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Phenotypic Plasticity in Bacterial Plasmids
Paul E. Turneraa Department of Ecology and Evolutionary Biology, Yale University, New Haven, Connecticut 06520
Corresponding author: Paul E. Turner, Science Area Receiving, 266 Whitney Ave., Yale University, New Haven, CT 06511., paul.turner{at}yale.edu (E-mail)
Communicating editor: H. OCHMAN
| ABSTRACT |
|---|
Plasmid pB15 was previously shown to evolve increased horizontal (infectious) transfer at the expense of reduced vertical (intergenerational) transfer and vice versa, a key trade-off assumed in theories of parasite virulence. Whereas the models predict that susceptible host abundance should determine which mode of transfer is selectively favored, host density failed to mediate the trade-off in pB15. One possibility is that the plasmid's transfer deviates from the assumption that horizontal spread (conjugation) occurs in direct proportion to cell density. I tested this hypothesis using Escherichia coli/pB15 associations in laboratory serial culture. Contrary to most models of plasmid transfer kinetics, my data show that pB15 invades static (nonshaking) bacterial cultures only at intermediate densities. The results can be explained by phenotypic plasticity in traits governing plasmid transfer. As cells become more numerous, the plasmid's conjugative transfer unexpectedly declines, while the trade-off between transmission routes causes vertical transfer to increase. Thus, at intermediate densities the plasmid's horizontal transfer can offset selection against plasmid-bearing cells, but at high densities pB15 conjugates so poorly that it cannot invade. I discuss adaptive vs. nonadaptive causes for the phenotypic plasticity, as well as potential mechanisms that may lead to complex transfer dynamics of plasmids in liquid environments.
ALTHOUGH plasmids can provide beneficial traits such as antibiotic resistance, in the absence of positive selection a plasmid typically reduces the growth of its bacterial host in vitro (![]()
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Spread of conjugative plasmids in liquid culture is often approximated through simple mass-action models (![]()
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where P is the combined densities (cells per milliliter) of donors and transconjugants, R is recipient density,
P is exponential growth rate of plasmid-bearing cells, and
is the rate of conjugative transmission. The per-capita rate,

reveals that vertical spread (
P) is independent of host density, whereas horizontal spread (
R) should be proportional to recipient density.
For parasites that feature both horizontal and vertical modes of transmission, susceptible host density (R) should determine which mode is selectively favored (![]()
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R
P), where
R is the growth rate of recipients (Fig 1A).
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Plasmid transfer on surfaces (such as in biofilms) is more complicated than in well-agitated liquid culture, because heterogeneous environments can lead to "patchy" distribution of donors and recipients (![]()
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) or in the cost of plasmid carriage (c), which can be estimated as the difference between recipient and donor growth rates:

[Cost of carriage can be more broadly defined in terms of the fitness difference between plasmid-free and plasmid-bearing hosts (![]()
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and c are assumed to remain constant as host density varies (Fig 1B). But in the absence of genetic constraints, selection should favor parasites that are phenotypically plastic and able to switch between transmission strategies in direct response to environmental conditions (![]()
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In a previous study (![]()
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109 cells/ml) to facilitate contact between donors and recipients, but differences in available host density were achieved by manipulating the immigration of recipients into treatment populations. To prevent disruption of mating pairs the experimental populations were grown in static culture, where matings can also occur between a minority subpopulation of cells at the bottom surface of the culture tube. Results showed that plasmids evolved greater conjugation at the expense of reduced vertical transfer (and vice versa), confirming the implicit trade-off described in many models for the evolution of parasite virulence (damage to host fitness; ![]()
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Failure of susceptible host density to mediate the trade-off in pB15 can be explained if plasmid spread does not increase in proportion to cell concentration. Here I examine the effects of cell density on horizontal transfer of pB15 and demonstrate that invasiveness decreases with cell concentration in static culture environments. In addition, I show the phenomenon is due to phenotypic plasticity in traits governing vertical and horizontal transfer of the plasmid. At low cell densities pB15 maximizes horizontal transmission at the expense of vertical transfer, but at high cell densities it features the reverse.
| MATERIALS AND METHODS |
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Strains:
Table 1 lists strains used in this study. Hosts (kindly provided by R. Lenski, Michigan State University, East Lansing, MI) were derived from a single clone of E. coli B (REL1206), which evolved previously for 2000 generations in a glucose-limited environment (![]()
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Plasmids were obtained from the laboratory of B. Levin (Emory University, Atlanta, GA). R1 is a large (
100 kb) well-described plasmid of the IncFII group, featuring a copy number of four to five copies per cell (![]()
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50 kb), but its copy number per cell is unknown. Although pB15 is not fully characterized, preliminary sequence data suggest it is related to R64, an IncI1 plasmid of Salmonella (D. GUTTMAN and P. TURNER, unpublished results). Plasmid pB15 conjugates at high rates in chemostats containing
108 cells/ml in 50 µg/ml glucose medium (![]()
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Plasmid segregation is incomplete transfer to one of the daughter cells during binary fission. R1-drd19 features at least one mechanism to ensure its stability in the absence of selection for plasmid carriage (![]()
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1 in 4000 colonies formed on TA is a segregant on the basis of tooth-picking assays onto TA + Km (![]()
Culture conditions:
Bacteria were grown at 37° in batch culture using Davis minimal (DM) broth (![]()
5 x 107 cells/ml at stationary phase. Culture volume was 10 ml, in nonshaking 18 x 150-mm glass tubes or shaking 50-ml Erlenmeyer flasks. Daily propagation occurred by vortexing a culture, followed by 100-fold dilution into fresh medium (serial transfer). During this 24-hr cycle, bacteria attained stationary-phase densities, at which point they had depleted the available resource. The resulting 100-fold growth of the population represents
6.64 (= log2 100) generations of binary fission per day.
Invasion-when-rare experiments:
To examine plasmid spread, donors and recipients were mixed
1:200 in DM broth containing 10, 12.5, 25, 50, 100, 200, 400, 800, or 1000 µg/ml glu. Mixtures were serially transferred for up to 20 days, in the presence or absence of shaking. Every day, after serial transfer had taken place, glycerol was added to each population, which was then stored in a freezer at 80° for future study. Daily samples were plated on TA to track recipient densities and on TA with 25 µg/ml Km to measure densities of donors and transconjugants. (Transconjugants were also tested on TA with 1 µg/ml Tc and no dissociation between resistance markers was observed, indicating that plasmids did not lose the Km marker over time as they were transferred between cells.) In some experiments, populations were sampled on minimal-arabinose (MA) plates containing Km, to screen for Ara+ transconjugants that were very rare relative to Ara donors. Km is an aminoglycoside that is bactericidal to sensitive cells, as confirmed by spreading plasmid-free recipients onto TA + Km. Therefore, transconjugant estimates were not confounded by matings between recipients and plasmid-bearing cells on TA + Km plates. To further dismiss plate matings as a potential confounding factor, diluted samples from frozen populations were spread on both TA + Km and MA + Km plates; colony counts yielded identical estimates of transconjugant densities per milliliter.
Conjugation rate assay:
To assay conjugation rate (
), Ara/pB15 donors and Ara+ Nalr (nalidixic acid resistant) recipients were mixed
1:100 and allowed to grow and mate during a standard 24-hr growth cycle in static culture. The Nalr marker facilitated visualization of rare transconjugants on selective plates containing 25 µg/ml Km and 15 µg/ml Nal. After 24 hr, the final densities of donors (D), recipients (R), and transconjugants (T) were determined by colonies formed on selective and nonselective plates. Growth rate per hour in exponential phase (
) of mating cultures was estimated by regressing the natural logarithm of total cell density vs. time during the period of exponential-phase growth. The rate of conjugative transfer (milliliters per cell hour) for matings in batch culture may be estimated using the formula

(![]()
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for the total population, thereby ignoring predictably slower growth of plasmid-bearing cells. However, even reasonably large costs of carriage do not strongly affect estimation of
(![]()
Relative fitness and cost of plasmid carriage:
To estimate relative fitness, two strains (distinguished by the Ara marker) were competed under the culture regimes described above. Strains were grown separately (preconditioned) for 1 day in the experimental medium to ensure comparable physiological states. They were then mixed 1:1, diluted 1:100 into fresh medium, and allowed to grow and compete for 24 hr. Initial and final densities of each competitor were estimated on TA plates.
Let the initial densities of the two competitors be N1(0) and N2(0), respectively, and let N1(1) and N2(1) be their densities after 1 day. The time-average rate of increase, mi, for each competitor was then calculated as

The fitness of one strain relative to the other is expressed simply as the dimensionless ratio of their rates of increase:

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| RESULTS |
|---|
Invasion by pB15 is maximal at intermediate densities in static culture:
Invasion-when-rare experiments in static environments were used to examine the effects of cell density on spread of plasmid pB15. In these assays the minority donors (Ara+/pB15) should decline due to the cost of plasmid carriage, whereas the majority recipients (Ara) should remain roughly constant (unless Ara/pB15 transconjugants become very numerous). These predictions were generally supported, confirming that pB15 was costly in all treatments (Fig 2). In some cases, donors decreased to low densities where (presumably) their loss due to selection was balanced by their increase through reinfection of rare segregants.
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Invasion success was gauged by tracking transconjugant densities. Results (Fig 2) showed that the rate of transconjugant formation per day was not sufficient to outpace selection against plasmid carriage at 12.5 glu (linear regression with slope = 0.1408, t = 1.886, d.f. = 4, P = 0.132) and 25 glu (slope = 0.0789, t = 3.452, d.f. = 7, P = 0.011). (Assay at 12.5 glu was halted at 11 days due to contamination, but by this time transconjugants were already below the limit of detection on TA + Km.) Consistent with the predicted effect of increased cell density, pB15 invasion improved at intermediate glucose concentrations: 50 glu (slope = 0.0979, t = 13.629, d.f. = 14, P < 0.0001) and 100 glu (slope = 0.0944, t = 14.139, d.f. = 14, P < 0.0001). But at high concentrations, the plasmid invaded poorly: 200 glu (slope = 0.0173, t = 5.405, d.f. = 15, P < 0.0001), 400 glu (slope = 0.1287, t = 7.555, d.f. = 15, P < 0.0001), and 800 glu (slope = 0.0888, t = 3.523, d.f. = 14, P = 0.003). Transconjugants disappeared faster than donors in the latter two environments. This result could occur if the cost of carriage is higher in Ara cells, but this idea seems unlikely given marker neutrality under the current conditions (![]()
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Fig 3A shows the data for rates of transconjugant formation (log10 transconjugants/ml/day) vs. mean log10 R (stationary-phase recipient density). Clearly, the invasion rate of pB15 is positive (and maximal) only at the intermediate resource concentrations. My results demonstrate that spread of pB15 in static culture does not increase in direct proportion to cell density, as governed by glucose concentration.
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Invasion by pB15 is unaffected by chromosomal markers:
The above results could be due to an unexpected interaction between pB15 and the Ara marker on the recipient chromosome. To examine this possibility, two experiments were conducted. First, Ara/pB15 donors invaded Ara+ recipients for 9 days (sufficient time to verify previous dynamics) at three glucose concentrations. In these assays recipient densities remained approximately constant, whereas donors declined due to plasmid carriage (data not shown). More importantly, the rate of transconjugant formation per day (Fig 3A) was qualitatively similar to that of the above assays involving the opposite marker combination for donors and recipients: 25 glu (slope = 0.1258, d.f. = 7, P = 0.009), 100 glu (slope = 0.1461, d.f. = 7, P = 0.001), and 800 glu (slope = 0.1301, d.f. = 7, P = 0.002).
Second, invasion experiments were repeated at seven glucose concentrations for 10 days, but donors and recipients featured the identical Ara marker. These assays are less accurate because donors cannot be distinguished from transconjugants, but they can determine whether pB15 transfer between differently marked cells accounts for poor invasion at high cell densities. Consistency between these and the above assays would be maximal plasmid spread at intermediate glucose concentrations. However, the maximum rate can be net negative because majority donors can decline as minority transconjugants increase. Once again, results showed that the rate of plasmid spread was most rapid at intermediate glucose concentrations, regardless of the Ara marker shared by donors and recipients (Fig 3B).
Invasion by R1-drd19 is maximal at high densities in static culture:
Failure of pB15 to invade fastest at high cell densities could be due to particulars of the culture regime. To examine this potential bias, I conducted invasion experiments using a different plasmid. Ara/R1-drd19 donors invaded Ara+ recipients for 5 days at three glucose concentrations, with threefold replication. Results (Fig 4) showed that the recipients remained approximately constant, whereas the donors declined due to plasmid carriage. As cell density increased, the mean rate of change in transconjugants also increased: 10 glu (slope = 0.9283, d.f. = 1, P = 0.181), 100 glu (slope = 0.1742, d.f. = 3, P = 0.001), and 1000 glu (slope = 0.6299, d.f. = 3, P = 0.0018). These data showed that the static culture regime did not bias against increased plasmid spread at higher glucose concentrations.
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Mass action governs invasion by R1-drd19 and pB15 in shaking environments:
To examine whether mass action governs plasmid spread in shaking environments, I conducted invasions using R1-drd19 and pB15 in shaking culture. Ara/R1-drd19 donors invaded Ara+ recipients, whereas Ara+/pB15 donors invaded Ara recipients. Both mating combinations were replicated threefold, at 100 and 1000 glu. Results (Fig 5) showed that for R1-drd19 the mean rate of change in transconjugants per day was faster at high glucose concentration, similar to the outcome in static culture: 100 glu (slope = 0.5578, d.f. = 3, P = 0.024) and 1000 glu (slope = 0.6179, d.f. = 3, P = 0.017). More importantly, the data revealed that pB15 can successfully invade at intermediate and high densities in shaking environments: 100 glu (slope = 0.7921, d.f. = 2, P = 0.031) and 1000 glu (slope = 0.8264, d.f. = 3, P = 0.0048). These results indicated that mass action is a reasonable descriptor of pB15 spread in well-agitated liquid culture.
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Conjugation rate of pB15 declines at high densities in static environments:
The horizontal component of plasmid spread (
R, see Introduction) is assumed to be proportional to the density of potential recipients (R). Because this prediction for pB15 breaks down in static culture (Fig 3), it suggests that conjugation rate (
) or host density (R) (or both) deviates from expectations.
I first tested whether glucose concentration predictably governs R in static culture. To do so, I calculated mean log10 R at each glucose concentration using the data from pB15 invasions in static environments (Fig 2): 12.5 glu, 3.24 x 107 cells/ml; 25 glu, 5.88 x 107 cells/ml; 50 glu, 8.95 x 107 cells/ml; 100 glu, 1.67 x 108 cells/ml; 200 glu, 3.45 x 108 cells/ml; 400 glu, 6.30 x 108 cells/ml; and 800 glu, 9.90 x 108 cells/ml. This analysis showed that cell density approximately doubled as the glucose concentration similarly increased, and a linear regression of mean log10 R on glucose concentration was statistically significant (slope is 0.0017, d.f. = 5, t = 4.046, P = 0.0099).
To examine whether pB15 conjugation is constant across cell densities, I measured
at 5, 50, 500, and 1000 glu in static culture; six blocks of assays were performed. Results showed that
was highly sensitive to cell density governed by glucose concentration (Fig 6A). A two-way ANOVA showed a highly significant effect of glu on
, but no block effect (Table 2). Mean
(n = 6) for pB15 at 5 glu was 1.092 x 1010 ml/cell hour; that is, during 1 hr, each plasmid-bearing cell can effectively "search" a volume of
1010 ml and infect any plasmid-free cell therein. (Because cell densities are <<1/
, a donor is unlikely to encounter two recipients in close temporal proximity, or vice versa; hence, the system is unsaturated.) In contrast, mean
progressively diminished at 50 glu (5.315 x 1011 ml/cell hour), 500 glu (6.185 x 1012 ml/cell hour), and 1000 glu (9.483 x 1013 ml/cell hour). To further examine this phenomenon, I estimated mean R (n = 6) at each glucose concentration: 5 glu, 1.65 x 107 cells/ml; 50 glu, 8.81 x 107 cells/ml; 500 glu, 8.76 x 108 cells/ml; and 1000 glu, 2.16 x 109 cells/ml. Using mean values of
and R, it is revealed that
R in pB15 does not increase with glucose concentration. Rather,
R is approximately constant between low and intermediate cell densities (5 glu, 0.00542; 50 glu, 0.00533) and even declines slightly at the highest experimental densities (500 glu, 0.00180; 1000 glu, 0.00205). This phenomenon occurs because
is not constant, but declines by approximately an order of magnitude as R increases by the same amount.
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Trade-off between vertical and horizontal transfer of pB15 holds across cell densities:
Because vertical and horizontal transfer routes in pB15 show a trade-off (![]()
across glucose concentrations. To test this hypothesis, I measured the fitness of Ara+/pB15 cells relative to Ara cells in seven glucose concentrations (12.5, 25, 50, 100, 200, 400, 800, and 1000 glu) in static culture, with replication (n = 2). I then calculated the cost of plasmid carriage, c (see MATERIALS AND METHODS). Results (Fig 6B) indicated that plasmid-bearing cells were generally disadvantaged, as all values of c exceeded zero. More importantly, these data showed that c decreased at higher glucose concentrations, and this outcome was statistically significant (linear regression with slope = 0.1341, d.f. = 14, t = 4.487, P = 0.0005). These data demonstrate that the genetic trade-off between transmission modes in pB15 holds across a wide range of cell densities and that both
and c are phenotypically plastic in static culture containing glucose.
| DISCUSSION |
|---|
Many parasites can transfer vertically between parent and offspring, as well as horizontally between infected and uninfected individuals. Activities that augment horizontal transmission (such as greater within-host reproduction) are assumed to reduce host fitness, thereby decreasing vertical transmission (![]()
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Theory generally predicts that plasmid spread should improve with increasing cell density due to greater contact between donor and recipient cells (e.g., ![]()
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109 cells/ml, 1000 µg/ml glu) did not predictably select for the evolution of conjugation rates in pB15-derived plasmids (![]()
Spread of pB15 occurs disproportionately to cell density in static culture because traits governing its transfer are phenotypically plastic. The rate of conjugative transfer (
) is expected to be a constant, which is relatively insensitive to cell density, donor-to-recipient ratio, and other environmental factors (![]()
and susceptible host density (R, a variable determined by resource concentration), causing
R to increase in direct proportion to R. In contrast,
R in pB15 is relatively unchanged as R increases, because
declines by approximately an order of magnitude as R is similarly increased in static culture containing glucose. Although it is clear that increased cell densities negatively impact spread of pB15 in static culture, it is questionable whether the mass-action measurement
should be used to describe the phenomenon. ![]()
are strikingly similar for plasmid R1-drd19 when bacteria are mated on surfaces and in shaking liquid culture, even when cells are grown at densities below those used in my experiments (i.e., where donors very rarely encounter recipients). Therefore, the data by ![]()
may be usefully applied in static culture environments where matings occur both in liquid and between cells that settle out in culture. However, non-mass-action models should more accurately describe conjugal transfer in complex environments such as on surfaces (e.g., ![]()
At intermediate densities horizontal transfer in pB15 is sufficient to overcome the growth disadvantage suffered by plasmid-bearing cells, but at high densities its poor conjugation prevents the plasmid from invading. My data allow a crude estimate of the cell densities permitting successful invasion. For pB15, the rate of change in transconjugants per milliliter per day is apparently a nonlinear function of log10 R (Fig 3A), and a quadratic function provides a statistically significant fit to the data (F[2,7] = 7.0428, P = 0.0211). This function is described by dT/dt = 29.957 + 7.268 x R 0.439 x R2, which can be solved for the two values of R where the curvilinear fit crosses a value of zero. This solution yields R = 7.244 x 107 cells/ml and 4.571 x 108 cells/ml as the lower and upper boundaries, respectively, for successful invasion by pB15 in static culture. Although the estimate indicates a relatively narrow range of existence conditions for pB15, more thorough examination of invasion conditions can be explored using the parameters described in this study.
The cost of plasmid carriage in pB15 is also phenotypically plastic in static culture, because the fitness disadvantage suffered by plasmid-bearing cells declines as hosts become more numerous. Thus, the previously described trade-off between transmission modes (![]()
Adaptive vs. nonadaptive phenotypic plasticity:
Phenotypic plasticity may or may not be the result of adaptation (see ![]()
One possibility is that the plasticity is a coincidence of the novel association between plasmid pB15 and E. coli B bacteria. The experimental host was evolved in vitro for 2000 generations (![]()
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A second possibility is that the phenotypic plasticity is a consequence of differing physiology of the E. coli host at varying glucose (and hence host density) levels. The 2000 generations of evolution experienced by the bacterium at 25 µg/ml glu in shaking culture (![]()
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At this juncture, it appears that pB15's conjugation rate is strongly influenced by levels of cell density in static culture. Preliminary sequence data for pB15 (D. GUTTMAN and P. TURNER, unpublished data) suggest that the plasmid may be related to R64, a large (
120 kb) IncI1 plasmid of Salmonella typhimurium (![]()
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50 kb) is smaller than the R64 shufflon (D. GUTTMAN and P. TURNER, unpublished data). However, pB15 might also feature two (or more) types of sex pili, and the influence of cell density and/or glucose concentration on the expression of genes related to pilus formation in pB15 is unknown. For instance, these factors might cause pB15 to differentially express one or more of its pilus genes, thereby influencing invasiveness. Because this mechanistic explanation is highly speculative, I discuss several other possibilities below. In addition, I relate my data to previous studies in plasmid biology.
Potential mechanisms for density-dependent conjugation:
A simple explanation for the density-dependent effect is that the conjugation process in pB15 somehow becomes "saturated" at higher cell densities in static culture, much as bacterial growth reaches a maximum rate that cannot be raised by increasing the concentration of a limiting resource (![]()
I examined this possibility by looking closely at the population dynamics occurring in the 24-hr mating experiments used to estimate conjugation rate. There was some evidence that the number of transconjugants increases unexpectedly during the transition from exponential growth to stationary phase, irrespective of cell density, suggesting that conjugation in pB15 is somehow stimulated by the depletion of glucose (data not shown). In particular, the number of transconjugants measurably increased between 8 and 10 hr of the growth cycle, whereas by this time the donors and recipients had evidently made the transition from exponential growth to stationary phase as the medium was being depleted of glucose. Simple models assume that the rates of bacterial growth and plasmid transfer are Monod functions (![]()
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High cell densities (or high glucose concentrations) might strongly impact other plasmid or bacterial traits in my experiments. For instance, the average number of pB15 copies per cell might somehow decline at high densities in static environments, due to changes in the host (e.g., replication control during cell division) or in plasmid regulation of copy number. But this explanation works only if changes in plasmid copy number affect infectiousness (e.g., if increased copy number increases conjugative pilus formation), and to my knowledge this link has not been documented. Similarly, the level of carbon source might negatively impact the motility of cells in my static-culture experiments, thus reducing the potential for transfer to occur at high cell densities. This idea could explain the pB15 results, but seems unlikely given that transfer of R1-drd19 was not similarly hampered by elevated densities in static culture.
Relevance to previous work:
Most models of plasmid transfer depend on simple mass-action kinetics, but it is now widely recognized that the majority of bacteria found in natural, clinical, and industrial settings persist in association with surfaces (![]()
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Virulence models predict that virulent parasites can evolve at increased host densities, because available host abundance favors selection for highly infectious genotypes. The underlying assumption is that increased virulence leads to reduced host fitness, thereby preventing a parasite from simultaneously maximizing vertical and horizontal transfer. We chose plasmid pB15 to examine this hypothesis (![]()
108 cells/ml in chemostat culture (![]()
109 cells/ml). Our previous experiment was correctly designed to test the theoretical prediction, in principle. Preliminary experiments with pB15 showed that the plasmid can invade when rare at moderate cell densities (
108 cells/ml; 50 µg/ml glu) in static culture (![]()
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Whatever the precise mechanistic explanation for the observed phenomena, they may explain the failure of a simple model to predict the evolutionary response of pB15 to experimental manipulations of susceptible host density. Although the genetic assumption of a trade-off between rates of horizontal and vertical transmission was fulfilled (![]()
| ACKNOWLEDGMENTS |
|---|
I thank M. Girgenti and R. Montville for technical assistance and the members of my laboratory group for enlightening discussion. R. Lenski, B. Levin, and J. Smith kindly provided strains. T. Cooper, V. Cooper, S. Duffy, R. Lenski, J. Wertz, and two anonymous reviewers gave helpful advice and valuable comments on the manuscript. This work was supported by grants from the National Science Foundation (DEB-02-01860 and DEB-01-29089).
Manuscript received December 5, 2003; Accepted for publication January 27, 2004.
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