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,**

* Rega Institute for Medical Research, KULeuven, B-3000 Leuven, Belgium
Department of Zoology, University of Oxford, Oxford OX1 3PS, United Kingdom
School of Biological Sciences, University of Manchester, Manchester M13 9PT, United Kingdom
Service de Neurovirologie, CEA, 92260 Fontenay-aux-Roses, France
** Service de Neurovirologie, CIRMF, BP 769 Franceville, Gabon

Department of Ecology and Evolutionary Biology, University of Arizona, Tucson Arizona 85721
1 Corresponding author: Rega Institute for Medical Research, Minderbroedersstraat 10, B-3000 Leuven, Belgium.
E-mail: philippe.lemey{at}uz.kuleuven.ac.be
| ABSTRACT |
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Population genetic modeling provides a way to extract information about evolutionary and population genetic processes from sampled gene sequences. Major advances in this field have been made through use of the coalescent, a mathematical model that describes the statistical properties of the ancestral history of sampled sequences (KINGMAN 1982; HUDSON 1990). This shared ancestry is usually formalized as a genealogy, or tree, which can be reconstructed using standard phylogenetic methods. The standard neutral coalescent model has been extended to uncover the evolutionary footprints of many processes, such as recombination (e.g., HUDSON 1990; GRIFFITHS and MARJORAM 1996), population subdivision (e.g., NATH and GRIFFITHS 1993), and variable population size (e.g., SLATKIN and HUDSON 1991; GRIFFITHS and TAVARé 1994). In the latter case, the coalescent model relates the shape of the genealogy to the demographic history of the sampled population.
If the gene sequences have been sampled from infectious organisms present in different individuals, then the coalescent model provides information about epidemic history or, more specifically, about the historical dynamics of the number of infected individuals (HOLMES et al. 1995; PYBUS et al. 2000). The statistical inference of pathogen epidemic history is aided by the use of "heterochronous" datasequences that have been sampled at sufficiently different points in time that mutations have accumulated between those times (DRUMMOND et al. 2003). Heterochronous sequences allow effective population size (Ne) and the rate of molecular evolution (µ) to be independently estimated from sequence data. In contrast, "isochronous" sequencesthose that have been sampled at effectively the same point in timecontain only information about the composite parameter
= 2Neµ. Various statistical frameworks can be used to infer population genetic parameters from gene sequences (e.g., KUHNER et al. 1998; BEERLI and FELSENSTEIN 2001; MCVEAN et al. 2002), a subset of which can accommodate heterochronous data (e.g., RAMBAUT 2000; DRUMMOND and RODRIGO 2000; PYBUS and RAMBAUT 2002; SEO et al. 2002). Most recently, DRUMMOND et al. (2002) introduced a Bayesian approach to heterochronous data that uses Metropolis-Hastings Markov chain Monte Carlo (MCMC) sampling to integrate over different coalescent trees, thereby incorporating phylogenetic uncertainty. The feasibility of this approach has recently been demonstrated in a number of settings (see DRUMMOND et al. 2003), including an analysis of hepatitis C virus in Egypt, the results of which correctly matched substantial a priori information about the epidemic history of the virus in that country (PYBUS et al. 2003).
The analyses of genetic diversity described above have typically made strong evolutionary assumptions, particularly regarding recombination and the molecular clock, and the quantitative effect of these assumptions on parameter estimates is largely unknown. Most analyses assume a constant-rate molecular clock. Unfortunately, this hypothesis is frequently rejected for HIV sequence data (KORBER et al. 1998; SALEMI et al. 2001). More generally, only 7 of 50 data sets from different RNA virus species complied with a strict molecular clock in a recent comprehensive study (JENKINS et al. 2002), although simulations suggest that estimated evolutionary rates can be reliable even when the strict clock is rejected, provided that rate heterogeneity among lineages is small (JENKINS et al. 2002). To accommodate for evolutionary rate variation among lineages, THORNE et al. (1998) proposed a parametric model for relaxing the clock that assumes autocorrelated rates across speciation/coalescence events. A variant of this method was applied to HIV-1 group M by KORBER et al. (2000), resulting in estimates similar to those obtained under a strict molecular clock. This model has also been extended to data sets consisting of multiple gene sequences for each taxon of interest (THORNE and KISHINO 2002).
Recombination is a frequent event in the evolution of HIV (ROBERTSON et al. 1995), giving rise to a multitude of mosaic genomes, some of which are significant in the pandemic and termed "circulating recombinant forms" (ROBERTSON et al. 2000). Coestimation of recombination rates, varying population sizes, substitution rates, and complex substitution models within a coalescent framework is expected to be technically challenging and no algorithms are currently available for this task. Previous coalescent analyses of HIV epidemic history have therefore assumed no recombination within the genome fragment under investigation. Frequent recombination will result in different phylogenies along the HIV genome and, at its most extreme, will lead to a total loss of linkage between genes. WOROBEY (2001) showed that if a single tree is estimated from recombining sequences then estimates of rate heterogeneity among sites are biased upward and the terminal tree branches are lengthened, resulting in a possible overestimation of the TMRCA and a possible demographic bias toward exponential growth. More detailed simulations by SCHIERUP and FORSBERG (2003) have confirmed this effect. The impact of these effects on demographic estimates has yet to be quantified. Furthermore, recombinationeven at small levelsleads to a rejection of the molecular clock (SCHIERUP and HEIN 2000b).
The objective of this study is to investigate the population genetics and epidemic history of HIV-1 group O and examine the robustness of our estimates to variable evolutionary rates among lineages and recombination. In the first part, we select model components and test null hypotheses to specify a suitable coalescent framework. In the second part, we use MCMC methods to estimate the time to the most recent common ancestor (TMRCA), substitution rates, and population parameters. The effect of variable evolutionary rates on divergence time estimates is evaluated by comparing a strict molecular clock method against a relaxed molecular clock method. In some of the analyses it was necessary to use empirical priors for the TMRCA to estimate other parameters of interest. The final part explores the effect of recombination by implementing a model of unlinked loci in the Bayesian framework that allows different genes to have different genealogies. This provides an upper bound for the effects of recombination, to compare with the lower bound provided by assuming all genes are linked and share the same genealogy. Overall, our results show that HIV-1 group O evolution has a similar timescale to that of group M, but with a slower increase in population size: we estimate the number of group O infections has doubled approximately every 9 years.
| BAYESIAN INFERENCE OF HIV-1 GROUP O POPULATION GENETIC PARAMETERS |
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The demographic signal in the gag, env, envC2gp41, and int data sets was investigated using generalized skyline plotsnonparametric estimates of effective population size against time (PYBUS et al. 2000; STRIMMER and PYBUS 2001). Figure 1 shows the generalized skyline plots; superimposed on the plots are parametric estimates under an exponential growth model (1), obtained using GENIEv3.5. For all genome regions, the exponential model provides a good fit to the data, as evaluated by likelihood-ratio testing.
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![]() | (1) |
The current and ancestral effective numbers of infections are represented by N0 and N(t), respectively, and r is the exponential growth rate. Three independent MCMC chains were run for 107 generations with sampling every 100th generation. The burn-in was set at 10% of the posterior sample. We tested for convergence of the MCMC chains to stationarity as in DRUMMOND et al. (2002).
The data exploration step revealed that some data sets were substantially less informative than others about substitution rates. Only for the complete env data set and a concatenated data set (consisting of 42 strains sampled in the gag, int, and env regions) were the results consistent among independent MCMC runs in BEAST. For these data sets, divergence dates were also estimated under a relaxed molecular clock using the program MULTIDIVTIME (THORNE et al. 1998; THORNE and KISHINO 2002). MULTIDIVTIME takes into account both uncertainty in branch length estimation and lineage-specific rate variation, within a Bayesian framework (THORNE and KISHINO 2002). For multilocus data, a test for correlated changes in evolutionary rates among genes is provided (THORNE and KISHINO 2002). MULTIDIVTIME uses a Metropolis-Hastings MCMC algorithm to sample from the posterior distribution of the model parameters. The mean of the normally distributed prior for the substitution rate was set at 0.003 nucleotide substitutions/site/year for the multilocus data set and to 0.002 nucleotide substitutions/site/year for env, both with a standard deviation of 0.001. The mean of the normal prior for the TMRCA was set at 1930 with a standard deviation of 50 years. Different priors on the time to most recent common ancestor (1950 ± 50 years and 1880 ± 50 years) had little influence on the posterior probability (data not shown). The mean of the prior for the Brownian motion constant
was set at 0.02 with standard deviation 0.02. Two independent MCMC chains were run for 107 generations with sampling every 100th generation. The burn-in was set after sampling 105 generations.
Marginal posterior distributions for the TMRCA of HIV-1 group O are shown in Figure 2. The coalescent method with strict clock (BEAST) and the relaxed clock method (MULTIDIVTIME) produced overlapping marginal posterior densities, with posterior modes close to 1920. This comparison suggests that the effect of variable evolutionary rates on the TMRCA estimate was limited for HIV-1 group O. Estimates for the concatenated data and the single env locus were also very similar. Interestingly, analysis of the concatenated data set revealed no significant correlation among genes of changes in evolutionary rate over time. The rank correlations between env and gag, int and gag, and int and env were 0.27, 0.19, and 0.24, respectively. Coalescent estimates of the population growth rate using BEAST resulted in 0.068 (0.0410.095) year1 and 0.075 (0.0480.10) year1 for env and the concatenated data, respectively. Collectively, these analyses suggest that group O infections have doubled approximately every 9 years since about 1920.
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= {Ne, r} is defined by
![]() | (2) |
This unlinked multilocus model was implemented in BEAST. Although this model allows different loci to have different TMRCAs, it resulted in posterior densities for the TMRCAs that were very similar among genes and with respect to the values obtained assuming a common genealogical history (Figure 2). The estimated growth rate of 0.070 [confidence interval (C.I.) 0.0440.097] year1 is also similar to the linked loci estimate (see Table 4).
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| DISCUSSION |
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Although the unlinked analysis provides some assurance that recombination is not strongly biasing the estimates of TMRCA, it would be desirable to employ a model that explicitly accounts for recombination when estimating divergence times for heterochronous sequences. The development of a MCMC framework that could evaluate models of this type would require substantial effort and falls outside the scope of this article.
For some single-gene data sets, the MCMC was not always consistent among runs when uniform priors were used. Specifically, states of low substitution rate and older TMRCAs were not well distinguished from states with higher substitution rate and more recent TMRCAs. This has been previously identified as a property of data with weak statistical signal on substitution rates (for a discussion of this problem see DRUMMOND et al. 2002). In these cases, there is a problem of identifiability, such that the population size and substitution rate cannot be independently estimated and only estimation of their product is straightforward. To resolve this, we reduced the uncertainty on the substitution rate by using an empirical prior for the TMRCA, obtained from the multilocus analysis. It should be emphasized that this does not represent subjective prior knowledge but "data-residing" prior knowledge. In this situation, formalizing prior knowledge is equivalent to adding extra data.
The MRCA for HIV-1 group O was estimated to have existed around 1920 (18901940), in the same range as the TMRCA of group M (KORBER et al. 2000; SALEMI et al. 2001; SHARP et al. 2001). Evolutionary rate estimates for group O (env, 0.0019, C.I. 0.00130.0026) are also similar to previous estimates for group M (env, 0.0024, C.I. 0.00180.0028; KORBER et al. 2000). These estimates appear to agree with our knowledge of group M and O diversity. Several investigators have reported a similar diversity for both groups (CHARNEAU et al. 1994; LOUSSERT-AJAKA et al. 1995; KORBER et al. 1996; HACKETT et al. 1997). A more detailed analysis of larger data sets showed a somewhat higher diversity for group O, which led to the suggestion that 1930 is an upper limit for the MRCA of group O (ROQUES et al. 2002). Our point estimates might indeed suggest that group O is slightly older, but the wide overlapping confidence intervals are inconclusive. The effective number of HIV-1 group O infections has been increasing exponentially with a growth rate (r) of 0.08 (0.050.12). This is slower than the growth rate estimated for HIV-1 group M in Central Africa (r = 0.17; YUSIM et al. 2001). Not surprisingly, group O prevalence is much lower than that of group M at present in Cameroon (MAUCLERE et al. 1997).
In conclusion, the methods we have used here present a framework that goes some way toward a more realistic description of viral evolution. In particular, several confounding factors such as substitution rate variation among lineages and recombination are considered. This might be essential when genetic data are used to investigate relevant features from epidemics of infectious diseases.
| ACKNOWLEDGEMENTS |
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