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Detecting Population Growth, Selection and Inherited Fertility From Haplotypic Data in Humans
Frédéric Austerlitza, Luba Kalaydjievab,c, and Evelyne Heyerda Laboratoire Ecologie, Systématique et Evolution, Université Paris-Sud, F-91405 Orsay, France,
b Centre for Human Genetics, Edith Cowan University, Perth, Australia WA 6027,
c Western Australian Institute for Medical Research, Perth, Australia WA 6027
d Centre National de la Recherche ScientifiqueLaboratoire d'Anthropologie Biologique, Musée de l'Homme (MNHN), F-75116 Paris, France
Corresponding author: Frédéric Austerlitz, Systématique et Evolution, UMR CNRS 8079, Université Paris-Sud, Bâtiment 362, F-91405 Orsay Cedex, France., frederic.austerlitz{at}ese.u-psud.fr (E-mail)
Communicating editor: M. A. ASMUSSEN
| ABSTRACT |
|---|
The frequency of a rare mutant allele and the level of allelic association between this allele and one or several closely linked markers are frequently measured in genetic epidemiology. Both quantities are related to the time elapsed since the appearance of the mutation in the population and the intrinsic growth rate of the mutation (which may be different from the average population growth rate). Here, we develop a method that uses these two kinds of genetic data to perform a joint estimation of the age of the mutation and the minimum growth rate that is compatible with its present frequency. In absence of demographic data, it provides a useful estimate of population growth rate. When such data are available, contrasts among estimates from several loci allow demographic processes, affecting all loci similarly, to be distinguished from selection, affecting loci differently. Testing these estimates on populations for which data are available for several disorders shows good congruence with demographic data in some cases whereas in others higher growth rates are obtained, which may be the result of selection or hidden demographic processes.
SEVERAL methods have been designed to infer past population history from molecular data (![]()
![]()
The only means to discriminate between population expansion and selection is to examine several independent portions of the nuclear genome (![]()
While this difference helps to untangle demographic from selective effects, it does nothing against the fact that different demographic processes can leave the same signature. For instance, fertility inheritance in a stationary population will, in some aspects, affect the coalescent tree in a similar way as population growth (![]()
![]()
![]()
Most methods that aim at detecting demographic events like expansions are sensitive to the long-term history of the population, since past expansions leave a stronger signal on the molecular data, making recent demographic events difficult to detect (![]()
![]()
A problem in estimating the growth rate from this kind of data is that the frequency of an inherited disorder and the level of allelic association with surrounding markers are sensitive to the assumed age of the mutation in the population. Since this age is usually unknown, it becomes a nuisance parameter for estimating the growth rate correctly. Here, we present a method that overcomes this difficulty by estimating jointly the age of the allele and the growth rate.
The principle of this new method is as follows. Two kinds of information can be used to infer the history of a given disorder: the number of copies of the mutant allele in the present population and the level of allelic association between this allele and surrounding marker loci. Concerning the number of copies, ![]()
The most appropriate tool for estimating the time of introduction is the genetic clock (![]()
![]()
![]()
Our method combines the two methods described above. Using both the present allelic frequency of the disorder and the level of allelic association with surrounding markers, we perform a joint maximum-likelihood estimation of the age of a mutation and the population growth rate compatible with the data, assuming neutrality. To increase the performance of the genetic clock, we correct the formula used in ![]()
![]()
32 AIDS resistance allele in Europe.
| MATERIALS AND METHODS |
|---|
General presentation:
Assume a population with discrete generations, with growth rate r. Assume also a rare allele at a given locus (usually a disease gene), denoted D, which appeared g generations ago in the population by mutation or migration. The carrier frequency p of this allele in the population can be estimated, for instance, from a genetic epidemiology survey. Assume also that a sample of n chromosomes carrying D have been genotyped for one or several neutral marker loci, closely linked to D. Along with D, these markers define a haplotype of size
. Because the mutation is recent in the population, allelic association (![]()
As we see below, both the carrier frequency (p) of the disease allele and the number of carriers of the different haplotypes depend on r, g, and the recombination rates between the different loci. Knowing the recombination rates (from the genetic maps or independently studied pedigrees), it is thus possible to jointly estimate r and g from the genetic data. The method that we present below combines the formula that gives the probability (thereafter denoted P1) to observe the mutation at a given frequency in the population (![]()
![]()
![]()
![]()
Frequency of the disease allele:
Assume a population of growth rate r, where the number of offspring of each individual is drawn in a geometric distribution. Assume also a mutant allele introduced g generations ago in that population. ![]()
![]() |
(1) |
where k = Nf, P is the number of copies of the allele in the final population, R = u(1 - v)/(u + v), and G = 1 - (1 - R)/M, with M = rg, u = M - 1, and v = -(1 - r)2/r.
Allelic association (standard Luria-Delbrück):
Assume a mutant allele introduced as a single copy g generations ago in the population. Assume also that, within a sample of n chromosomes carrying this mutant allele, l chromosomes carry the major haplotype, which is presumed to be ancestral. The aim of this section is to compute the probability P2 to observe l nonrecombinant haplotypes among n sampled individuals. For this we use the classical method (![]()
![]()
The principle is as follows: if all lineages between the ancestral gene and the present copies sampled were independent (complete star-like genealogy, see ![]()
around the disease gene, would be

However, this assumption of independence of the lineages is untrue, especially during the first generations after the introduction of the gene. Thus, this equation has to be corrected as proposed by ![]()
![]()
![]() |
(2) |
For a growing population with growth rate r, this number is
![]() |
(3) |
![]()
rg, which is accurate only for rapidly growing populations, like the one they studied. Since several populations, including some of the populations that we study here, do not fulfill this assumption, we did not make this simplification. Thus, combining (2) and (3) and solving for g0 yields
![]() |
(4) |
and the corrected probability for an individual to carry a nonrecombinant haplotype becomes
. The probability P2 then becomes
![]() |
(5) |
where B(n, pcnr; l) denotes the Binomial distribution of parameters n and pcnr, evaluated at l.
Allelic association (multipoint Luria-Delbrück estimation):
We have designed a new method that allows the use of the whole-haplotype information (when available). This method was initially designed to give a more accurate estimation of the age of a haplotype (![]()
markers on the left side (ML1, ML2, ... , ML
) and
markers on the right side (MR1, MR2, ... , MR
). Recombination rates between D and the markers are denoted, respectively,
L0,
L1, ...
L
and
R0,
R1, ...
R
, with the convention that
L0 =
R0 = 0. The probability for a haplotype carrying D and separated by g generations from the ancestral haplotype to be of a given size
Li on the left side of the mutation (i.e., to be nonrecombinant for ML1, ... , MLi, but recombinant for MLi+1) after g generations is given by
![]() |
(6) |
where gi0 is the Luria-Delbrück correction, obtained from (4), replacing
by
Li. The same calculation is applied to the right side of the mutation, yielding similar probabilities pRj, j = 0 ...
. Then, the probability for a haplotype to be of length
Li on the left side and
Rj on the right side is
. Denote ni,j the numbers of carriers of each haplotype; the probability P2 to observe these ni,j's in the sample of size n will be
![]() |
(7) |
where M(n, (pi,j), (ni,j)) is the multinomial distribution with parameters n and (pi,j), taken at (ni,j).
Joint estimation:
The likelihood L(g, r) of a parameter set (g, r) is the probability, for that set of parameters, to observe both the number of copies (k) in the population and the observed haplotypic variability in the sample of disease chromosomes. Thus, L(g, r) is the product of the two probabilities P1 and P2, given by (1) and (5) or (7), respectively. L(g, r) is minimized numerically using Mathematica (the notebook is available from F. Austerlitz). This method yields the maximum-likelihood estimates
and
, along with their 95% confidence intervals using the standard Max - 2 rule (see, e.g., ![]()
If the mutant allele was generated by mutation in the population under study,
will simply be an estimate of the time of appearance of that mutation. Conversely, if the mutant allele was introduced by migration in the population as a single copy,
estimates the age of this introduction by migration in the population. However, if several migrants brought the gene into the population,
will also integrate the history of the allele in the ancestral population from which these migrants came. If the growth rate varies over time, our estimate
should be an estimate of the average growth rate over time, but the impact on g is more difficult to assess.
Coalescent-based methods:
To our knowledge, as yet no coalescent-based methods allow the joint estimation of the growth rate of the population and the age of the mutation. Therefore we used two different methods. First, we used the method proposed by ![]()
![]()
) assuming a continuous-time model, we translated it into a discrete time growth rate (
), comparable with ours, using the formula
.
Data used:
Published data on haplotypes and carrier frequencies of different disorders in several populations were used to compare the growth rate and mutation age estimates for various diseases in the same population and check whether the method provides consistent results. For the populations for which demographic data are available, we compared the growth rate estimated from these data with our inferred growth rate. We chose four populations for which several disorders have been studied. Two of these populations are small in size (
300,000 inhabitants) and recently founded. One is the SLSJ population, for which extensive genetic and demographic data are available. The other is the Vlax Gypsies in Bulgaria, for whom demographic data are uncertain. The other two populations are older and of larger size: the Finnish population, which numbers
5,000,000 inhabitants, and the Ashkenazi Jews, who are now
10,000,000 worldwide. Finally, we apply the method to one gene in the whole European population, to see whether the method is extendable to a larger scale.
| RESULTS |
|---|
Analysis of several examples:
Table 1 gives the population growth rates and age of the mutations estimated with our method and with the coalescent-based methods. A consistent pattern for the different genes was observed in the two recently founded populations (Vlax and SLSJ). Leaving apart the case of autosomal recessive spastic ataxia of Charlevoix-Saguenay (ARSACS) in SLSJ when we considered the large 11-cM haplotype rather than the 5.1-cM core haplotype (![]()
![]()
|
As for the older populations, the Ashkenazi Jews showed much older mutations (
ranged from 25.9 to 45.9) and smaller population growth (
ranged from 1.28 to 1.5) except for factor XI deficiency of type II, where
= 1.06 and
= 165. The Finnish population showed contrasting patterns depending on the disease, with a high growth rate (
= 16.9,
= 1.9) estimated with recent mutations and a low growth rate (
= 199,
= 1.03) with old ones.
Finally, we treated the case of the CCR5-
32 AIDS resistance gene in Europe. Because Europe cannot be considered as a single, homogenous population, we tried different values for its assumed final size, ranging from 10,000,000 to 500,000,000, this latter value being approximately the present census size of Europe. The inferred growth rate ranged from 1.47 to 1.72 with an age of the mutation from 32.4 to 34.6.
Comparison with coalescent-based methods:
Both methods yielded similar results in terms of the estimated growth rates. The estimates obtained using the ![]()
increased from 9.0 to 9.9, still lower than the 17.0 obtained with our method.
Multipoint estimates:
We performed this procedure for three cases (see Table 2), for which we had the necessary data (position of all markers and frequency of carrier of each haplotype). In two cases out of three [ARSACS in SLSJ and polycystic lipomembranous osteodysplasia with sclerosing leukoencephalopathy (PLOSL) in Finland], we found similar estimates for minimum growth rate and age of the mutation, compared with the case when we counted only recombinant and nonrecombinant haplotypes (compare with Table 1). The confidence interval was similar for growth rate but reduced for the age of the mutation: the difference between the upper and lower limits of the confidence interval decreased from 123 to 113 generations for PLOSL and from 5.4 to 4.4 for ARSACS. In the last case (galactokinase deficiency in the Vlax population), the estimate of growth rate was lower (1.61 vs. 1.91) and conversely the age of the mutation was higher (123 vs. 113).
|
| DISCUSSION |
|---|
An important result is that our estimates, which are based solely on genetic data, are consistent with the general history of the populations, as described in the literature. The recently founded populations (Vlax and SLSJ) presented a constant pattern of "young" disorders associated with a high growth rate, whereas the populations established for a longer time (Ashkenazi and Finnish) showed a general trend of older diseases associated with a lower estimated growth rate.
In addition to this global consistency between our estimates and the demographic data, we were able to detect some specific phenomena. For the SLSJ data, the
values are much higher than the known growth rate of the population (1.4; ![]()
As we indicated above, we have demonstrated in a previous study that the high carrier frequencies of these disorders are explained mainly by fertility inheritance: a correlation in effective reproduction from one generation to the next (![]()
SLSJ is a case study to check whether fertility inheritance can be detected from molecular data. Indeed, our estimates of growth rate are similar for all loci and much higher than the known population growth rate. As a side effect, it yields a slight underestimate of the age of the mutation: for all disorders in SLSJ, we estimated an age between 6 and 8 generations. However, we know from demographic data that the mutations were present in the population when it was founded 12 generations ago (![]()
![]()
![]()
![]()
Can we detect fertility inheritance in other populations? In the case of the Vlax community in Bulgaria, the estimated
are rather high (from 1.57 to 1.93) for the three disorders under study. If we consider the population size of 17,000 Roma in the 14th century [a reasonable approximation given the available information on the historical demography of the Roma (![]()
![]()
![]()
![]()
In the case of the Ashkenazi Jews, growth rates are estimated at
1.4 (except for factor XI deficiency type II), compatible with the value of 1.5 [exp(0.4)] that has been estimated from demographical data (![]()
![]()
![]()
![]()
![]()
![]()
![]()
Regarding the age of the mutation, our estimate of the age of the idiopathic torsion dystonia mutation, namely 33.4 generations, is consistent with the 32 generations estimated previously by ![]()
![]()
Whereas estimates obtained for disorders in the recently founded populations appear consistent, a more variable pattern is observed in the case of an older population like Finland, where situations range from recent disorders associated with a rapid growth rate to old disorders with a much lower growth rate. This result is rather logical since, in a recent population, it is likely that the disorders observed at present were introduced simultaneously by the migrants that founded the population. In older populations, however, disease mutations could have been introduced, by mutation or by migration, at various points in time.
Geographical structure, if any, is also more likely to have an impact on these older populations. Thus a variant can arise in a given subpopulation and increase rapidly in frequency. This is consistent with the patterns observed in Finland, where some disorders are older and have a wide geographical distribution, whereas others are younger with a more localized distribution (![]()
![]()
1.9). The estimated rapid growth could be due to a high local growth rate or a fertility correlation in the subpopulation where this gene is found or to a selective effect. We would need data on other similar genes to distinguish between these different explanations.
Finally, for the CCR5-
32 AIDS-resistance allele in Europe, we estimated a growth rate between 1.47 and 1.72, clearly higher than what we know from past European demography: the European population (excluding the countries of the former USSR) increased from
32 million inhabitants in 1500 to
492 million at present (![]()
1.1. The difference between the two estimates is consistent with the hypothesis that selective advantage of heterozygotes is responsible for the high frequency of CCR5-
32 in Europe (![]()
Comparing our method with those based on coalescent simulations suggests that, while the estimates are generally in agreement, our values are usually slightly smaller for
and higher for
. Our confidence intervals are smaller for
but larger for
. Moreover, the upper value for the confidence interval of the growth rate is much smaller in our cases, coalescent methods yielding an exaggerated value in several cases. More theoretical work is needed to understand these discrepancies.
Similarly we have an indication that the multipoint method that takes into account the whole distribution of recombinants and the distance at which the recombination occurred in each case yields more accurate results, at least in terms of the width of the confidence interval. This aspect is in need of confirmation with data on other diseases and by theoretical work (simulations).
Our method like the coalescent-based methods assumes that the frequency of these genes changes as if they were neutral. This assumption might appear contradictory with the fact that most of the genes studied are recessive lethal disorders. However, since these genes are in low frequency, the occurrence of homozygotes is very rare and thus negative selection acts only very moderately. Thus, this assumption of neutrality, which is made in several methods that use allelic association (![]()
![]()
In conclusion, our method provides an efficient way for tracing back the recent history of populations or of disorders in these populations. Thus, it will be especially helpful for populations for which no demographic data are available. It is consistent across disorders in several populations and enables us to detect factors like selection or cultural events that allow a gene to reach a high frequency within a few generations. Distinguishing the effects of these factors needs the study of several loci within the same population. It would be inappropriate to reject neutrality at a locus if studied alone and not in contrast with other loci, because it would be impossible to determine if the high intrinsic growth rate of an allele is really the result of selection specifically at this locus or of a demographic process that affects all loci. This need of contrasting several loci for testing neutrality is also pointed out by ![]()
The availability of demographic data in some cases has allowed us to detect culturally inherited fertility, as in the documented case of the SLSJ. We have an indication that such a phenomenon could exist in the Vlax population. Further theoretical work on this subject is needed to develop more accurate methods to detect and gauge fertility correlation. The fine study of coalescent trees is a promising avenue since fertility correlation changes not only the scale of the tree but also its symmetry (![]()
![]()
![]()
![]()
| ACKNOWLEDGMENTS |
|---|
We thank Montgomery Slatkin for sending us his program for estimating growth rate, Jeff Reeve for a corrected version of the DMLE+ software and his help on its use, and two anonymous reviewers for helpful comments and suggestions. L.K. acknowledges support from the Australian Research Council and the Wellcome Trust.
Manuscript received February 13, 2003; Accepted for publication July 2, 2003.
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