6, however, shows that with interactions, the accuracy of individual selection can be negative, which would result in a negative response to selection. With unrelated group members (r = 0), for example, the latter occurs when Formula 6 is negative and greater in absolute magnitude than Formula 6 which depends on the genetic correlation between direct and associative effects (rA). When this correlation is negative, individuals with high DBVs have on average negative SBVs, i.e., a negative effect on the phenotypes of their group members. As a consequence, the use of individual selection can result in a negative response to selection (GRIFFING 1967). With full relatedness (r = 1), i.e., when interactions are among clones, the numerator of Equation 6 becomes equal to Formula 6 which is positive by definition. Thus relatedness among interacting individuals has the effect of making the correlation between phenotypes and TBVs of individuals a positive value.

Group selection:

With group selection, individuals in groups with an average phenotypic value greater than a given value are selected to become parents of the next generation. Thus the entire group is either selected or rejected solely on the basis of the mean phenotypic value of the entire group, Formula 6 (GRIFFING 1967). Response to group selection is given by BIJMA et al. (2007a),

Formula 7(7)
in which Formula 7 is the standard deviation among group means, Formula 7 with Formula 7 given above Equation 6, and Formula 7 (see example in BIJMA et al. 2007a). Combining Equations 3 and 7 shows that the accuracy of group selection equals

Formula 8(8)
Because both the numerator and the denominator of Equation 8 are positive, the accuracy and response to group selection are always positive. Furthermore, as indicated by the term Formula 8 the accuracy of group selection is greater with family groups than with groups of unrelated individuals, which agrees with expressions for response to selection obtained by GRIFFING (1976a,b).

Selection based on relatives:

When selection candidates are housed individually, their phenotypes provide no information on their SBVs. In that case, information for selection methods aiming to improve the population average TBV needs to come from relatives of the candidate, which are kept in groups. These relatives of the selection candidates are assumed to be present at the same time as the selection candidates themselves. The phenotypic value of a relative, say j, consists of the direct effect of that relative and the summed associative effects of its group members, denoted by k: Formula 8 If the group members of the relative are unrelated to the candidate (rik = 0), then the phenotype of the relative provides information only on the direct effect of the candidate, not on its associative effect. This is because Formula 8 so that Formula 8 To capture the entire TBV of the selection candidate, relatedness between the candidate and the group members of its relatives needs to be equal to relatedness between the candidate and its relatives, rik = rij, so that Formula 8 A situation with rik = rij is obtained by keeping relatives in family groups. For example, when selection is based on sib information, groups may consist of full sibs of the candidate, so that rik = rij = 0.5. In the following, therefore, we consider selection based on relatives of the candidate that are kept in family groups.

The accuracy of selection based on the mean phenotypic value of relatives kept in family groups can be expressed analogous to the situation with traits not affected by interactions (see APPENDIX A for the derivation). In the absence of interactions, the accuracy of selection based on relatives is commonly formulated in terms of relatedness between the candidate and its relatives, r, the square root of heritability, h, and the intraclass correlation t between the relatives,

Formula 9(9)
in which t = rbrh2, the product of relatedness between the relatives and heritability, and N is the number of relatives (FALCONER and MACKAY 1996; CAMERON 1997; LYNCH and WALSH 1998). Hence, we distinguish between relatedness r between the candidate and its relatives and mutual relatedness rbr between the relatives. For example, for half-sib progeny of the candidate, we would have Formula 9 and Formula 9 The analogy of Equation 9 for traits affected by interactions is

Formula 10(10)
(APPENDIX A). In Equation 10, we used Greek symbols to denote heritability and intraclass correlation adapted to account for interactions: Formula 10 is an analogy of the square root of heritability, Formula 10 Formula 10 is an analogy of the intraclass correlation between relatives Formula 10 and mn is the number of relatives in m groups consisting of n individuals each. The {eta} and {tau} account for interactions among individuals and, therefore, depend on the TBV and on the total phenotypic value (TPV) contributed by an individual. The TPV is an analogy of the TBV. The TPV of individual i represents the phenotypic effect on the population mean that originates from individual i, which equals its direct phenotypic value plus n – 1 its associative phenotypic value, Formula 10 so that Formula 10 Note that TPVi differs from the observed phenotypic value of individual i, Formula 10 which contains associative effects of the group members j of i, whereas TPVi contains the associative effect of i itself. Thus, the TPV measures the total effect of an individual on performance of its group, the TBV is the heritable component of the TPV, and Formula 10 is the proportion of the variance of the TPV that is heritable, fully analogous to the classical heritability. The intraclass correlation {tau} equals the correlation between TPVs of relatives, analogous to the classical intraclass correlation t, which equals the correlation between phenotypes of relatives for traits not affected by interactions. In conclusion, Equation 10 shows that response to selection based on relatives kept in family groups can be obtained from the classical expression for response to selection based on relatives, when replacing heritability by Formula 10 and the intraclass correlation between relatives by Formula 10 In the absence of interactions, {eta} reduces to h, {tau} reduces to t, and Formula 10 reduces to Formula 10 so that Equation 10 reduces to Equation 9.

Investigation of the accuracy for large numbers of observations, i.e., for Formula 10 shows that the limiting accuracy equals Formula 10 which is 0.5 for half-sib information, 0.707 for full-sib information, and 1 for half-sib progeny of the selection candidate. These results are the same as those for classical selection based on relatives in the absence of interactions. Hence, limiting accuracies for traits affected by interactions among individuals are the same as those for classical traits. For example, it is possible to obtain an accuracy approaching unity by using information on a large number of half-sib progeny kept in groups consisting of half sibs.


APPLICATION
So far, we have presented expressions for responses to selection and accuracies of individual selection, group selection, and selection based on relatives. In this section we numerically illustrate the accuracy for the three selection methods for a varying degree of competition. The magnitude of interactions was varied by varying the associative phenotypic variance Formula 10 Large Formula 10 causes large differences in SBVs of individuals and thus reflects a situation with large interactions. The type of interactions was varied by varying the genetic correlation (rA) between direct and associative effects. Negative rA corresponds to competition among individuals, zero rA corresponds to neutral interactions, and positive rA corresponds to cooperation. For example, large Formula 10 together with a strongly negative rA represents strong competition, whereas small Formula 10 together with a slightly positive rA represents mild cooperation. Table 3 summarizes the default values of genetic parameters used. The default value of Formula 10 together with group size (n) of 4 implies that ~50% of the total phenotypic variance is due to associative effects. Larger values of Formula 10 indicate strong interactions and vice versa. The following selection methods were compared: individual selection with groups consisting of either unrelated individuals (r = 0) or full sibs (Formula 10), group selection with groups of full sibs (Formula 10), and selection based on relatives with groups of half sibs (Formula 10), full sibs (Formula 10), or half-sib progeny (Formula 10 Formula 10).


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TABLE 3

Default values used to compare selection methods

 
Figure 1 illustrates the impact of the magnitude of interactions (Formula 10) for the case where interactions are neutral (rA = 0) and for a single group of relatives (m = 1). The accuracy of group selection and selection based on relatives was not affected by the magnitude of interactions. This equivalence results from the fact that the heritabilities of direct and associative effects were equal and that the genetic and environmental correlations between direct and associative effects were equal also (Table 3). In all situations, group selection with groups of full sibs yielded the highest accuracy, even when associative effects were absent. This is because the heritability was low (0.10), so that information on relatives is more important than one's own information. When heritability was high (0.5), individual selection had higher accuracy in the absence of associative effects than selection based on groups of full sibs (results not shown). As expected, selection based on full sibs or progeny yielded higher accuracy than selection based on half sibs. Individual selection with groups of unrelated individuals performed well in the absence of interactions (Formula 10), but poorly when the magnitude of interactions increased. Individual selection with groups of full sibs performed well over the entire range of Formula 10 although somewhat less well than selection based on full sibs or progeny and group selection.


Figure 1
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FIGURE 1.—

Accuracy of selection methods as a function of the associative phenotypic variance (Formula 10) (n = 4; m = 1; Formula 10; Formula 10; Formula 10; rA = rE = 0). The accuracy is shown for individual selection when the animals in a group are full sibs ({diamondsuit}) or unrelated ({diamond}); for group selection with groups of full sibs ({blacktriangleup}); and for selection based on relatives where relatives can be half sibs ({blacksquare}), full sibs (Û), or half-sib offspring (•).

 
Figure 2 illustrates the impact of the type of interactions (rA) for the case where interactions contributed 50% of the phenotypic variance (Formula 10) and for a single group of relatives (m = 1). The accuracy of group selection and selection based on relatives was not affected by rA and was always positive. The accuracy of individual selection was highest with strong cooperation, but decreased strongly when interactions became more competitive (lower rA) and became negative with strong competition. Together, Figures 1 and 2 illustrate that, in contrast to individual selection, group selection and selection based on relatives are robust against variation in the magnitude and type of interactions.


Figure 2
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FIGURE 2.—

Accuracy of selection methods as a function of the genetic correlation (rA) when rA = rE (n = 4; m = 1; Formula 10; Formula 10; Formula 10; Formula 10). The accuracy is shown for individual selection when the animals in a group are full sibs ({diamondsuit}) or unrelated ({diamond}); for group selection with groups of full sibs ({blacktriangleup}); and for selection based on relatives where relatives can be half sibs ({blacksquare}), full sibs (Û), or half-sib offspring (•).

 
In contrast to group and individual selection, selection based on relatives offers the opportunity to use information on multiple groups of individuals. For example, males may be selected on the mean performance of 10 groups of offspring, instead of on the performance of a single group. Figure 3 illustrates the impact of the number of groups of relatives. The accuracy of selection based on relatives was independent of rA and Formula 10 so that results in Figure 3 apply to any magnitude and type of interactions (as long as rA = rE and Formula 10). The accuracies of selection based on relatives increased substantially with the number of groups of relatives. The relationship between accuracy and the number of groups in Figure 3 was similar to that between accuracy and the number of relatives for classical traits not affected by interactions (FALCONER and MACKAY 1996). For comparison, Figure 3 also shows accuracies of individual and group selection for neutral interactions (rA = 0). Those accuracies were substantially smaller than values obtained with selection based on multiple groups of relatives.


Figure 3
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FIGURE 3.—

Accuracy of selection methods as a function of the number of groups per selection candidate (m) (n = 4; Formula 10; Formula 10; Formula 10; Formula 10; rA = rE = 0). The accuracy is shown for individual selection when the animals in a group are full sibs ({diamondsuit}) or unrelated ({diamond}); for group selection with groups of full sibs ({blacktriangleup}); and for selection based on relatives, where relatives can be half sibs ({blacksquare}), full sibs (Û), or half-sib offspring (•). When m = 1, selection based on full sibs and selection based on half-sib offspring received the same symbol, because the accuracy is, respectively, 0.29 and 0.31.

 


DISCUSSION
In this article, we derived expressions for the accuracy of individual and group selection and investigated opportunities for selection based on information from relatives kept in family groups. This work rests primarily on the foundational work of WILLHAM (1963) and GRIFFING (1967, 1976a). Unfortunately, the work of GRIFFING (1967, 1976a) has had relatively little impact in the field of livestock genetic improvement, which is mainly due to the difficulty of derivations and the treatment of distinct situations as special cases. In contrast to most previous work on interactions among individuals (e.g., GRIFFING 1967, 1976a; WADE 1978; WOLF et al. 1998), our results are expressed in terms familiar to animal breeders, such as intensity of selection, accuracy of selection, and the standard deviation of (total) breeding values. We expect that this way of expressing results will stimulate the acceptance of quantitative genetic theory of interactions among individuals and its application in livestock genetic improvement. They also provide insight into the prospects for development of better selection strategies; i.e., low accuracies indicate substantial prospects for improvement of the selection strategy, whereas values near unity indicate little prospects for improvement.

Our results show that selection based on relatives kept in family groups acts directly on the TBVs of selection candidates and always yields a positive response to selection. Selection based on relatives kept in family groups can be interpreted as an analogy of selection based on relatives for classical traits, on the condition that the definition of heritability and intraclass correlation between relatives are extended to account for interactions. This analogy suggests that, analogous to classical traits, selection on the mean performance of relatives kept in family groups is the optimum way to use information from relatives for traits affected by interactions. This hypothesis is supported by the fact that asymptotic accuracies obtained with large numbers of relatives are identical to values for classical traits not affected by interactions.

The added value of selection based on relatives compared to individual or group selection depends on the genetic parameters of the trait, the consequences for parameters of the breeding scheme (intensity of selection and generation interval), and costs involved in keeping different numbers of animals. The advantage is largest with strong competition and low heritability. With cooperation (rA > 0), individual selection yields a positive response, so that group selection or selection based on relatives is not required to ensure a positive response (GRIFFING 1967). However, when multiple groups of relatives can be used, selection based on relatives yields substantially higher accuracy, particularly when heritability is low. Group selection is robust in the sense that it always yields a positive response (GRIFFING 1976a), but requires keeping selection candidates in groups, which is often undesirable. Moreover, group selection cannot be used for traits that require killing the individuals providing the information, such as meat percentage in chickens or pigs, because it would require killing the selection candidate.

At present there is very little information on the genetic parameters underlying traits affected by interactions (Formula 10; WOLF 2003; MUIR 2005; BIJMA et al. 2007b). The selection method developed here can be implemented without knowledge of the genetic parameters in that population, but the efficiency will depend on the parameters used. Genetic parameters of traits affected by interactions can be estimated from livestock populations, but the amount of data required to accurately estimate those parameters is substantially larger than that for classical traits (BIJMA et al. 2007b). For example, BIJMA et al. (2007b) used information on ~3800 individuals with a full-sib–half-sib pedigree structure and groups composed of unrelated individuals and obtained an estimated genetic correlation between direct and associative effects of +0.28. This value did, however, not differ significantly from zero. With knowledge of the genetic parameters, individuals could be selected on the basis of an index of group and individual performance (GRIFFING 1969). Furthermore, when information is available on the genetic parameters, the use of best linear unbiased predictions (BLUP) of breeding values with an animal model allows combining information from different types of relatives into a single estimate of the breeding value (HENDERSON 1984; MUIR 2005; BIJMA et al. 2007b). The accuracy of that breeding value will exceed the accuracy obtained with selection based on relatives. When accurate information on genetic parameters is not available, however, selection based on relatives kept in family groups provides a robust solution that is relatively easy to implement.

An example of a trait affected by interactions among individuals is survival in laying hens. Survival in laying hens is affected by cannibalistic interactions among cage members, which has made it difficult to improve survival using conventional selection methods (MUIR 1996). BIJMA et al. (2007b) estimated variance components for survival time in a commercial line of laying hens with intact beaks. In this line, mean survival till 80 weeks of age was 54%, with a mean survival time of 454 days (SD 122 days). The estimated genetic parameters were Formula 10 = 960 days2, Formula 10 = 132 days2, rA = 0.28, Formula 10 = 12,369 days2, n = 4, and Formula 10 = 52.4 days. With a selection intensity of unity ({iota} = 1), predicted responses for this population are 10.7 days for individual selection with groups of unrelated individuals, 16.6 days for individual selection with groups of full sibs, and 22.8 days for group selection with groups of full sibs. With selection based on a single group of relatives, predicted responses are 9.6 days for half sibs, 18.3 days for full sibs, and 19.2 days for half-sib progeny. With selection based on 10 groups of relatives, predicted responses are 20.4 days for half sibs, 32.4 days for full sibs, and 40.8 days for half-sib progeny. These results show that, even with moderate cooperation, selection based on information from relatives kept in family groups enables substantial response to selection.

The responses to selection mentioned above refer to the total genetic improvement due to the combination of direct and associative effects. There may also be interest, however, in the response to selection for the direct and the associative effect separately. For group selection, responses for direct and associative effects follow from results presented in BIJMA et al. (2007a). For selection based on relatives response in direct effects equals Formula 10 and response in associative effects equals Formula 10 Using the estimated genetic parameters of BIJMA et al. (2007b), selection based on half sibs yielded a response for the direct effect of 4.4 days and a response for the associative effect of 1.7 days, that based on full sibs yielded, respectively, 8.4 days and 3.3 days, and that based on half-sib offspring yielded responses of, respectively, 8.8 days and 3.5 days. When judging these results, it is important to realize that the contribution of the associative effects to the total response equals the response in associative effects multiplied by (n – 1).

Commercial conditions:

For all three selection methods we have to keep in mind that the housing conditions of the relatives kept in groups (selection based on relatives) or the selection candidates (individual and group selection) should accurately reflect the commercial conditions under which the animals will be reared by the farmer. Especially group size can have large effects on the impact of social interactions and thus on response to selection. Furthermore, in this article only homogeneous groups of the same type of relatives have been assumed, e.g., only full sibs or only half sibs in one group. Under commercial conditions, however, groups can consist of a mix of full sibs, half sibs, and unrelated individuals. For both group selection and selection based on relatives it is possible to use an average r and rbr to estimate the accuracy and response to selection.

Index selection:

When the genetic parameters of direct and associative effects are known, selection of individuals using a selection index is an alternative to selection between groups or based on relatives. With interactions among individuals, the goal parameter of such an index, usually referred to as the "aggregate genotype," would be the TBV of an individual. In matrix notation, the TBV of individual i is given by Formula 10 in which Formula 10 and Formula 10 The direct effect of an individual is expressed in its own phenotype, whereas its associative effect is expressed in its group members. Hence, a simple index aiming to maximize response by simultaneous improvement of direct and associative effects can be composed of the phenotype of the individual itself, Pi, and the average phenotype of its n 1 group members, Formula 10

Formula 11(11)
It follows from selection index theory that optimum index weights are b = P–1Gv, where P is the 2 x 2 (co)variance matrix of information sources in xi, and G is the 2 x 2 matrix of covariances between information sources in xi and true breeding values for direct and associative effects in g (HAZEL 1943). Elements of P and G are Formula 11 Formula 11 Formula 11 Formula 11 Formula 11 and Formula 11 From selection index theory, response to selection equals

Formula 12(12)
in which Formula 12 is the standard deviation of the index, Formula 12

To compare response with index selection to other selection methods, we calculated response for the genetic parameters of BIJMA et al. (2007b) given above. Predicted response from Equation 12 was 11.7 days. This is only a little more than the 10.7 days of response from individual selection with groups of unrelated individuals, but substantially less than the 16.6 days of response for individual selection with groups of full sibs. Thus optimum index selection using groups of unrelated individuals performs worse than individual selection using groups of relatives. This result indicates that using groups composed of relatives contributes more to the accuracy than optimizing index weights. The index calculations can be extended to apply to groups composed of relatives, but the derivations become complex in that case. Selection based on groups composed of relatives, in contrast, is simple and robust. It does not require knowledge of the genetic parameters, and its accuracy does not depend on the real values of the genetic parameters (Figures 1 and 2).


APPENDIX A: DERIVATION OF EQUATION 10
With selection based on relatives kept in family groups, the selection criterion for individual i equals the mean phenotypic value of its relatives, Formula 12 in which Formula 12 is the phenotypic trait value of relative j in group l, and m is the number of family groups of selection candidate i, each consisting of n individuals. The Formula 12 has components as indicated by Equation 2: Formula 12 in which k denotes group members of j. Response to selection is obtained as the regression coefficient of the TBV of the selection candidates on the selection criterion, Formula 12 multiplied by the selection differential S. Thus, response to selection equals Formula 12 with Formula 12 and Formula 12 so that Formula 12 in which Formula 12 is the standard deviation of the selection criterion. The term Formula 12 can be split into mn covariances, giving Formula 12 = Formula 12 = Formula 12 When all relatives have the same relatedness with the selection candidate, i.e., Formula 12 for all i, j, and k, then all covariances have the same value, giving Formula 12 = Formula 12 = Formula 12 = Formula 12 in which r denotes additive genetic relatedness between the selection candidate and its relatives kept in family groups. Response to selection based on relatives equals, therefore,

Formula A1(A1)
Combining Equations 1 and A1 shows that the accuracy of selection based on relatives kept in family groups equals

Formula A2(A2)

Although Equation A2 provides an expression for the accuracy, it is not easy to use, because it depends on Formula A2 which is not a common genetic parameter. In the following, therefore, we reformulate Equation A2 in terms of Equation 9, starting with the derivation of Formula A2 To derive Formula A2 it is convenient to split Formula A2 into a component that is common to all relatives of the selection candidate, plus a remaining term that no longer contains genetic relationships between individuals. For example, when considering half sibs, the common term would be half the TBV of the sire, so that Formula A2 in which Formula A2 is the remainder of Formula A2 after subtracting Formula A2TBVsire. The {varepsilon} is specific to each individual. In general, the common term equals Formula A2 in which rbr is mutual relatedness between the relatives. In the derivation of Formula A2 distinguishing between Formula A2 and Formula A2 is convenient, because we do not have to consider averaging for the Formula A2 term, we can ignore relatedness among individuals for Formula A2 and both terms are mutually independent (when mating is at random). Thus Formula A2

For the derivation of Formula A2 it is convenient to group the direct and associative components in Formula A2 according to the individual from which they originate, instead of according to the individual in whose phenotype they are expressed. Each individual expresses its direct effect once and its associative effect n 1 times. Therefore, we can write that Formula A2 = Formula A2 = Formula A2 in which Formula A2 indicating the remainder when subtracting Formula A2 from Formula A2 In the last summation, direct and associative effects are grouped according to the individual j from which they originate. Next, Formula A2 = Formula A2 = Formula A2 = Formula A2 because the Formula A2 are independent after subtraction of the common part. Finally, using Formula A2 shows that

Formula A3(A3)
in which TPV denotes the total phenotypic value of an individual, Formula A3 and Formula A3 The TPV is an analogy of the TBV (see main text). In Equation A3, the term Formula A3 is the variance of the part of Formula A3 that is common to all relatives, which is not averaged, and the term Formula A3 is the variance of the average value of the mn parts of Formula A3 that are specific to each relative. Combining Equations A2 and A3 gives an expression for the accuracy of selection. First, we rewrite Equation A3 as Formula A3 in which Formula A3 which is the covariance between TPVs of relatives expressed as a proportion of the variance of TPVs, so that {tau} is a so-called intraclass correlation among relatives adjusted to account for interactions among individuals. Substituting this result into Equation A2 gives Equation 10.


APPENDIX B: EXAMPLE OF CALCULATION
This example illustrates the calculation of accuracy and response to selection for selection based on information of a single group of half-sib offspring (Formula A3 Formula A3 and m = 1). Estimated genetic parameters for survival time in a commercial line of laying hens are taken from BIJMA et al. (2007b) and given in Table B1. The accuracy follows from Equation 10, Formula A3 in which Formula A3 and Formula A3 Thus, calculation of the accuracy requires calculating the variance of total breeding values, Formula A3 and of the variance of total phenotypic values, Formula A3 The statistical data analyses, however, do not provide estimates of the phenotypic variances of direct and associative effects, meaning that we cannot calculate Formula A3 directly. For this reason, Formula A3 is calculated as the sum of Formula A3 and the variance of the total environmental values of individuals, Formula A3 in which Formula A3 The data analyses provide an estimate of the residual variance, Formula A3 and an estimate of the correlation between residuals of group members, denoted {rho} in BIJMA et al. (2007b). Formula A3 and {rho} can be combined into an estimate of Formula A3 BIJMA et al. (2007b) showed that Formula A3 and Formula A3 Therefore, it follows that Formula A3 Next, Formula A3 so that Formula A3 and Formula A3 Thus the accuracy of selection based on a single group of half-sib offspring equals Formula A3 When selection is by truncation with a selection intensity of unity ({iota} = 1) (FALCONER and MACKAY 1996), response to selection is Formula A3 days.


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TABLE B1

Genetic parameters for the example

 


ACKNOWLEDGEMENTS
E.E. thanks Han Mulder for stimulating discussions during the development of this work. Johan van Arendonk and Roel Veerkamp are acknowledged for helpful comments on earlier versions of the manuscript. This research is part of a joint project of Hendrix Genetics, Nutreco, and Wageningen University on "Genetics of robustness in laying hens," which is financially supported by SenterNovem.


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Communicating editor: J. B. WALSH




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