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Genetics, Vol. 172, 733-741, February 2006, Copyright © 2006
doi:10.1534/genetics.105.049718
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* Ancient DNA and Evolution Group, Centre for Ancient Genetics, Niels Bohr Institute and Biological Institute, University of Copenhagen, Copenhagen DK-2100, Denmark,
Bioinformatics Research Center, University of Aarhus, Aarhus DK-8000, Denmark,
Ecology and Evolutionary Biology, University of Arizona, Tucson, Arizona 85721,
Department of Anthropology, McMaster University, Hamilton, Ontario L8S 4L9, Canada, ** Henry Wellcome Ancient Biomolecules Centre, Department of Zoology, University of Oxford, Oxford OX1 3PS, United Kingdom, 
Department of Vertebrate Zoology, American Museum of Natural History, New York, New York 10024 and 
Institute of Molecular Virology, GSF-National Research Center for Environment and Health, 85764 Neuherberg, Germany
1 Corresponding author: Ancient DNA and Evolution Group, Centre for Ancient Genetics, Niels Bohr Institute and Biological Institute, University of Copenhagen, Juliane Maries vej 30, DK-2100, Denmark.
E-mail: ewillerslev{at}gfy.ku.dk
| ABSTRACT |
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guanine and thymine
cytosine) and type 2 transitions (cytosine
thymine and guanine
adenine), respectively. Type 2 transitions are by far the most dominant and increase relative to those of type 1 with damage load. The results suggest that the deamination of cytosine (and 5-methyl cytosine) to uracil (and thymine) is the main cause of miscoding lesions in both ancient mtDNA and nuDNA sequences. We argue that the problems presented by postmortem damage, as well as problems with contamination from exogenous sources of conserved nuclear genes, allelic variation, and the reliance on single nucleotide polymorphisms, call for great caution in studies relying on ancient nuDNA sequences.
guanine (A
G), cytosine
thymine (C
T), G
A, and T
C (HANSEN et al. 2001; HOFREITER et al. 2001b; GILBERT et al. 2003b). Although four different transitions have been observed, it has been argued that it is possible to differentiate the transitions into only two complementary groups, termed type 1 (TS1: A
G/T
C) and type 2 (TS2: C
T/G
A) transitions, caused putatively by the deamination of adenine to hypoxanthine (A
H) and the deamination of cytosine (and its homolog 5-methyl cytosine) to uracil (and thymine), respectively (HANSEN et al. 2001; HOFREITER et al. 2001b; GILBERT et al. 2003b). For example, consider a single cytosine to uracil (C
U) deamination event on the light strand of mitochondrial DNA (mtDNA). The C
U event will be observed as a C
T transition on any light strand sequences amplified directly from the original damaged template, but any of the derived complementary heavy strand sequences will exhibit a G
A transition. Similarly, any sequences derived directly from the amplification of an A
H event will be exhibited as either an A
G or T
C transition. Intriguingly, even though miscoding lesions generating both type 1 and type 2 transitions are recorded for DNA in solution (deamination of cytosine with a rate
3050 times higher than that for adenine; LINDAHL 1993), it is still debated whether the deamination of adenine actually plays a role in the generation of type 1 events in aDNA or whether they are simply due to regular DNA polymerase errors (HOFREITER et al. 2001b; GILBERT et al. 2003b; PÄÄBO et al. 2004). Although mtDNA is most frequently used in aDNA research, a number of recent studies have reported the successful retrieval of low- and single-copy nuclear DNA (nuDNA) sequences (GREENWOOD et al. 1999, 2001; BUNCE et al. 2003; HUYNEN et al. 2003; JAENICKE-DESPRES et al. 2003; ORLANDO et al. 2003; POINAR et al. 2003; NOONAN et al. 2005). Such studies represent important breakthroughs, as nuDNA can be used to answer previously intractable questions, such as the establishment of phenotypic characteristics (BUNCE et al. 2003; JAENICKE-DESPRES et al. 2003) and the resolution of deep phylogenetic splits (POINAR et al. 2003). However, nuclear genes are typically 500010,000 times less abundant per cell than those of mitochondrial origin, which is probably the reason for ancient nuDNA being much more difficult to amplify than mtDNA from the same aDNA extracts (POINAR et al. 2003).
To date, studies that characterize DNA damage in fossil remains have been restricted to mtDNA (HÖSS et al. 1996; HANSEN et al. 2001; HOFREITER et al. 2001a; GILBERT et al. 2003a,b; THREADGOLD and BROWN 2003; BANERJEE and BROWN 2004; GILBERT et al. 2005). Although one study has reported substitutions in PCR-amplified ancient nuDNA sequences, the authors attribute the observed changes to mutagenic effects introduced under PCR reactions (PUSCH et al. 2004), although this remains questionable (SERRE et al. 2004a). Despite the lack of publications, the characterization of damage in ancient nuDNA remains important to the field. In particular, the fact that miscoding lesions can result in modification of the consensus sequence amplified from ancient mtDNA (HANDT et al. 1996; GILBERT et al. 2003a; BANERJEE and BROWN 2004; HEBSGAARD et al. 2005), along with the overall low abundance of nuDNA templates relative to mtDNA templates, carries the implication that sequences amplified from ancient nuDNA are at increased risk of containing sequence errors. Furthermore, nuDNA sequences generated from fossil remains often are single nucleotide polymorphisms (SNPs), and the determination of SNPs as real or as the result of postmortem damage is crucial.
In this study we investigate the frequency and types of miscoding lesions in various mtDNA and nuDNA markers across a variety of fossil specimens of different ages preserved under different environmental conditions. In addition, we discuss some of the factors that need to be considered when amplifying, sequencing, and interpreting nuclear data from archival and fossil remains.
| MATERIALS AND METHODS |
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1-cm3 fragments
0.5 cm in depth were removed from the bones. A Braun Mikrodismembrator was used to grind samples. Grinding equipment (stainless-steel balls and cups, rubber washers) was thoroughly bleached between each use. Decalcification was done in 530 vol of 0.5 M EDTA (pH 8) overnight at room temperature. The sediment was collected by centrifugation and digested with 0.25 mg/ml proteinase K/8 mg/ml DTT overnight at 50°55°. The samples were extracted twice with phenol and once with chloroform, and the DNA was recovered and up-concentrated with Centricon-30 (Amicon, Beverly, MA) devices. The proofreading polymerase Platinum Taq Hifidelity (Invitrogen, San Diego) was used in PCR amplification to minimize the generation of DNA polymerase errors that can mimic errors caused by miscoding lesions (HANSEN et al. 2001). PCR amplifications were performed in 25-µl volumes adding 0.02- to 1-µl DNA extracts, 02 mg/ml bovine serum albumin (BSA), 10 mM Tris·HCl, 1.5 mM MgCl2, 50 mM KCl (pH 8.3), 0.8 mM dNTPs, 1 mM of each primer, and 1 unit of DNA polymerase. Thermal cycling conditions were typically 40 cycles of 95°/52°66°/68° (3090 sec each) for mtDNA amplifications and 4050 cycles of 95°/52°55°/68° (4560 sec each) for nuDNA amplifications. BSA was added to the PCR to overcome inhibition. Additionally, dilutions (1:101:50) of the DNA extracts were attempted. For primer details and amplification conditions, see Table 2. The amplification products were cloned and sequenced following established procedures (WILLERSLEV et al. 1999).
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As described earlier, either of the complementary DNA strands can act as templates for PCR, as any single miscoding lesion event can produce two observable phenotypes post-PCR. It has been argued that since the chemical events required to generate direct G
A and T
C transitions are biochemically unlikely, any G
A and T
C damage that is observed on a particular DNA strand must have originated on the complementary strand as C
U and A
H events, respectively (GILBERT et al. 2003b). Others have questioned this hypothesis due to the limited knowledge of DNA damage in fossil remains (PÄÄBO et al. 2004). We have therefore decided to follow the approach by HANSEN et al. (2001) and HOFREITER et al. (2001a) and not distinguish between the different phenotypes of TS1 (A
G/T
C) and TS2 (C
T/G
A).
Total sequence heterogeneity (TSH) was calculated as the probability of observing transitions in a single position following the formula TSH = l/n, where l is the total number of observed substitutions and n is the total number of nucleotides examined (after GILBERT et al. 2003a; Table 3; Figure 1). Two sequences showing PCR artifacts in the form of "jumping PCR" are marked in the clone data sets (supplemental material S4S40 at http://www.genetics.org/supplemental/) as CHI for chimeric. These sequences were not included in the analysis.
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Pearson's correlation coefficient
was calculated between (i) TSH and TS1 rates; (ii) TSH and TS2 rates; (iii) TS1 and TS2 rates; (iv) age of specimens and TSH rate; (v) age of specimens and TS1 rate; (vi) age of specimens and TS2 rate; (vii) age and the ratio of TS2 rate to that of TS1 (TS2/TS1; excluding cases where rTS1 = 0); and (viii) TSH rate and TS2/TS1 (excluding cases where rTS1 = 0). The correlation analysis was performed for all 46 clone sets and separately for the 23 nuclear clones and the 23 mitochondrial clones.
A t-test was performed to investigate whether TSH rates in nuDNA clones were significantly different from those in mtDNA clones. Data were further divided into three groups according to the environment of preservation: (i) permafrost specimens (n = 11); (ii) cave and dry swamp specimens (n = 7), which were originally excavated, although some had subsequently been stored in museums for years; and (iii) museum specimens (n = 5), which had always been stored in museums. Using t-tests it was investigated whether TSH rates, TSH rates divided by age, and the TS2/TS1 rates ratio differ among the three groups. Finally, it was investigated (using a chi-square test) whether the observed patterns of base transitions in mtDNA and nuDNA sequences were similarly distributed. All tests were performed at the 1% significance level.
| RESULTS AND DISCUSSION |
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However, we cannot exclude the possibility that adverse amplifications of nuclear alleles, pseudogenes, and other gene duplicates might contribute to the observed variation in the nuclear data sets (for a discussion see below and GREENWOOD et al. 1999, 2001). Therefore, with regard to the validity of the data, we believe that the observed heterogeneity in the mtDNA clones can be explained predominantly by damage, while the variation observed in the nuDNA data sets may have arisen from a combination of miscoding lesions and other factors. Despite this, only a minority of the specimens (8 of 23) exhibited higher TSH in the nuDNA sequences than in the mtDNA sequences (P = 17%, Figure 1). However, no significant differences in TSH levels between nuDNA and mtDNA sequences (P = 17%) were observed, suggesting that nuDNA miscoding lesion damage is less than or equal to that of mtDNA, despite a lower number of cellular copies. Intriguingly, nuDNA appears to be more limited by amplification length than mtDNA (BUNCE et al. 2003; POINAR et al. 2003). This may represent a simple case of template quantity, whereby the abundance of mtDNA makes it more likely that long undamaged molecules exist. Alternatively, the nucleosome core (146 bp of nuDNA wrapped around a histone octamer) may represent a key "preservation unit" whereby strand breaks may be common in the linker regions between adjacent cores. Finally, the proximity of chromosomal proteins (e.g., histones) to the DNA increases the chance of forming proteinDNA crosslinks, structures that could easily act as polymerase blocks during amplification.
A significant difference was observed in the distributions of miscoding lesion "types" in the mtDNA and nuDNA sequences (P < 0.1%; Table 3). Overall the frequency of type 1 transitions (A
G/T
C) is lower in the nuDNA (15%) than in the mtDNA (24%) and the frequency of type 2 transitions (C
T/G
A) is higher (78% vs. 56%). This implies that different types of damage could occur at different rates in the mitochondria and the nucleus. The fact that mtDNA is not complexed with histone proteins could make it more susceptible to different types of oxidative and/or hydrolytic damage. However, at this stage we cannot rule out that the observed differences are due to other factors such as natural variation in the nuDNA.
Although a number of aDNA studies attribute the presence of type 1 transitions to postmortem damage (e.g., HANSEN et al. 2001; GILBERT et al. 2003b), other studies (e.g., HOFREITER et al. 2001a; PÄÄBO et al. 2004) argue that their existence is an artifact of regular DNA polymerase errors. The positive correlations observed in this study between TSH and the number of type 1 (
= 0.48; Figure 2A) and type 2 transitions (
= 0.66; Figure 2B) and between TS1 and TS2 rates (
= 0.45; Figure 2C) make it difficult to explain the type 1 transitions solely on the basis of DNA polymerase errors. Furthermore, we find no obvious correlation between the rate of type 1 transitions and the type of DNA polymerase enzyme used (supplemental material at http://www.genetics.org/supplemental/). However, we do observe some discrepancy in the levels of type 1 relative to type 2 transitions compared to previous observations (GILBERT et al. 2003b). In this study, we observe a total of 167 and 512 (
1:3) type 1 and type 2 events (Table 3), respectively (counts are adjusted for base composition), which is lower than the 177 and 366 (
1:2) type 1 and type 2 events observed by GILBERT et al. (2003b). Additionally, only 7 of the 46 data sets investigated (both mtDNA and nuDNA) show more type 1 than type 2 transitions (supplemental material at http://www.genetics.org/supplemental/) compared to 26 of 65 human mtDNA data sets studied by GILBERT et al. (2003b). However, our observed type 1:type 2 ratio is higher than that reported by HOFREITER et al. (2001a). When distinguishing between consistent and singleton substitutions, HOFREITER et al. (2001a) report consistent changes to be only type 2 events, and the ratio for the remaining singletons to be 44 type 1 to 282 type 2 (
1:6) (M. HOFREITER, unpublished data).
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= 0.42; P = 0.7%; Figure 2D). This pattern has previously been reported for human D-loop sequences (GILBERT et al. 2003b), although it has been argued that in this case the pattern could be partially or completely explained by contamination, which is especially problematic in studies of human aDNA (PÄÄBO et al. 2004). Our results therefore confirm the general presence of a type 2 damage bias in mtDNA and demonstrate that this observation also holds true for nuDNA. As such, the results corroborate the previously noted observation (GILBERT et al. 2003b) that, under equal environmental conditions, type 2 transitions occur at a faster rate than type 1 transitions. This in turn indicates that deamination of cytosine and its homolog 5-methyl cytosine to uracil and adenine is the dominant type of miscoding lesion in both mtDNA and nuDNA sequences from fossil remains.
The observed lack of correlation between DNA damage and age of specimens was not unexpected (TSH:
= 0.29, P = 2.3%; TS1:
= 0.15, P = 16%; TS2:
= 0.14, P = 17%; TS2/TS1:
= 0.15, P = 2.1%; supplemental material at http://www.genetics.org/supplemental/) as numerous studies have demonstrated that preservation conditions rather than age determine rates of DNA degradation (PÄÄBO 1989; LINDAHL 1993; HÖSS et al. 1996; POINAR et al. 1996; KUMAR et al. 2000; HOFREITER et al. 2001a; SMITH et al. 2001; GILBERT et al. 2003b; PÄÄBO et al. 2004; WILLERSLEV et al. 2004a; WILLERSLEV and COOPER 2005). More surprising is the apparent lack of significant differences among the three groups (permafrost, cave, and museum) for TSH rate and the ratio of TS2/TS1 (P-values >20%; Table 4), because these environments represent different temperature regimes of storage that are known to influence damage rates (HÖSS et al. 1996; SMITH et al. 2001; WILLERSLEV et al. 2004a). However, the museum group differed from the other two groups when comparing TSH rate/age (permafrost, P < 1%; cave, P < 1%), while there was no difference between the permafrost and the cave groups (P = 12%). This is likely due to long-term storage at room temperature after excavation of most of the mammoth specimens (GREENWOOD et al. 1999, 2001). Importantly, the museum samples (all museum samples are from pigs <130 years of age) show significantly higher overall sequence heterogeneity than the environmental samples, suggesting that the given museum storage conditions are not optimal for DNA preservation. Given that museum/herbarium material is an important source of aDNA, it is concerning that little research has been conducted to investigate how to maximize biomolecular preservation. If indeed DNA damage and/or degradation accumulates as the result of suboptimal storage conditions in museums (as has been observed empirically by many researchers), then alterations to current sample storage practices should be investigated.
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In conclusion, in the decade ahead, the field of aDNA will increasingly focus on nuclear genes from fossil and archival material. However, as the aDNA community embarks in this new direction, considerable care needs to be exercised to ensure that authentic sequences are generated. In the past two decades, many aDNA articles have been published in which the mtDNA data have turned out to be contaminated, pseudogenes, and/or modified by damage (for recent reviews see PÄÄBO et al. 2004; WILLERSLEV and COOPER 2005). Therefore, we find it important to highlight briefly the variety of factors that need to be considered when amplifying and analyzing ancient nuDNA.
To gain a complete, unbiased appraisal of the damage spectrum in both ancient nuclear and mitochondrial DNA, further studies should attempt to generate PCR products of the same length with an equal number of starting template molecules. Additionally, when designing PCR assays for ancient nuclear loci, restricting amplicon size will both increase the chance of successful amplification and maximize the number of starting template molecules. Importantly, sequence heterogeneity in the clone data might in fact represent real allelic variation. In this study we cannot rule out that some sites interpreted as damaged might indeed represent real allelic differences (e.g., the fast-evolving CD45 gene seen in the pig data). For the moa data, however, one of the nuclear genes (kw1) is sex linked and therefore will have no allelic variation. Allelic variation in combination with low starting template numbers can also lead to cases of "allelic dropout" whereby one allelic form is amplified preferentially over another, which calls for reproducibility of results (TABERLET et al. 1996; MORIN et al. 2001).
In the same way that nuclear mitochondrial insertions (numts) have caused the misinterpretation of mitochondrial phylogenies (see WILLERSLEV and COOPER 2005), nuclear pseudogenes and gene duplications can cause problems in the interpretation of nuDNA sequences. Complete genomes are now available for a variety of organisms, making it possible to screen for the presence of duplicated genes. However, in cases where a genetic background is not well characterized, there is a considerable risk of coamplifying a functional duplicated gene or a nonfunctional pseudogene.
Finally, contamination has been a major problem in the field of aDNA (PÄÄBO et al. 2004; WILLERSLEV and COOPER 2005). When amplifying mitochondrial templates, a contaminating sequence can often be identified; for example, a D-loop sequence from contemporary humans is readily distinguishable from that of Neanderthals (e.g., SERRE et al. 2004b). When amplifying highly conserved nuclear targets, contamination will not be so easy to spot and can easily be mistaken for allelic variation, and consequently it might be difficult to distinguish between exogenous and endogenous DNA sequences.
We advocate that as the field of aDNA moves into amplifying nuclear targets, factors such as damage, amplicon size, allelic variation, low template copy numbers, and contamination need to be taken into account.
| ACKNOWLEDGEMENTS |
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| FOOTNOTES |
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E. Willerslev, E. Cappellini, W. Boomsma, R. Nielsen, M. B. Hebsgaard, T. B. Brand, M. Hofreiter, M. Bunce, H. N. Poinar, D. Dahl-Jensen, et al. Ancient Biomolecules from Deep Ice Cores Reveal a Forested Southern Greenland Science, July 6, 2007; 317(5834): 111 - 114. [Abstract] [Full Text] [PDF] |
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J. Burger, M. Kirchner, B. Bramanti, W. Haak, and M. G. Thomas Absence of the lactase-persistence-associated allele in early Neolithic Europeans PNAS, March 6, 2007; 104(10): 3736 - 3741. [Abstract] [Full Text] [PDF] |
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M. T. P. Gilbert, J. Binladen, W. Miller, C. Wiuf, E. Willerslev, H. Poinar, J. E. Carlson, J. H. Leebens-Mack, and S. C. Schuster Recharacterization of ancient DNA miscoding lesions: insights in the era of sequencing-by-synthesis Nucleic Acids Res., January 12, 2007; 35(1): 1 - 10. [Abstract] [Full Text] [PDF] |
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M. Stiller, R. E. Green, M. Ronan, J. F. Simons, L. Du, W. He, M. Egholm, J. M. Rothberg, S. G. Keates, N. D. Ovodov, et al. Inaugural Article: Patterns of nucleotide misincorporations during enzymatic amplification and direct large-scale sequencing of ancient DNA PNAS, September 12, 2006; 103(37): 13578 - 13584. [Abstract] [Full Text] [PDF] |
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M. L. Sampietro, M. T. P. Gilbert, O. Lao, D. Caramelli, M. Lari, J. Bertranpetit, and C. Lalueza-Fox Tracking down Human Contamination in Ancient Human Teeth Mol. Biol. Evol., September 1, 2006; 23(9): 1801 - 1807. [Abstract] [Full Text] [PDF] |
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