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The Effect of Genetic Conflict on Genomic Imprinting and Modification of Expression at a Sex-Linked Locus
Hamish G. Spencera, Marcus W. Feldmanb, Andrew G. Clarkc, and Anton E. Weissteinda Allan Wilson Centre for Molecular Ecology and Evolution, Department of Zoology, University of Otago, Dunedin, New Zealand,
b Department of Biological Sciences, Stanford University, Stanford, California 94305,
c Department of Molecular Biology and Genetics, Cornell University, Ithaca, New York 14853
d Department of Zoology, University of Otago, Dunedin, New Zealand
Corresponding author: Hamish G. Spencer, Department of Zoology, University of Otago, 340 Great King St., P.O. Box 56, Dunedin, New Zealand., h.spencer{at}otago.ac.nz (E-mail)
Communicating editor: M. A. ASMUSSEN
| ABSTRACT |
|---|
We examine how genomic imprinting may have evolved at an X-linked locus, using six diallelic models of selection in which one allele is imprintable and the other is not. Selection pressures are generated by genetic conflict between mothers and their offspring. The various models describe cases of maternal and paternal inactivation, in which females may be monogamous or bigamous. When inactivation is maternal, we examine the situations in which only female offspring exhibit imprinting as well as when both sexes do. We compare our results to those previously obtained for an autosomal locus and to four models in which a dominant modifier of biallelic expression is subjected to the same selection pressures. We find that, in accord with verbal predictions, maternal inactivation of growth enhancers and paternal inactivation of growth inhibitors are more likely than imprinting in the respective opposite directions, although these latter outcomes are possible for certain parameter combinations. The expected outcomes are easier to evolve than the same outcomes for autosomal loci, contradicting the available evidence concerning the direction of imprinting on mammalian sex chromosomes. In most of our models stable polymorphism of imprinting status is possible, a behavior not predicted by verbal accounts.
THE differential expression of mammalian genes depending on the sex of the parent from which they are inherited is known as genomic imprinting (![]()
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The most prominent suggestion for the evolutionary origin of genomic imprinting, the "genetic-conflict hypothesis," was proposed by Haig and co-workers (![]()
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A number of these exceptions concern loci on the mammalian X chromosome, inferred from the effects of uniparental disomy in humans, as well as XO mice and humans, which develop as females. For instance, XO mice that inherit their single X chromosome from their father are developmentally retarded compared to both XO mice with a maternal X and normal XX females (![]()
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| MODELS |
|---|
Following ![]()
|
Imprinting models:
We adapt the autosomal parent-offspring conflict model of ![]()
![]()
1), but increases the viability of the sibship as a whole by an amount t/2 (t
-1) per imprinted sib. For growth enhancers, therefore, s and t are positive; for growth inhibitors, they are negative.
Case IP1:
We first treat the case of paternal inactivation and monogamous females. With the help of Table 2, we derive the following iterations for the values of x, y, z, p, and q after a single generation of selection,x', y', z', p', and q', respectively,
![]() |
(1) |
in which the mean fitness of females, Tf, is the sum of the right-hand sides of Equation 1 so that x' + y' + z' = 1, and
![]() |
(2) |
These equations afford just two equilibria (i.e., values of x, y, z, p, and q such that x' = x, y' = y, z' = z, p' = p, and q' = q), both of which are trivial: fixation of A (i.e., x = 1, y = 0, z = 0, p = 1, and q = 0) and fixation of a (i.e., x = 0, y = 0, z = 1, p = 0, and q = 1). Local stability analysis (![]()
|
Case IP2:
If each female mates at random with two different males, Table 3 allows us to show that Equation 1 become
![]() |
(3) |
whereas Equation 2 are unchanged. Local stability analysis (see Appendix A) shows that case IP2 affords the same two fixation equilibria as for case IP1, as well as a potential third internal equilibrium, at which the female genotype frequencies are given by the quasi-Hardy-Weinberg formula (
,
,
) = (
2, 2
,
2), where
![]() |
(4) |
is the equilibrium value for p. This third equilibrium is feasible (i.e., all genotype frequencies are between zero and one) and locally stable provided
![]() |
(5) |
which occurs if and only if both fixation equilibria are locally unstable. This tripartite division of parameter space into two regions of fixation and one region in between admitting polymorphism (see Fig 1) is typical of our results and mimics the autosomal model results of ![]()
|
|
Case IMF1:
We now turn to maternal inactivation, starting with the case in which females are strictly monogamous. We assume that genes found in hemizygous males are not imprinted, even though they are maternally inherited; this assumption is reversed below in case IMA1. With the help of Table 2, we derive the following iterations in which Tf and Tm are the normalizing mean female and male fitnesses, respectively,
![]() |
(6) |
and
![]() |
(7) |
As for case IP2, there are three possible equilibria, two trivial fixations and an internal, polymorphic equilibrium, the expression for which is extremely long and so not given here. (It is available on request from H. G. Spencer and at http://www.otago.ac.nz/zoology/research/spencer) Again, parameter space divides into three parts: for low values of t (t < 8s/(6 - 5s)), nonimprinting evolves, whereas for high values (t > 2(6 -9s -
)/(-8 + 9s)), imprinting evolves. In between these t values, numerical work indicates that the internal equilibrium is stable.
Case IMF2: We now use Table 3 to derive the iterations for maternal inactivation with bigamous females, obtaining Equation 6 and Equation 7 again. Hence, the analysis of equilibria is the same as for case IMF1.
Case IMA1:
We now assume that a alleles found in hemizygous males are imprinted, first confining our attentions to the case when females are strictly monogamous. With the help of Table 2, we derive the following iterations,
![]() |
(8) |
and
![]() |
(9) |
in which
![]() |
(10) |
The condition for a to invade is that t > 4s/(3 - 3s); to fix it is t > 4s/(3 - 4s). In between these values a stable equilibrium exists, at which the female genotype frequencies are given by the quasi-Hardy-Weinberg formula (
,
,
) = (
2, 2
,
2), where
![]() |
(11) |
is the equilibrium value for p.
Case IMA2: When females are bigamous Equation 8 and Equation 9 are unchanged, paralleling the identity between cases IMF1 and IMF2.
Modification of expression models:
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We can derive comparable models of expression modification here. Suppose that a dominant, sex-linked modifier allele, M, confers on its bearers the same viabilities as imprinted individuals. We are interested in the conditions under which M can invade and replace the wild-type m allele. Table 4 shows these fitnesses (as well as offspring frequencies) for the sibships arising when females are strictly monogamous, for two sets of assumptions: that the expression of M is limited to females (case BF1) and that it is expressed in both sexes (case BA1). Table 5 shows the case when females are strictly bigamous.
|
|
In all these models, let x1 be the frequency of mm females, x2 be that of Mm females, and x3 (= 1 - x1 - x2) be that of MM females. The frequency of m males is denoted by p1 and that of M males by p2 (= 1 - p1).
Case BF1:
Table 4 enables us to derive the following recursion for these frequencies,
![]() |
(12) |
in which Tf is the sum of the right-hand sides of Equation 12 so that
and
![]() |
(13) |
in which Tm is the sum of the right-hand sides of Equation 13 so that
.
Local stability analysis shows that the modifying allele, M, can invade a population fixed for m if
. The condition for the fixation of M cannot be obtained using the usual methods (since the leading eigenvalue is exactly one; see Appendix B) and we have instead obtained it numerically (see APPENDIX B) and plotted it in Fig 2A. In between the dotted lines of Fig 2A, numerical work indicates that there is a stable polymorphism of m and M, mirroring the results for the imprinting models (except IP1), although we have not been able to find an analytical expression for its value.
|
Case BF2:
Table 5 enables us to derive the following recursion for allele frequencies for the case when females are strictly bigamous,
![]() |
(14) |
in which Tf is the sum of the right-hand sides of Equation 14 so that
and Equation 13 for the iterations in males are unchanged.
The condition for M to invade is now less stringent:
; we have again used numerical methods to estimate the condition for its fixation (see Fig 2A).
Case BA1:
If we now assume that the modifier M affects expression of A in both sexes, Equation 12 and Equation 13 become
![]() |
(15) |
and
![]() |
(16) |
Local stability analysis shows that the M allele will invade a population fixed for m if t > 4s/(3 - 3s), the same condition as for the invasion of a paternally inactivated a into a population fixed for A. Stable fixation of M, however, requires larger values of t for a given s: t > 8s/(6 - 9s).
Case BA2:
If we now assume that the modifier M affects expression of A in both sexes, Equation 15 and Equation 16 become
![]() |
(17) |
and
![]() |
(18) |
The successful invasion of M now requires t > (
- 8 + 5s)/(3 - 3s), although the condition for fixation is identical to that for case BA2.
| ANALYSIS |
|---|
Local stability analysis results are summarized for all cases in Table 6.
|
Paternal inactivation:
Case IP1 is notable as the only one of our models that fails to divide s-t parameter space in three, because no polymorphic equilibrium (either stable or unstable) exists. In contrast, case IP2 produces the same pattern as seen in all ![]()
A second effect of multiple paternity can also be seen in Fig 1A: it reduces the proportion of parameter space leading to paternal inactivation for growth enhancers (s and t > 0) and increases it for growth inhibitors (s and t < 0). This result is the same as in the autosomal models (![]()
We can also make comparisons between these X chromosome models and the corresponding autosomal models of ![]()
![]()
Maternal inactivation:
As in the autosomal models of ![]()
Cases IMA1 and IMA2 have stability conditions, equilibrium values, and mean fitnesses identical to those for the corresponding autosomal P-OM1 model of ![]()
Direction of imprinting:
Since the invasion and fixation condition for a in case IP1 is the same as that for invasion in IMA1, Fig 1D also allows us to predict the direction of imprinting under strict monogamy. If maternal inactivation affects both sexes, fixation of a paternally inactivated allele is more likely than that of one that is maternally inactivated, whether the gene inhibits or enhances growth. This increased likelihood comes completely at the expense of the likelihood of polymorphism in imprinting; the regions of parameter space favoring fixation of the unimprintable A are identical.
If maternal inactivation affects just female offspring, again, under strict monogamy, fixation of a paternally inactivated allele is more likely than that of an allele that is maternally inactive (Fig 1D). Nevertheless, a maternally inactivated allele can successfully invade over a greater part of parameter space than a paternally inactivated allele and reach a stable polymorphism not possible for the latter. Again, these conclusions apply to both growth enhancers and inhibitors.
When females are strictly bigamous, however, we obtain results more in accord with the genetic conflict's verbal predictions. Fig 1E shows that for growth enhancers (s, t > 0), both the curves for IP2 are above all those for IMF2 and IMA2, so inactivation is likely to be maternal rather than paternal, regardless of whether maternal inactivation occurs in all offspring or only in females. For growth inhibitors, the situation is reversed, and so they are more likely to be maternally active.
Biallelic modification:
Fig 2A shows that multiple paternity has the same effect in the biallelic modifier-of-female-offspring models that it has in the models of autosomal and paternal X chromosome inactivation: it becomes easier for biallelic modifiers of growth inhibitors to invade and fix but more difficult for biallelic modifiers of growth enhancers to do so. If the modifier allele is expressed in both male and female offspring, however, multiple paternity has no effect on the likelihood of fixation; it only makes polymorphism more likely for growth inhibitors and less likely for growth enhancers (Fig 2B).
We can also predict which sort of modifiersthose affecting just female offspring or those affecting all offspringis more likely to invade by considering Fig 2C for the monogamous and Fig 2D for the bigamous case. Under monogamy, modifiers that affect only female offspring are clearly more likely to succeed, and that is also true under bigamy for modifiers of growth inhibitors. For modifiers of growth enhancers, however, female bigamy causes modifiers affecting offspring of both sexes to invade and fix over a greater part of parameter space.
Imprinting or modification?
Fig 2C reveals that, under strict monogamy, biallelic modifiers of female offspring are more likely to invade than paternally inactivated alleles, which (except for the effects of masking) are as likely to invade as modifiers of both sexes. But fixation of paternally inactivated alleles is more likely than fixation of either sort of modifier. Under strict bigamy, however, we find that for growth enhancers, modifiers are more likely to invade and fix, whereas growth inhibitors are more likely to be imprinted (Fig 2D). This deduction implies that growth inhibitors rather than growth enhancers are likely to be paternally inactivated.
The corresponding comparisons are made for maternal inactivation in Fig 2E and Fig F. Comparing alleles that are imprintable only in female offspring with biallelic modifiers of female offspring (Fig 2E), we see that, for growth enhancers, imprinting is more likely than modification, whatever the mating system. For growth inhibitors, however, multiple paternity is needed to make imprinting less likely than modification. Fig 2F allows us to compare the regions of parameter space for the cases in which alleles are imprinted in all offspring with those in which modification occurs in all offspring. For growth enhancers, imprinting is more likely only under multiple paternity; conversely, for growth inhibitors, multiple paternity favors invasion of modification (but fixation of imprinting). With monogamy, modification and imprinting of both growth enhancers and inhibitors are equally likely to invade (ignoring masking again), although the latter are more likely to fix. Given that most if not all mammals show some degree of multiple paternity, we are left with the conclusion that growth enhancers rather than growth inhibitors are likely to be maternally inactivated.
Note also that Fig 2E and Fig F, shows that polymorphism in imprinting status is more likely to evolve than modification, for both growth enhancers (which will likely be maternally inactivated) and growth inhibitors (which will likely be paternally inactivated). This finding mirrors that of ![]()
| DISCUSSION |
|---|
The models developed and analyzed above show that most of the findings of ![]()
![]()
![]()
Multiple paternity is not necessary for imprinting to evolve, but it makes the above directional outcomes more likely. For example, with strict monogamy, the fixation of a paternally inactivated growth enhancer is more likely than that of one that is maternally inactivated in offspring of both sexes. Even with multiple paternity, imprinting can occur in the opposite direction from that predicted by the genetic-conflict hypothesis in suitable parts of parameter space.
Another point of agreement with the results of the autosomal modeling of ![]()
![]()
![]()
Polymorphism in imprinting statusthe presence in a population of both imprintable and unimprintable alleles at a stable internal equilibriumis another finding matching that derived from autosomal models (![]()
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![]()
![]()
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Several important contrasts can be made between the results of the above sex-chromosome models and those of the autosomal models of ![]()
![]()
It is important to understand just what we mean when we argue that certain outcomes are more likely than others. We are not saying simply that these outcomes occur over large parts of parameter space; there are two reasons for denying this link. First, the way in which parameter space is measurede.g., an arithmetic or a log scaleaffects the size of different portions. Second, parts of parameter space that are small no matter how they are measured can easily be reached by natural processes. Indeed, selection may be adept at finding such places, as in the case of the regions of parameter space of the standard viability selection model that maintain many alleles (![]()
![]()
The failure of the genetic-conflict hypothesis to account for the apparent direction of imprinting of sex-linked genes led ![]()
![]()
IWASA and POMIANKOWSKI's (1999) hypothesis can, in fact, be generalized to autosomal loci. Imprinting at any locus causes offspring to resemble one parentthe one transmitting the active copy of the genemore than the other (![]()
![]()
![]()
| ACKNOWLEDGMENTS |
|---|
We thank Ian Morison for pointing out recent developments in the molecular biology of genomic imprinting and Hopi Hoekstra for teaching us about desert mice. Two anonymous reviewers made useful suggestions for clarifying our arguments. Much of this work was done while H.G.S. was on sabbatical leave at Dickinson College, and he is extremely grateful for the hospitality and support of the Department of Biology and the Office of Global Education at Dickinson during this period. Financial support for this work was provided by the Marsden Fund of the Royal Society of New Zealand contract UOO916 (H.G.S. and A.E.W); the U.S. National Institutes of Health grants GM 28016, GM 28428 (M.W.F.), and GM64590 (A.G.C.); and National Science Foundation grant DEB 0108965 (A.G.C.).
Manuscript received February 3, 2003; Accepted for publication September 28, 2003.
| APPENDIX A |
|---|
ANALYSES FOR IMPRINTING CASES
Case IP1:
We use case IP1 as an example; the other cases are similar, except where noted below. To carry out local stability analysis we first find the leading eigenvalue for the system (1) and (2) linearized around the first equilibrium (x = 1, y = 0, z = 0, p = 1, and q = 0), which is given by
![]() |
(A1) |
Fixation of the unimprintable allele is locally stable whenever
1 < 1, which requires
![]() |
(A2) |
Similarly, the leading eigenvalue for the iterations around the second equilibrium (i.e., x = 0, y = 0, z = 1, p = 0, and q = 1) is given by
![]() |
(A3) |
and so local stability, requiring
0 < 1, implies
![]() |
(A4) |
Hence, the imprinting fixation is locally stable if and only if the nonimprinting fixation is not and vice versa.
The equilibria for case IP1 also have the quasi-Hardy-Weinberg property found in the autosomal models of ![]()
![]() |
(A5) |
Since P' = (P + B)/2, at equilibrium
=
=
and so (
,
,
) = (
2, 2
,
2). Global stability can be demonstrated using the method of ![]()
![]()
![]() |
(A6) |
in which
= (1 - s)(1 + 3t/4). Then writing u = p/q and v = P/Q we have u' = v and
![]() |
(A7) |
Consideration of the partial derivatives
u'/
u,
u'/
v,
v'/
u, and
v'/
v shows that the transformation (u', v') is bimonotonic, which completes the proof.
Case IP2:
Deriving the conditions for local stability at all three equilibria is straightforward. The equilibria also have the quasi-Hardy-Weinberg property if we instead write
![]() |
(A8) |
We have been unable to prove the global stability result, however, although we suspect, from extensive simulations as well as the structure of the model, that it does hold.
Case IMF1:
Deriving the conditions for local stability at the two fixation equilibria is straightforward. The expression for the allele frequency at internal equilibrium is extremely long and so is not given here, but may be obtained from H. G. Spencer or http://www.otago.ac.nz/zoology/research/spencer. Moreover, we have not been able to prove the conditions under which it is feasible or stable. Nevertheless, 105 simulations of Equation 6 and Equation 7 with values of s and t independently and randomly sampled from the uniform distribution over [-1, 1] and random initial genotype frequencies confirm the intuitively appealing suggestion that, for values of t violating the conditions for local stability of the fixations, the internal equilibrium is feasible and stable. No cases of cycling were detected: indeed, apart from some fluctuations in the first few generations, all simulations approached one of the three equilibria monotonically.
Case IMA1:
This case is straightforward, being very similar to case IP2.
| APPENDIX B |
|---|
LOCAL STABILITY ANALYSES FOR BIALLELIC MODIFIER CASES
Case BF1:
Standard local stability analysis provides the condition for the local stability of the fixation of m shown in Table 6. Unfortunately, at the fixation of M (i.e., x1 = x2 = p1 = 0, x3 = p2 = 1), the leading eigenvalue for the linearized system of iterations is identically one, which provides no information about the local stability (![]()
For a fixed value of s, we took an initial estimate of the value of t on the border between the regions of parameter space leading to fixation of M and stable polymorphism of M and m. Starting near the fixation of M (x1 = 0.001, x2 = 0.02, and p1 = 0.01), we then iterated Equation 12 and Equation 13 until the sum of the changes in the absolute values of these three variables was <10-10 or else 106 iterations had been made. The slow approach to fixation indicated by the leading eigenvalue being 1 necessitated such high values. If the sum of the final values for these three variables was <10-3, the system was considered to have reached fixation; otherwise the system was held to have iterated to the polymorphic equilibrium. This threshold might seem rather high, but was again necessitated by the slow approach to equilibrium. If fixation occurred, a smaller value of t was then tested; conversely, if polymorphism was reached, a larger value of t was chosen. Some 15 values of t were eventually tested, the last retained as the estimate of the critical value. Several values were then checked by substituting both s and t into Equation 12 and Equation 13, which were then solved analytically. This check revealed that this procedure slightly overestimated t's true value, by
0.0058, and so this number was subtracted from all estimates. These corrected values are plotted in Fig 2A.
Case BF2:
Standard local stability analysis again failed at the fixation of M and so we used the numerical process described above to estimate the critical value. It again slightly overestimated the true value and we corrected by subtracting 0.0070 from all values.
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H. G. Spencer and A. G. Clark A Chip off the Old Block: A Model for the Evolution of Genomic Imprinting via Selection for Parental Similarity Genetics, October 1, 2006; 174(2): 931 - 935. [Abstract] [Full Text] [PDF] |
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H. G. Spencer, T. Dorn, and T. LoFaro Population Models of Genomic Imprinting. II. Maternal and Fertility Selection Genetics, August 1, 2006; 173(4): 2391 - 2398. [Abstract] [Full Text] [PDF] |
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W. Mills and T. Moore Polyandry, Life-History Trade-Offs and the Evolution of Imprinting at Mendelian Loci Genetics, December 1, 2004; 168(4): 2317 - 2327. [Abstract] [Full Text] [PDF] |
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