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Minimizing Inbreeding by Managing Genetic Contributions Across Generations
Leopoldo Sáncheza, Piter Bijmab, and John A. Woolliamsaa Roslin Institute (Edinburgh), Roslin, Midlothian, EH25 9PS, United Kingdom
b Animal Breeding and Genetics Group, Wageningen Institute of Animal Sciences, Wageningen University, 6700 AH Wageningen, The Netherlands
Corresponding author: Leopoldo Sánchez, Centre de Recherches d'Orléans, Avenue de la Pomme de Pin, B.P. 20619 Ardon, 45166 Olivet Cedex, France., leopoldo.sanchez{at}orleans.inra.fr (E-mail)
Communicating editor: J. B. WALSH
| ABSTRACT |
|---|
Here we present the strategy that achieves the lowest possible rate of inbreeding (
F) for a population with unequal numbers of sires and dams with random mating. This new strategy results in a
F as much as 10% lower than previously achieved. A simple and efficient approach to reducing inbreeding in small populations with sexes of unequal census number is to impose a breeding structure where parental success is controlled in each generation. This approach led to the development of strategies for selecting replacements each generation that were based upon parentage, e.g., a son replacing its sire. This study extends these strategies to a multigeneration round robin scheme where genetic contributions of ancestors to descendants are managed to remove all uncertainties about breeding roles over generations; i.e., male descendants are distributed as equally as possible among dams. In doing so, the sampling variance of genetic contributions within each breeding category is eliminated and consequently
F is minimized. Using the concept of long-term genetic contributions, the asymptotic
F of the new strategy for random mating, M sires and d dams per sire, is
/(12M), where
= [1 + 2(1/4)d]. Predictions were validated using Monte Carlo simulations. The scheme was shown to achieve the lowest possible
F using pedigree alone and showed that further reductions in
F below that obtained from random mating arise from preferential mating of relatives and not from their avoidance.
DIVERSITY within a population is an essential part of global biodiversity in wildlife (![]()
![]()
![]()
![]()
F; ![]()
F in small populations, such as zoo populations or rare domestic breeds (![]()
![]()
![]()
It was long believed that the lowest
F in populations with unequal numbers of breeding males and females was achieved by a breeding system in which a son replaced its sire and a daughter replaced her dam (![]()
![]()
![]()
![]()
Here we derive the minimum possible
F for populations with unequal numbers of breeding males and females, by optimizing selection decisions considering multiple generations. The development of pedigrees over multiple generations can be modeled by using the concept of long-term genetic contributions (![]()
![]()
![]()
F. We establish a lower bound for
F and present a simple solution that achieves this bound. We derive the expression for the asymptotic
F of the new scheme. Results are compared with those of ![]()
![]()
| MATERIALS AND METHODS |
|---|
Notation:
See Table 1 for a description of the main notational conventions.
|
Minimizing rates of inbreeding:
With random mating, the rate of inbreeding is
![]() |
(1) |
where ri is the long-term genetic contribution of breeding individual i and the sum is taken over all N breeding individuals in a generation (![]()
![]()
[0 ... 1]. Per generation, long-term contributions sum to a value of 1,
(![]()
, given that
. Since
and E(r) = 1/N, this problem is equivalent to minimizing
2r. In the following we derive
2r for two existing breeding schemes and derive the breeding scheme that minimizes
2r, which is the scheme with the lowest possible
F.
Breeding systems and their
F:
The classical solution to minimize
F has equal numbers of breeding males (M) and females (F) per generation, M = F = 1/2N, and each breeding pair contributes exactly two offspring to the next generation. In this scheme, the long-term contribution of each breeding individual is 1/N, the variance of long-term contributions is zero, and
F is 1/(4N) (![]()
A rate of inbreeding of 1/(4N) is the lowest possible for a population of N breeding individuals, but can be achieved only with M = F. With more females than males, i.e., F = Md and d > 1, only M male offspring are required but there are F females that can contribute a male offspring. Hence, M females will contribute a male and receive a higher contribution than the F - M females that do not contribute a male. Consequently,
2r > 0 and
F > 1/(4N).
Consider a pedigreed population with discrete generations where breeding success among offspring of individual parents is managed, allowing the categorization of parental success. For example, for M males and F = Md females in the scheme of ![]()
- M male parents, with 1 male and d female offspring each;



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Figure 1. Lineages according to different systems of management: (a) system G of GOWE et al. 1959 , (b) system W of
WANG 1997 , and (c) system V in this study, with three generations (t) and two sires and six dams per generation, i.e., with a mating ratio (d) of three dams per sire. Overlapping symbols for male and female shows that females of different categories may mate different males. Boxes enclose the same set of individuals before (top rows with "question-marked" symbols in G and W) and after the breeding categories have been allocated (randomly or directly) to each parent.
- M female parents, with 1 male and 1 female offspring each;
- F - M female parents, with 1 female offspring each.
Note that only the sex of the breeding offspring and not the category to which the selected offspring should belong is prescribed. The allocation of the available categories among females is at random. Each of the males is mated to a randomly chosen female from each category.
The expectation and variance of contributions from individual parents can be considered as conditional on either their category (µj,
2j, j = 1, 2, 3; see Table 1) or their sex (e.g., µF,
2F; see Table 1). Since there are two categories of female parents, then, using standard results on conditional and unconditional means and variances,

![]() |
(2) |
where
is the variance of the mean contribution of the female categories.
Noting that the contribution of any breeding individual accounts for one-half of the contributions of its offspring, the above expectations and variances can be written as
![]() |
(3) |
Together with the equation for
2F in (2), there are four equations for four unknowns, i.e.,
21,
22,
23, and
2F, and these can be solved as a set of simultaneous equations. Solving first for Vµ (using the known µ2, µ3, and µF) gives Vµ = (1 - d-1)/16FM, and after solving the simultaneous equations for the variances
21,
22,
23, and
2F, we obtain

Using results of ![]()
F can be derived as either 1/4
category j Xji(µ2j +
2j) or
[M(µ2M +
2M) + F(µ2F +
2F)], to give
![]() |
(4) |
which is a well-known result (e.g., ![]()
F decreases when d increases (i.e., when the number of females increases).
In the scheme of ![]()
![]()
- M male parents, with 1 male and d female offspring each;
- M female parents, with 1 male offspring each;
- F - 2M female parents, with 1 female offspring each;
- M female parents, with 2 female parents each.
For this scheme:

Explicit solution of the five equations for the five unknown variances
21,
22,
23,
24, and
2F gives

with
![]() |
(5) |
Unlike ![]()
F decreases up to d = 4 and then increases in system W (i.e., adding more females increases
F), with the limiting forms for d = 1 and d
being identical to ![]()
In systems G and W, minimizing
F is based upon minimizing the variance of the change in frequency of a neutral allele in the population over a single generation (
2
q), using the relationship that
(![]()
F depends on reducing the variance of the weighted contributions of breeding individuals to the next generation (![]()
F than G, because it creates a negative covariance between the number of male and female offspring of a breeding individual, which reduces the variance of ci. However, there is no proof that W achieves the lowest possible
F.
One component of
F in G and W is Vµ (in fact,
, result not shown), the variance of the long-term contributions of parents, which arises from the uncertainty over the future contributions of offspring. For example, in W, a category 4 female (with two breeding female offspring) may be the grandparent of two males or both the grandparent of a male and the great-grandparent of a male (see Fig 2). This creates a serious problem for d > 2 in which case the contribution of a female is very largely determined by if, and when, a sire occurs among her descendants [i.e., the expected contribution provided by the sire alone is (1/2)s+1M-1, where s is the number of generations of descendants before the male is born].
|
The ultimate solution to minimize
F comes from considering multiple generations and long-term contributions, using Equation 1. Unlike ci above, the long-term contribution measures the ultimate contribution of a breeding individual to the gene pool (![]()
F. In the Appendix, we show that the lowest possible
F for any population with different numbers of breeding males and females is
F =
/16M, where
= 4/3[1 + 2(1/4)d]. We present a breeding system (denoted V) that achieves this minimum.
System V (see Fig 1C) has d + 1 categories of breeding individuals, one male category and d female categories. Those categories are as follows:
- M male parents, with 1 male and d female offspring each;
- M female parents, with a male offspring each;
- M female parents, with 1 category 2 female offspring each; ...
- d. M female parents, with 1 category d - 1 female offspring each;
- d + 1. M female parents, with 1 category d female and 1 category d + 1 female offspring each.
In V, each male is mated to a single female from each category. Note that with d = 2, V gives identical
F to ![]()
![]() |
(6) |
The d + 1 equations in d + 1 unknowns (i.e.,
2j, j = 1, ... , d + 1) have a unique solution with
2j = 0; i.e., there is not variance of contributions within categories. Thus by following this scheme the only variance attached to genetic contributions is the variance among category means. Finally

The rationale behind V is as follows. For any population with F = Md females, it takes at least d generations before each female has a male descendant. V has d female categories, and within d generations each female category produces male descendants. Hence, V distributes male descendants as equally as possible among females. With V,
F decreases monotonically in d, approaching 1/(12M) for large d. V avoids the disturbing property of W that
F increases as females are added to the population.
Corrections to predictions:
![]()
F by a proportion of -2
F. Therefore all predictions of
F presented are scaled from those above by (1 + 2
F); i.e.,
F' is presented where
F' = (1 + 2
F)
F, and
F is as given above. It is important to note, however, that the adjustment from
F to
F' is of second order, and unadjusted predictions made via contributions are identical to those provided by, for example, ![]()
![]()
Monte Carlo simulations:
To check the accuracy of the predicted rate of inbreeding, each of the systems of management described above was simulated stochastically. Each simulated population was composed of 40 discrete, nonoverlapping generations, with M = 4 males and F = Md females per generation (d = 1, 2, ... , 20 dams per sire). The number of male and female offspring per dam was determined according to each dam's category, following one of the above systems of management. Each breeding male was mated to d randomly selected females. Nonrandom mating was addressed also by simulation for a limited number of cases of system V. Further details concerning nonrandom mating are given below in the DISCUSSION. The inbreeding coefficient was calculated from the pedigree relationships, and the asymptotic rate of inbreeding was obtained as the average over the last 20 generations of each simulated pedigree. Each simulation was composed of 500 replicates.
| RESULTS |
|---|
Rates of inbreeding obtained from the above equations for G, W, and V are presented in Fig 3 as a function of d, together with rates of inbreeding obtained from simulated pedigrees. Results from simulations agreed very closely with predicted values from the three systems. Although predicted
F made via contributions depends on M and d according to Equation 4Equation 5 HREF="#FD6">Equation 6, the differences in
F between any two systems for a given d do not depend on M. Therefore, current comparisons with M = 4 are fully applicable to any other M. Considering first system G vs. V in terms of difference in
F [100 x (
FG -
FV)/
FV], the maximum is attained with d = 3 (21.2%) and then decreases rapidly in d approaching asymptotically a value of 12.5% (d
). Considering now system W vs. V in equivalent terms [100 x (
FW -
FV)/
FV], there is no difference with d
2, but it rises rapidly in d (5.1% when d = 3, 7% when d = 4) with a limiting form identical to G vs. V (12.5%, d
).
|
An illustrative example of the impact the absence of the variance attached to female genetic contributions might have on
F is also given in Fig 3 by 1/(16M)(1 + d-1). This hypothetical minimum
F results from the unrealistic assumption that when F > M there is no difference in contribution among female categories, and
F would be 33.3% lower than that of system V when d
. Another example (not shown) comes from unmanaged populations of identical size to those described above, but with Poisson distribution of successful offspring among parents, random mating, and no selection (![]()
F would be 100% higher than that of system V when d = 2, and it would still show
F 50% higher than that of system V when d
.
| DISCUSSION |
|---|
This article has shown that by managing genetic contributions over generations via the pedigree, using simple methods, schemes can be designed and implemented to achieve
F =
/(12M), where
= [1 + 2(1/4)d], the lowest possible
F with random mating. For simplicity, this assumes (as does the following discussion) that F
M. The strategy used in V can be viewed as a multigeneration generalization of ![]()
F increases.
The sum of squared contributions for the V system is
/(3M), where
= [1 + 2(1/4)d], and the Appendix shows that
/(3M) must also be the lower bound for the sum of squared contributions in the population; i.e., we have established an achievable lower bound for
r2i. In general,
(![]()
is the deviation from Hardy-Weinberg equilibrium (![]()
> 0) or avoidance of (
< 0) matings between relatives. Because V achieves the lower bound of
r2i, it yields the minimum possible
F for any
. This can be seen by noting that the result of ![]()
F that accounts for any specific mating strategy for parents. As a special case, we have shown that when
= 0, the minimal
F
1/(12M) for large d is less than the value 3/(32M) obtained from considering G or W with large d and >1/(16M)(1 + d-1) (Fig 3) that might be assumed to be minimal, on the basis of the erroneous argument that female genetic contributions would all be of order 1/F.
The inference that follows is that further reductions in
F below those presented for random mating in RESULTS can be made only by having (
> 0), with mating schemes in system V that preferentially mate relatives. Strictly, the
in the results obtained by simulation was very slightly negative due to the division of the gene pool into two sexes. This inference for preferential mating of relatives may seem counterintuitive because many studies of populations, whether directionally selected or managed for conservation, suggest that implementing preferential mating of relatives (
> 0) increases
F (![]()
![]()
![]()
F is that it should not increase
r2i by a factor greater than the factor it reduces the term (1 -
). The observation that preferential mating of relatives can reduce
F has been described before (![]()
r2i to be fixed. Note that this corresponds to the rule of son replacing his sire and daughter replacing her dam that leads to absence of variance attached to genetic contributions among parents. The resolution of this issue comes from observing that G and W still have substantial variance of long-term contributions among breeding males and among breeding females, since they attempt to manage contributions only to the descendant generation, i.e., ci. In W, for example, the coefficient of variation of the sire contribution varies from 0.17 to 0.35 as d moves from 3 to
(see MATERIALS AND METHODS). The imposition of
< 0 in G and W by avoiding matings between relatives (i) reduces the potential
F by removing unnecessary variation within breeding categories, i.e., by promoting the mixing of lineages, which reduces genetic drift and therefore also
r2i, and (ii) increases the potential
F by encouraging heterozygosity (![]()
) > 1. ![]()
> 0 in G and W would have adverse consequences on
F.
The system V, however, has no variance for long-term contributions, other than those defined by the category, so that
< 0 can have no benefit. Given the category of an individual, random drift in V originates solely from Mendelian sampling of alleles. The amount of drift due to Mendelian sampling decreases with increasing
, because an increase in
reduces the proportion of heterozygote individuals in the population. Our results are consistent with those presented by ![]()
![]()
F for W with NM approaches 1/(12M) for large d, which is the same as V (with
= 0, a suboptimal
for V) but at a slower rate.
Additionally, by writing
(1 -
i) we can predict which mating has the biggest impact on
F in the scheme V. We have verified by simulation that mating category 2 females to their male half-sibs is the most powerful single-nominated mating to reduce
F, reducing it by 5%. The mating of the same sire to the category 3 half-sib female would be the next additional step.
Partial-sib mating has been suggested as a way of purging genetic load (![]()
![]()
> 0) is a contentious issue in conservation genetics (![]()
![]()
![]()
![]()
![]()
F in populations with different numbers of males and females are in conflict with the requirement for purging, because it increases long-term
F. With V, however, purging (
> 0) reduces
F, thereby removing the trade-off between purging and long-term genetic diversity. However, purging should be considered carefully, since it may reduce fitness due to short-term inbreeding depression.
Scheme V has important implications for the conservation of wild captive species and rare domestic breeds of livestock. Populations with 520 males or 1001000 females, for example, are classified as endangered by FAO (2000). When applying V, populations of at least 9 breeding males have the potential to be genetically viable according to FAO criteria (![]()
F <1%). For any desired
F, the classical solution (![]()
All the results derived in this study apply to chromosomal DNA only, not to mtDNA. The study has not considered (i) overlapping generations, but with no selection the V schemes should generalize in a straightforward manner, and (ii) the addition of molecular tools, which may enhance the sampling of individuals within families (![]()
![]()
![]()
![]()
![]()
F, but this work clearly shows this is not the case. Practical implementation of system V in conservation would demand that rules for nonavailability of offspring or offspring of the right sex may be required, and such a development has not been considered in this article. Consideration of the argument in the Appendix may lead to rules that are simply applied, and other approaches may prove to be more robust, yet the simplicity of the argument in the Appendix is highly valuable for general understanding. This study has established minimum lower bounds for inbreeding rates that are achievable through pedigree recording alone. The major step in accomplishing this task was the management of long-term contributions over multiple generations.
| ACKNOWLEDGMENTS |
|---|
M. Grossman, J. A. M. van Arendonk, C. Haley, and two anonymous reviewers are acknowledged for giving useful comments on this manuscript. The authors gratefully acknowledge support from the European Commission in the form of a Marie Curie Fellowship (L.S.) and from the Department for the Environment, Food, and Rural Affairs in the United Kingdom (J.A.W.).
Manuscript received September 5, 2002; Accepted for publication April 2, 2003.
| APPENDIX |
|---|
A LOWER BOUND FOR THE RATE OF INBREEDING
In general (![]()
. For any
, therefore,
F is minimized by minimizing
r2i. First consider the contribution for males alone. The
r2i is minimized when each of the M males contributes equally, so that each ri = 1/(2M), because males contribute only half the gene pool. Next, consider the contributions of the F females, traced through maternal lineages until they have male descendants. Any population with F = Md females must have (i) M dams of sires, each contributing 1/(4M) via their son, and (ii) M dams of dams-of-sires, each contributing 1/(8M) via their maternal grandson, etc.
In general, a2 + b2 < (a + b)2 for any a, b > 0. The
r2i is minimized therefore when (i) the M dams of sires are distinct individuals, (ii) these M dams are distinct from the M dams of dams-of-sires, and (iii) the M dams of dams of-sires are distinct individuals also. This distinction of roles among the Md female parents can continue for d generations, i.e., until each female produces a male within d generations. This allocation process accounts for a total
r2i of M[1/(4M) + 1/(8M) + 1/(16M) ... ] = 1/2 - 1/(2d+1).
The total contribution of the F female parents is 1/2. Thus 1/(2d+1) is unaccounted for by the allocation process described above and must be allocated among the F femaleparents so that
r2i is minimized. Given the inevitable unequal contributions due to the allocation process,
r2i is minimized when the remaining contribution is allocated to the females with the lowest contribution, under the condition that their final individual contribution does not exceed that of any other female. Thus, allocating the remaining 1/(2d+1) equally among those females that produce males after d generations minimizes
r2i. It increases the contribution of these females to a value of 1/(2dM). Note that system V reproduces this allocation process.
As a minimum, therefore, we have M males, each contributing 1/(2M); M females, each contributing 1/(4M); M females, each contributing 1/(8M), etc.; but 2M females, each contributing 1/(2dM). This yields a minimum sum of squared contributions of [M/(2M)2] + [M/(4M)2 + M/(8M)2 + ... + 2M/(2dM)2], to give a lower bound of
, where
V = 4/3[1 + 2(1/4)d]. In general,
, so that for any
,
F
(1 -
)
V/(16M). For large d and random mating, the lower bound for
F approaches 1/(12M). This article shows that system V achieves this lower bound for all d.
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