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Corresponding author: Jianzhi Zhang, University of Michigan, 3003 Natural Science Bldg., 830 N. University Ave., Ann Arbor, MI 48109., jianzhi{at}umich.edu (E-mail)
Communicating editor: S. YOKOYAMA
| ABSTRACT |
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The size of human brain tripled over a period of
2 million years (MY) that ended 0.20.4 MY ago. This evolutionary expansion is believed to be important to the emergence of human language and other high-order cognitive functions, yet its genetic basis remains unknown. An evolutionary analysis of genes controlling brain development may shed light on it. ASPM (abnormal spindle-like microcephaly associated) is one of such genes, as nonsense mutations lead to primary microcephaly, a human disease characterized by a 70% reduction in brain size. Here I provide evidence suggesting that human ASPM went through an episode of accelerated sequence evolution by positive Darwinian selection after the split of humans and chimpanzees but before the separation of modern non-Africans from Africans. Because positive selection acts on a gene only when the gene function is altered and the organismal fitness is increased, my results suggest that adaptive functional modifications occurred in human ASPM and that it may be a major genetic component underlying the evolution of the human brain.
AMONG mammals, humans have an exceptionally big brain relative to their body size. For example, in comparison with chimpanzees, the brain weight of humans is 250% greater while the body is only 20% heavier (![]()
22.5 million years (MY) ago and ended with a weight of
13501450 g
0.20.4 MY ago (![]()
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| MATERIALS AND METHODS |
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Sequencing of ASPM:
The human ASPM gene has 28 exons. All 28 exons were PCR amplified from genomic DNA samples of 14 human (Homo sapiens) individuals of different geographic origins (2 African Pygmies, 3 African Americans, 4 Europeans, 2 Southeast Asians, 1 Chinese, 1 Pacific islander, and 1 South American), using the high-fidelity Taq of Invitrogen (Carlsbad, CA). The PCR products were then purified and sequenced in both directions. Polymorphisms that appear only once (singletons) were confirmed by a second PCR-sequencing experiment. The human DNA samples were purchased from Coriell (Camden, NJ). I also amplified all 28 exons from one chimpanzee (Pan troglodytes) and one orangutan (Pongo pygmaeus) and sequenced the insert DNAs after the PCR products were cloned into the pCR4TOPO vector (Invitrogen). To trace the evolutionary origin of a large insertion/deletion in exon 18, two segments (Fig 1I and II) of exon 18 were also amplified and directly sequenced from genomic DNAs of hyrax (Procavia capensis), sea lion (Zalophus californianus), seal (Phoca vitulina), wolverine (Gulo gulo), fox (Alopex lagopus), dog (Canis familiaris), bear (Ursus maritimus), cat (Felis catus), pig (Sus scrofa), cow (Bos taurus), whale (Balaena mysticetus), rhesus monkey (Macaca mulatta), owl monkey (Aotus trivirgatus), and hamster (Cricetulus griseus).
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Data analysis:
The dN/dS ratios (![]()
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Computer simulation:
Computer simulation of ASPM evolution under pure neutrality was conducted following the procedure described in ![]()
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)T/t1/2. This estimation of the rate of pseudogenization is conservative, because other deleterious events such as insertions of transposable elements and null mutations at promoter regions and splicing sites are not considered here. The computer program for the simulation is from ![]()
| RESULTS |
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Elevation of dN/dS in the human ASPM lineage:
Human ASPM has 28 coding exons, spanning 62 kb in chromosome 1p31 and encoding a huge protein of 3477 amino acids (Fig 1). I determined the entire coding sequences of ASPM from one human, one chimpanzee, and one orangutan, and compared them in the phylogenetic tree of the three species (Fig 2). The orangutan sequence is used as the outgroup for humans and chimpanzees so that nucleotide substitutions on the human and chimpanzee lineages can be separated. I did not sequence the gorilla because the gorilla sequence may not be appropriate as the outgroup due to incomplete lineage sorting (![]()
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Complete functional relaxation does not adequately explain the elevation of dN/dS:
Two hypotheses may explain the increase in dN/dS to 1.03 during the evolution of human ASPM. First, the functional constraints and purifying selection on ASPM may have been completely relaxed and many deleterious nonsynonymous mutations were fixed by random genetic drift. Alternatively, advantageous nonsynonymous substitutions under positive selection occurred at some sites, while purifying selection acted at some other sites, resulting in an average dN/dS of
1. Under the first hypothesis, ASPM has been under pure neutral evolution since the human-chimpanzee separation
67 MY ago (![]()
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1. However, it is difficult to rule out the possibility of an incomplete functional relaxation in human ASPM, which can lead to a dN/dS ratio of
1 when the number of substitutions is relatively small. A population genetic study may help resolve this question.
Signatures of purifying selection from population genetic data:
The entire coding sequence of ASPM is determined from 14 human individuals of different geographic origins. A total of 33 single-nucleotide polymorphisms are found (Table 1 and Table 2). The derived and ancestral alleles are inferred using the chimpanzee and orangutan sequences as outgroups. TAJIMA's (1989) and FU and LI's (1993) tests reveal slight departure of the data from the Wright-Fisher model of neutrality (D = -1.29, P = 0.081; F = -1.76, P = 0.074; Table 2). But FAY and WU's (2000) test, which is designed to detect recent selective sweeps, does not show a significant result (H = -2.08, P = 0.21). Thus, the negative D and F likely reflect recent population expansions and/or purifying background selection. A recent study suggested that negative D values may also be found under certain sampling schemes if there is fine-scale population differentiation (![]()
1.8 cM/106 nucleotides (![]()
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Population genetic theory predicts that deleterious mutations do not reach high frequencies in populations, while neutral and advantageous mutations do. A comparison between rare and common polymorphisms may detect purifying selection of deleterious mutations (![]()
10% for the derived allele as a cutoff between rare and common polymorphisms (![]()
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2 = 4.41, P < 0.05; Table 2). Since synonymous mutations are more or less neutral, the observed deficit of common nonsynonymous polymorphisms suggests that purifying selection has prevented the spread of nonsynonymous deleterious mutations. It is estimated by the likelihood method that there are N = 7459 and S = 2972 potentially nonsynonymous and synonymous sites in ASPM, respectively. Thus, for rare polymorphisms, there are nR/N = 15/7459 = 2.01 x 10-3 polymorphisms/nonsynonymous site and sR/S = 5/2972 = 1.68 x 10-3/synonymous site. Their difference is statistically insignificant (
2 = 0.09, P > 0.5). In contrast, for common polymorphisms, the number is significantly smaller per nonsynonymous site (nC/N = 5/7459 = 0.67 x 10-3) than per synonymous site (sC/S = 8/2972 = 2.69 x 10-3;
2 = 6.98, P < 0.01), confirming that purifying selection has reduced the number of common nonsynonymous polymorphisms. This result also suggests the absence or rareness of advantageous nonsynonymous polymorphisms of ASPM that are currently segregating in humans, as such polymorphisms would predominantly show up as common polymorphisms and render nC/N higher. This is consistent with the above result from Fay and Wu's test. The proportion of nonsynonymous polymorphisms not under purifying selection may be estimated by (nC/N)/(sC/S) = (0.67 x 10-3)/(2.69 x 10-3) = 0.25 or by (nC/sC)/(nR/sR) = (5/8)/(15/5) = 0.21. The two estimates are close to each other and to the dN/dS ratio between the mouse and orangutan (0.29). This indicates that human ASPM is currently under relatively strong purifying selection, and the strength of selection is comparable to or even greater than that in the long-term evolution of mammalian ASPM.
Comparison of polymorphism and divergence suggests past positive selection:
Because both the synonymous and nonsynonymous common polymorphisms are largely neutral, comparing them with the fixed substitutions between humans and chimpanzees can reveal the signature of selection that has influenced the substitution processes (![]()
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2 = 3.88, P < 0.05, Table 2), suggesting that some nonsynonymous substitutions were fixed by positive selection. Because the expansion of brain size occurred in the human lineage after the human-chimpanzee split, it is more relevant to examine whether the human branch exhibits an excess of nonsynonymous substitutions. For this, the ASPM sequence of the common ancestor of humans and chimpanzees was inferred by the Bayesian method. Because the sequences considered are closely related, this inference is reliable, with the average posterior probability >0.999. Comparing the ancestral sequence with the polymorphic human sequences, I identified 16 nonsynonymous and 6 synonymous mutations that have been fixed in the human lineage (Table 2; Fig 1). Their ratio (16/6 = 2.67) is significantly greater than that for common polymorphisms (nC/sC = 5/8 = 0.63;
2 = 4.00, P < 0.05). The number of neutral nonsynonymous substitutions may be estimated from the number of synonymous substitutions multiplied by nC/sC, which yielded 6 x (5/8) = 3.75 (![]()
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IQ repeats and brain size variation:
Human ASPM contains multiple calmodulin-binding IQ repeats (![]()
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| DISCUSSION |
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In the above, I provided evidence that advantageous amino acid substitutions unrelated to IQ repeats have been fixed by adaptive selection in human ASPM after the human-chimpanzee split, which strongly suggests that ASPM might be an important genetic component in the evolutionary expansion of human brain. The episode of positive selection on ASPM appears to have ended some time ago, as there is no evidence for positive selection on ASPM in current human populations; rather, relatively strong purifying selection is detected. Roughly, selective sweeps occurring in the past 0.5N generations may be detected (![]()
10,000 (![]()
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Studies of ASPM in model organisms can help us understand how it impacts brain size. The mouse Aspm is highly expressed in the embryonic brain, particularly during cerebral cortical neurogenesis (![]()
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| FOOTNOTES |
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Sequence data from this article have been deposited with the EMBL/GenBank Data Libraries under accession nos.
AY36706587. ![]()
| ACKNOWLEDGMENTS |
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I thank David Webb for technical assistance and Douglas Futuyma, Priscilla Tucker, and David Webb for valuable comments on an earlier version of the manuscript. This work was supported by a start-up fund of the University of Michigan and a research grant from the National Institutes of Health (GM67030).
Manuscript received July 7, 2003; Accepted for publication August 20, 2003.
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