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Originally published as Genetics Published Articles Ahead of Print on April 19, 2006.
Genetics, Vol. 173, 1735-1745, July 2006, Copyright © 2006
doi:10.1534/genetics.106.055921
A Simple Linear Regression Method for Quantitative Trait Loci Linkage Analysis With Censored Observations
Carl A. Anderson*,
,1,
Allan F. McRae
and
Peter M. Visscher*,
* Institute of Evolutionary Biology, University of Edinburgh, Edinburgh, Scotland EH9 3JT and
Genetic Epidemiology Group, Queensland Institute of Medical Research, Brisbane, Australia 4029
1 Corresponding author: Genetic Epidemiology Group, Queensland Institute of Medical Research, 300 Herston Rd., Brisbane, Australia 4006.
E-mail: carl.anderson{at}qimr.edu.au
>ABSTRACT
METHODS
RESULTS
DISCUSSION
APPENDIX: {tau} CENSORING
ACKNOWLEDGEMENTS
LITERATURE CITED
Standard quantitative trait loci (QTL) mapping techniques commonly assume that the trait is both fully observed and normally distributed. When considering survival or age-at-onset traits these assumptions are often incorrect. Methods have been developed to map QTL for survival traits; however, they are both computationally intensive and not available in standard genome analysis software packages. We propose a grouped linear regression method for the analysis of continuous survival data. Using simulation we compare this method to both the Cox and Weibull proportional hazards models and a standard linear regression method that ignores censoring. The grouped linear regression method is of equivalent power to both the Cox and Weibull proportional hazards methods and is significantly better than the standard linear regression method when censored observations are present. The method is also robust to the proportion of censored individuals and the underlying distribution of the trait. On the basis of linear regression methodology, the grouped linear regression model is computationally simple and fast and can be implemented readily in freely available statistical software.
DOMESTIC animals and experimental species provide a unique resource for the understanding of quantitative genetic variation. Quantitative trait analysis of experimental crosses has provided many important insights into the genetics of complex traits (MORGANTE and SALAMINI 2003; reviewed in ANDERSSON and GEORGES 2004). Several genes underlying quantitative genetic variation have been identified in the fields of animal and crop science, many of which have significant commercial potential (e.g., JEON et al. 1999; NEZER et al. 1999; FRARY et al. 2000; FRIDMAN et al. 2000; GRISART et al. 2002).
Most current quantitative trait loci (QTL) mapping techniques utilize an interval-mapping approach first put forward by LANDER and BOTSTEIN (1989). The approach places a hypothetical trait locus at fixed incremental positions (for example, every 12 cM) along a map of known marker positions and tests for its effect on the trait using information from flanking markers. For a given location the basic linear model is
![]() |
N(0,
e2)). The genotype of an individual at the position being tested is rarely known so the probability of an individual being each of the possible genotypes is calculated from the available marker information. LANDER and BOTSTEIN (1989) implement their method using a maximum-likelihood approach. The maximum-likelihood method takes into account heterogeneous variances within marker classes to estimate genotype probabilities. The model parameters are estimated under both the null (no QTL) and alternative (with QTL) hypotheses. An advantage of maximum likelihood is that it uses all of the available observations on marker genotypes and trait values. The disadvantage of maximum likelihood is that it is computationally intensive and usually requires specialized software. An alternative method, least-squares regression, uses expected genotype probabilities calculated from flanking markers rather than the more complex approximation via maximum likelihood (HALEY and KNOTT 1992). For this approach least-squares linear regression is used to estimate the effect of genotype on the trait of interest at each test position along the genome. The asymptotic equivalence of least-squares regression with maximum-likelihood interval mapping has been shown through simulation (HALEY and KNOTT 1992) and by theoretical calculations of power (REBAI et al. 1995). The least-squares approach has been shown to be robust to deviations from normality in all but the most extreme situations (VISSCHER et al. 1996; REBAI 1997). KAO (2000) and KNOTT (2005) review the differences between maximum-likelihood and regression QTL-mapping methods.
Time-to-event traits are often nonnormally distributed and show a right-skewed distribution of trait values across all individuals. Additionally, time-dependent traits often include censored observations, which occur when the true time of the event is unknown. End-of-study censoring arises when the event of interest has not occurred by the end of the study period. Within-study censoring arises if an individual is lost to follow-up during the course of the study. The loss of information due to censoring results in lower statistical power, where the greater the proportion of censoring the lower the statistical power. Some of this power can be recovered by modeling censored individuals in the statistical analysis; however, standard QTL-mapping techniques typically do not account for this.
The field of survival analysis utilizes special methods to make better use of the information provided by censored observations and to better account for the nonnormal distribution of the trait values. Traditionally, proportional hazard regression models are used to model survival traits. These methods assume that if there are two individuals, a and b, with p time-independent covariate values in vectors Za and Zb, respectively, the ratio of their hazards is given by
![]() |
A drawback of both proportional hazards methods is that they are computationally intensive for complex models. Models with many covariates, some of which may be time dependent, can take extensive periods of time to analyze. Several computationally intensive approaches have been proposed (e.g., SYMONS et al. 2002; EPSTEIN et al. 2003; DIAO et al. 2004; DIAO and LIN 2005; PANKRATZ et al. 2005). In the presence of censored observations, the mapping of QTL for survival traits in line crosses can be carried out using the methods of SYMONS et al. (2002), DIAO et al. (2004), or DIAO and LIN (2005). When considering QTL mapping for survival traits in outbred populations the variance component-based methods of EPSTEIN et al. (2003) or PANKRATZ et al. (2005) are appropriate. All of these methods are yet to be incorporated into general, widely used genome-analysis packages.
Here we demonstrate a novel grouped linear regression method for the analysis of survival data that is computationally simple and robust and can be implemented in standard statistical packages. The method is compared to the classical Cox and Weibull proportional hazards approaches and to a standard linear regression method that ignores censoring status. We demonstrate its relative power and robustness via simulation and discuss the advantages of this simplified method compared to those currently available.
ABSTRACT
>METHODS
RESULTS
DISCUSSION
APPENDIX: {tau} CENSORING
ACKNOWLEDGEMENTS
LITERATURE CITED
Grouped linear regression method:
Survival times are sorted in chronological order, regardless of censoring status or genotype, and separated into a predefined number of groups or time periods. The survival record for individual i during time period j is given by xij. If individual i survives interval j, then the corresponding survival record is xij = 0. If individual i experiences the event during interval j, then the survival record is xij = 1 and there are no further survival records for the remaining intervals. If an individual is censored during a particular interval then that individual has no survival record for the current or subsequent intervals (Table 1). For any given time period, the survival record represents the conditional probability that an individual survives the current time period given that the individual survived to the start of that time period. For any individual the survival records for each group are therefore independent observations. The linear model used in the regression analysis is given by
![]() |
ij is the random error for individual i during time period j. The terms
model the baseline hazard and ßggi estimates the genotypic effect on the hazard. Only p 1 coefficients of ti can be estimated, as there are no noncensored individuals surviving the last time period. The significance of the effect of genotype is estimated using standard regression methodology. The resulting F-statistic (with 1 and n p 1 d.f., where n is the number of individuals) is transformed to an approximate likelihood-ratio test statistic (LRT) using the formula provided by BARET et al. (1998),
![]() |
|
Simulation of data:
Extensive simulations were carried out using the statistical software package R (R DEVELOPMENT CORE TEAM 2005). We simulated genotypic data at a single locus for individuals from a backcross between two fully inbred lines. Marker data were generated at a single QTL locus with possible alleles q and Q, thus assigning an individual the genotypes qq or Qq with equal probability. Phenotypic data were simulated assuming a fully penetrant QTL at the marker locus. Phenotypic data were drawn from a number of distributions (Table 2).
|
The baseline hazard function for data drawn from a Weibull distribution is given by
![]() |
Thus, the ratio of the hazards for genotypes qq and Qq is
![]() |
22% when compared to the risk for genotype qq (for
= 2 and
qq = 10,
Qq = 9.05). The mean of a Weibull distribution is given by
, where
is the gamma function. Thus, the simulated effect of the genotype on the hazard is equivalent to a mean difference in survival time of
(0.18 standard deviation units). The shape and scale parameters of model 2 (exponential) were calculated to give the same ratio of hazards as that of the Weibull parameters used in model 1 but from a more highly skewed distribution. The parameters of model 3 (gamma) were chosen to approximate the means and variances of the Weibull distributions used in model 1. To test the relative robustness of the methods when phenotypic data are drawn from highly skewed distributions we simulated data from two gamma distributions where the gamma shape parameter was 0.5. Shape parameters were chosen to approximate the hazard ratio used in model 1. The proportion of censored individuals, Pc, was varied across simulations. For the generation of censored observations the method of DIAO et al. (2004) and DIAO and LIN (2005) was implemented. Letting Ti be the survival time of the ith individual, Ci is the censoring time and I(Ci) is an indicator variable giving the censoring status (0 = censored, 1 = uncensored) for individual i. Censoring times (Ci) were drawn from a uniform distribution between 0 < x
1 and multiplied by a constant
. DIAO et al. (2004) and DIAO and LIN (2005) use a trial-and-error approach to obtain
. We calculated the value of
via numerical integration to provide a given proportion of censored observations (see APPENDIX). If Ci was less than Ti then the individual was classified as censored (I(Ci) = 0) and the censoring time was entered into subsequent analyses. Individuals with greater survival times are more likely to be censored. The censoring method creates both "within-study" and "end-of-study" censoring.
Analysis of simulated data:
Two methods were used to group the observations (both censored and uncensored) into time periods to investigate the robustness of the grouped linear regression method to the grouping mechanism. The first grouping method (A) groups the individuals into k groups such that an equal number of observations (either censored or uncensored) occur in each time period. The standard error of the group means is approximately equal when using this method. The second grouping method (B) groups the individuals into k groups such that an equal proportion of individuals, denoted by s, survive each time period. Within-group variances are approximately equal when using this method. For both methods the last time period contained all remaining individuals not previously allocated a time period. For example, with 1000 individuals and five time periods, grouping mechanism A creates five groups of 200 individuals, while grouping method B with s = 0.5 creates groups of 500, 250, 125, 63, and 62 individuals. The change in mean test statistic in relation to the number of time periods and the proportion of individuals surviving each time period was investigated for each grouping mechanism.
Power comparisons:
We compared the power of the grouped linear regression method to that of the Cox and Weibull proportional hazards models and the standard linear regression least-squares approach (ignoring censoring status). The inclusion of the standard linear regression method allows some approximation of the power to be gained by including the censored observations correctly in the regression model. Grouping method B was used to separate the continuous survival times into groups for the grouped linear regression method. Values were chosen for the grouping parameters that approximately maximized the power of the grouped linear regression method. The methods were contrasted by comparing the mean test statistic produced for each mode of analysis given phenotypic data drawn from the same underlying distribution. To ensure that this was an unbiased comparison of methods, using each mode of analysis we carried out 1000 simulations of 1000 individuals under the null hypothesis and checked for deviations from a chi-square distribution with 1 d.f. This was tested using a one-tailed KolomonovSmirnov test. Where a significant deviation from a chi-square 1-d.f. distribution was seen for a given phenotypic distribution, we compared the analysis methods via empirical P-values. To calculate the empirical thresholds 10,000 replicates of 1000 individuals were simulated under the null hypothesis. The proc.time( ) function in R was used to obtain run times for the model-fitting step of each mode of analysis.ABSTRACT
METHODS
>RESULTS
DISCUSSION
APPENDIX: {tau} CENSORING
ACKNOWLEDGEMENTS
LITERATURE CITED
Grouping method:
Tables 35
|
|
|
Power comparisons:
The distribution of test statistics for all four modes of analysis was shown to be chi square under the null hypothesis for model 1 (Figure 1). This supports the use of the mean test statistic as an unbiased parameter for the comparison of methods. Figure 2 shows the mean test statistic for all four modes of analysis with varying percentages of censored survival times. In the absence of censoring the four analysis methods have approximately equal power. The standard linear regression model has a slightly reduced mean test statistic when compared to the survival analysis methods. This difference is likely due to the nonnormal distribution of the survival times. As the percentage of censored observations is increased, the standard linear regression mean test statistic falls rapidly. In comparison, that of the grouped linear regression and Cox and Weibull proportional hazard models decreases at a slower and comparable rate. The relative and actual run times from the model-fitting step of each analysis method are shown in Table 6. The procedure time for fitting 100 models showed the grouped linear regression method to be almost 5 times quicker than the Cox proportional hazards method and >12 times quicker than the Weibull proportional hazards method.
|
|
|
As expected, when simulating data under the null hypothesis from model 2 (exponential) no significant deviations were detected from a chi-square distribution with 1 d.f. When comparing the relative mean test statistics from model 2 (exponential), similar relationships to those under model 1 (Weibull) were observed (Figure 3). Given that an exponential distribution is a special case of a Weibull distribution, when
= 1, it is not surprising to find that the parametric Weibull proportional hazards method is of equal power when compared to the Cox proportional hazards model.
|
When phenotypic data were simulated under the null hypothesis using model 3 (gamma), a significant deviation from a chi-square distribution (P = 0.012) was seen when using the Weibull proportional hazards model (Figure 4). This result was not unexpected as the Weibull proportional hazards model fits a Weibull distribution to the distribution of survival times, which in this case follow a gamma distribution. To make unbiased comparisons between the four analysis methods we calculated empirical P-values for each method of analysis (Figure 5). When the phenotypes contained no censored observations the best-performing model was standard linear regression. This is not surprising as a gamma distribution with a shape (
) of 3.65 is not highly skewed. The worst-performing model under no censoring was the Weibull proportional hazards model. Again, this is most likely due to the incorrect parameterization of the baseline hazard. As the proportion of censoring is increased the three survival analysis methods outperform the standard linear regression method. The grouped linear regression method shows the same power as the Cox proportional hazards method.
|
|
The gamma distributions used for model 3 were not highly skewed. However, under the highly skewed gamma distributions of model 4 we see a similar pattern. When analyzing data simulated under the null hypothesis the Weibull proportional hazards model again gives test statistics that are not distributed as a chi-square distribution with 1 d.f. (P = 0.0007). With no censoring in the sample simulated under the alternative hypothesis the Weibull proportional hazards method is the least powerful mode of analysis (Figure 6). Again, the grouped linear regression approach is of equal power to the Cox proportional hazards model, regardless of the censoring proportion. When simulated phenotypes include censored observations, the least powerful method was the standard linear regression method.
|
ABSTRACT
METHODS
RESULTS
>DISCUSSION
APPENDIX: {tau} CENSORING
ACKNOWLEDGEMENTS
LITERATURE CITED
The grouped linear regression method is not only as robust and powerful as the Cox proportional hazards method but also computationally much faster. For genomewide scans of several thousand test positions and many potential models, the savings in computation time would be considerable. The reduction in computation time would be further appreciated when carrying out permutation testing or bootstrapping. For example, consider a genome of 3000 cM with linkage analysis carried out at intervals of 1 cM. If one was to carry out 1000 permutation tests on the sample then the grouped linear regression method, assuming that the relative times are the same as those shown in our simulations, would be 10.5 hr faster than the Cox model and 32 hr faster than the Weibull proportional hazards method. The exact savings in computation time will vary as the computation times given here for each model are estimates and will vary between software packages. We expect the number of individuals in a study, the number of groups into which the continuous survival times are split, and the proportion of tied observations in the sample to have an effect on the relative run times of the various methods. In this study we have directly compared methods that all utilize the expected genotype probabilities at a given point when testing for a QTL at that location. Therefore, in terms of computation time, all these models have an advantage over those models that fit a more complete, and computationally complex, maximum-likelihood mixture model approach, such as the methods of SYMONS et al. (2002), DIAO et al. (2004), or DIAO and LIN (2005).
Recently, MORENO et al. (2005) compared the power of the Weibull and Cox proportional hazards methods to standard Gaussian methods for mapping QTL in survival traits. Empirical survival times for an F2 population were sampled from a real data set collected on salmonella resistance in mice. Data were transformed differently for each analysis method. Differing proportions of additive/dominance effects and censoring proportions were simulated. When censored observations were included in the sample, MORENO et al. (2005) report a significant difference in power between the proportional hazard models and standard linear regression methods for all simulation sets. This is consistent with our findings. MORENO et al. (2005) also report a significant difference in power between the proportional hazards methods and standard QTL mapping methods when all observations are fully observed. This relationship was most significantly observed with an additive effect of 0.30 and an absence of dominance effects. Proportional hazards methods approximately provided a power of 0.60 while standard QTL mapping methods provided a power of 0.42 at the 95% level. MORENO et al. (2005) report that for larger additive effect sizes, and in the presence of dominance, the difference between the proportional hazards and standard QTL mapping methods disappears. When we simulated data using model 1 (Weibull) we noted a slight reduction in the mean test from the standard linear regression method when compared to the survival analysis methods. This reduction was much less marked than that reported by MORENO et al. (2005). When we simulated uncensored data from model 2 (exponential) we detected no significant differences in terms of mean test statistic when comparing the standard linear regression method to the survival analysis methods used here. Furthermore, when data were simulated from a gamma distribution with no censoring, the standard linear regression method was shown to have the most power at the 95% level. Reducing the effect of the QTL on the hazard to 3% (increased risk for genotype Qq when compared to that of qq) allowed us to compare more directly with the simulations performed by MORENO et al. (2005). The reduction in QTL effect size dropped the power to detect linkage to
0.6 at the 95% level, similar to the power achieved by MORENO et al. (2005). No significant difference was observed between the power of proportional hazards and that of standard methods. We changed the shape (
) of the Weibull distributions from which the uncensored phenotypic data were simulated. We again found no difference in the power to detect linkage using either a proportional hazards framework or a standard QTL-mapping procedure when simulating from Weibull distributions with shape
= 4 or
= 6. Due to the way in which MORENO et al. (2005) simulated and transformed phenotypic data it is difficult to further examine the difference between the two study findings.
The grouped linear regression method uses binary survival indicators similar to those used by MADGWICK and GODDARD (1989). A grouped approach was natural for their data set as their data consisted of survival through a series of different lactation periods, which are predefined, biologically relevant time periods. A similar method was adopted by MEUWISSEN et al. (2002) to estimate breeding values for functional survival, in a simulated dairy cattle data set. The authors compared both a linear and a logistic regression method to a proportional hazards model and found no significant difference in estimated breeding value. In this study, we have developed a grouped linear regression method for survival traits with a continuous distribution. We have shown that if a sufficient number of time periods are chosen then little is lost in the way of power by grouping the data. The conditional survival probabilities (group survival indicators) are directly related to the hazard for a particular interval. Asymptotically, with many time intervals and a large number of observations per group, the conditional survival probabilities, scaled by the probability of survival until that time, are simply discrete versions of the continuous hazard. Just as the hazard function is a continuous approximation of a discrete observation (survival or death at a particular point in time), so the grouped approximation is a discrete approximation of a continuous distribution. With the grouped linear regression model the effects on the hazard are additive, whereas the usual assumption of proportional hazard models is that the effects act in a multiplicative manner. If the intervals are chosen such that the conditional survival probabilities in different time intervals are the same then the multiplicative and additive models converge.
The power of the grouped linear regression method was maximized, via simulation, prior to the comparative power analysis. However, the gain in power achieved by this is small. Our analyses demonstrate that most nonextreme values of s and k closely approximate the power provided by the optimal values. While it would be possible to carry out this optimization step before analyzing real data, it could be of relatively little benefit and time consuming. Thus, the robustness of the grouped linear regression method to the chosen number of time periods and group survival probability is encouraging.
Current mapping methods require specialized software for genomewide linkage analysis. The grouped linear regression method uses standard linear regression methodology and thus can be implemented in many of the widely available statistical packages, including the freely available R that we used here. Expanding the grouped linear regression method to a genomewide level is straightforward. The ability to analyze genomewide marker data for linkage in freely available and easy to use packages is significant, especially if this can be done with little or no sacrifice in power.
In this study we simulated a backcross population; however, the extension of the method for other line crosses is relatively simple. Furthermore, it should be possible to extend the method to more complex situations such as the mapping of QTL with potentially censored data in outbred populations. Current methods for the mapping of QTL using censored data in general outbred populations are limited. Unlike in inbred lines where the QTL effect is fixed in both populations, not all individuals in an outbred population will segregate a given QTL. Furthermore, unlike fully inbred lines, each individual has a different genetic background effect. A random-effects QTL model based upon multiple 0/1 indicator variables would naturally fit into a linear mixed-model framework and would allow QTL analyses in general pedigrees when a proportion of observations are censored.
In summary, we have described a computationally efficient and fast method for the analysis of continuous survival data. The grouped regression method is of equal power when compared to other available methods and is robust to changes in censoring proportion and mechanism and to the underlying distribution of the phenotype.
CENSORING
ABSTRACT
METHODS
RESULTS
DISCUSSION
>APPENDIX: {tau} CENSORING
ACKNOWLEDGEMENTS
LITERATURE CITED
parameter used in the censoring method. For a general distribution of times to events, f(T), we want to find a value
such that a random uniform variable between 0 and
is less than a random value for T with a probability Pc. The general solution to this problem is
![]() |
is calculated noting that all values of T above
are censored. Thus,
![]() |
It follows that
![]() |
For the cases of the Weibull and gamma examined in this study, the value of
is solved by numerical integration.
ABSTRACT
METHODS
RESULTS
DISCUSSION
APPENDIX: {tau} CENSORING
>ACKNOWLEDGEMENTS
LITERATURE CITED
ABSTRACT
METHODS
RESULTS
DISCUSSION
APPENDIX: {tau} CENSORING
ACKNOWLEDGEMENTS
>LITERATURE CITED
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, grouped linear regression; x, Cox proportional hazards regression; +, Weibull proportional hazards regression;
, standard linear regression.





