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Using Evolutionary Rates to Investigate Protein Functional Divergence and Conservation: A Case Study of the Carbonic Anhydrases
Bjarne Knudsena, Michael M. Miyamotob, Philip J. Laipisc, and David N. Silvermanda Bioinformatics Research Center, University of Aarhus, 8000 Århus C, Denmark,
b Department of Zoology, University of Florida, Gainesville, Florida 32611-8525,
c Department of Biochemistry and Molecular Biology, College of Medicine, University of Florida, Gainesville, Florida 32610-0245
d Department of Pharmacology and Therapeutics, College of Medicine, University of Florida, Gainesville, Florida 32610-0267
Corresponding author: Bjarne Knudsen, Box 118525, University of Florida, Gainesville, FL 32611-8525., knudsen{at}zoo.ufl.edu (E-mail)
| ABSTRACT |
|---|
Functional constraints on proteins limit their evolutionary rates at specific sites. These constraints allow for the interpretation of conserved residues and sites with a rate change as those most likely underlying the functional similarities and differences among protein subfamilies, respectively. This study describes new likelihood-ratio tests (LRTs) that complement existing ones for the identification of both conserved and rate change sites. These identifications are validated by the recovery of residues that are known from existing biochemical and structural information to be critical for the functional similarities and differences among carbonic anhydrases (CAs). In combination with this other information, these LRTs also support a unique antioxidant defense role for the puzzling CA III. As illustrated by the CAs, these LRTs, in combination with other biological evidence, offer a powerful and cost-effective approach for testing hypotheses, making predictions, and designing experiments in protein functional studies.
FUNCTIONALLY important sites and regions of biological sequences are under strong purifying selection and therefore evolve slowly according to the rule of functional constraint in molecular evolution (![]()
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Protein functional divergence is related to gene duplications and major speciations (![]()
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In these studies of protein functional divergence, replacement rates are most often evaluated on a site-by-site basis and according to whether they differ between subfamilies or are accelerated in their stems (i.e., in the direct ancestral or basal-most lineage that leads to the most recent common ancestor of the group; ![]()
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Type I and II divergences belong to a series of five nested hypotheses for rate change and conserved sites (Fig 1). These related hypotheses are sequentially interconnected from the simpler to more complex by three rate parameters. New rigorous likelihood-ratio tests (LRTs) have been recently described for type I and conserved sites (H1a, H2, and H3; ![]()
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| LIKELIHOOD-RATIO TESTS FOR RATE CHANGE AND CONSERVED SITES |
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Type II model:
In type II divergence, the evolutionary rate for a specific site is accelerated somewhere along the basal internode that connects the two subfamilies (Fig 1). This basal acceleration can be modeled by multiplying the overall rate for this internode, as estimated for the entire protein, by a factor of a > 1. Alternatively, this acceleration can be modeled by increasing the length of the basal internode by a positive amount. These two approaches are identical when there are no prior constraints on the basal acceleration.
In this study, this acceleration is modeled with the new factor, thereby yielding three parameters for the type I and II tests (a for the basal increase and rI vs. rII for the site-specific rates in subfamily I vs. II, respectively). These parameters are included in the likelihood calculations by extending the relevant branches in the tree by corresponding amounts (![]()
Testing the hypotheses:
The likelihood values for each site are calculated using the method of ![]()
The ML scores for the three rate change hypotheses [L(H0), L(H1a), and L(H1b)] are each tested against the ML score for the hypothesis with a single rate for the entire tree [L(H2)]. These evaluations are quantified by the U values of their LRTs (![]()

U0 and U1b are strongly influenced by an amino acid replacement along the basal internode. Thus, neither statistic closely follows a
2 or related distribution, since neither approximates a sum of squared normally distributed values. Consequently, the 5% significance levels for U0, U1a, and U1b (U5%0, U5%1a, and U5%1b, respectively) are found with simulations (see below).
The 5% cutoffs from the simulations are compared to the observed U values (![]()

A positive
U indicates that the corresponding rate change hypothesis is a significantly better explanation of the data than is H2. If
U is positive for more than one rate change hypothesis, then the one with the greatest difference is retained for the site in question. If no
U is positive, then the rate for this site is accepted as constant throughout the tree. The constant rate can then be tested against the average for the entire protein to determine whether this site is evolving significantly slow or fast. This test is done with the following LRT (![]()

Although U2 approximately follows a
2 distribution, simulations are again recommended for the determination of its 5% cutoffs, since they are more reliable.
In this series of LRTs, H0 is directly compared to H2, even though H1a and H1b are also nested in the former hypothesis (Fig 1). Thus, alternatively, H0 could be directly evaluated against H1a and H1b, rather than against H2. However, this alternative sequence is not preferred, since their 5% cutoffs are determined with simulations. Direct testing of H0 against H1a and H1b requires the specification of rI and rII or a in their respective simulations. By comparing instead H0 to H2, these extra parameterizations are avoided.
Evaluating multiple subfamilies:
The type I and II LRTs specifically test for rate changes in either or both of the subfamily stems (Fig 1). By analogy, these LRTs can be extended to the stems of multiple subfamilies (Fig 2). Given multiple subfamilies, ML scores are separately calculated under H0, H1a, and H1b for a type I and/or II change along each stem. The one stem with the greatest ML score for H0, H1a, or H1b is retained for further testing of that rate change hypothesis with U and
U. As before, if
U is positive for more than one rate change hypothesis, then the one with the greatest difference is accepted as the best explanation for the site in question.
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The main reason that only a single rate shift or basal acceleration is allowed for each site is that the number of possible rate change configurations grows exponentially with the number of sequences. The introduction of even one extra rate change would lead to increased numbers of parameters, thereby making it much more difficult to estimate them reliably given the available information for a site.
The final selection of H0, H1a, or H1b for a site with more than one significant
U does not inflate the overall significance of the accepted rate change hypothesis, since this decision is made after the LRTs are completed. In contrast, the selection of which stem to test given more than two subfamilies forms the basis of the LRTs themselves and is therefore vulnerable to the effects of multiple testing. This source of inflated significance can be readily corrected by establishing the 5% cutoffs in the simulations with only the best ML scores for the multiple subfamilies.
Type II LRTspower analyses and phylogenetic errors:
A site with a fixed amino acid difference between two subfamilies provides the clearest evidence of type II divergence (![]()
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Assuming that all replacements occur with equal frequency and that none are hidden due to multiple changes, P can be approximated for a given rate (r) under the JC model by the following equation (![]()

Here, l0 and lt refer to the branch length for the stem of the test subfamily vs. that for the total phylogeny. The gamma distribution can be incorporated to accommodate site-to-site variation in rates (![]()

The gamma density function, with parameter
, is calculated by

thereby leading to

The integral can be calculated by

thereby resulting in

Varying the relative lengths of the stem for one CA subfamily vs. total phylogeny documents that power decreases with l0 and increases with lt (Table 1). Thus, power is maximized when the opportunity for a stem replacement is small, but that for a change within subfamilies is large. This conclusion becomes important when many sites of the protein have evolved as type II positions. In these cases, phylogenetic methods will overestimate the lengths of the stems and thereby lead to underestimates of the actual numbers of type II sites. In contrast, this conclusion also indicates that an obvious strategy to reduce l0 and thereby increase power is to sample species that connect to the phylogeny along the stems of each subfamily.
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The power analyses further illustrate that rate heterogeneity among sites increases the chances of a type II position (Table 1). Under a gamma process with
= 1.15, a relatively large proportion of sites is slowly evolving (![]()
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An alternative strategy to increase power in the type II LRTs is to include an appropriate replacement matrix for unequal rates among amino acids [e.g., the Jones, Taylor, and Thornton (JTT) model; JONES et al. 1992]. For CAs, P under the JC model is
1.19% for a site with any fixed amino acid difference between CA I vs. II and III. In contrast, according to simulations, P under the JTT model varies from <0.01% for F vs. K to
1.79% for H vs. Y of CA I vs. II and III, respectively. These extremes agree with the premise that radical amino acid differences are more informative than conservative ones about the functional divergence of proteins (![]()
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In general, phylogenetic errors are not expected to diminish greatly the power of the type II LRTs, since their strongest support is obtained from fixed amino acid differences among subfamilies. By definition, these fixed differences will remain, even if lineages are shifted within subfamilies and the latter are rearranged (![]()
Availability of a computer program:
A computer program for the LRTs of types I and II and conserved sites is available as a web server at www.daimi.au.dk/~compbio/LRTs.
| RATE AND FUNCTIONAL ANALYSES OF CARBONIC ANHYDRASES |
|---|
CA I, II, and III:
The CA family of ubiquitous enzymes catalyzes the reversible hydration of CO2 to bicarbonate and protons in many fundamental biological processes (e.g., respiration and photosynthesis; ![]()
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Phylogenetic and linkage analyses indicate that CA I, II, and III form a related group within their monophyletic CA family, even though their tissue expression patterns and CO2 hydration rates vary almost as much as for all CAs (![]()
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CA I and III are more restricted in their tissue expressions and their catalytic rates are
20% and <1% of that for CA II, respectively (![]()
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8% and
25% of the total soluble proteins in red skeletal muscle and adipose tissue, respectively. Collectively, these characteristics suggest a major biological role for CA III, which is distinct from the standard CA function of reversible CO2 hydration.
CA sequences, phylogeny, and LRTs:
To evaluate further their functional similarities and differences, all available sequences of CA I, II, and III were compiled, aligned, and analyzed with the LRTs for rate change and conserved sites (Fig 3; ![]()
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The standard approach in the LRTs is to measure the site-specific rates for the subfamilies and stems against the local averages for their regions of the phylogeny (![]()
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In the case of the CAs, this advantage of shared lineages was accommodated by a constraint that required the distances from the root to each common species and node to be equal across subfamilies (Fig 4). The branch lengths of the phylogeny were then estimated with ML under the JTT model with the gamma distribution (JTT +
). As illustrated by the phylogeny, this constraint did not impose a molecular clock on the analysis in the classical sense, since rates remained free to vary across other lineages. The JTT +
model was significantly preferred over both the JTT and the JC +
models (log likelihood decreases of 149.48 and 677.17, respectively).
Ten thousand sites were simulated under H2 to establish the 5% cutoffs for H0, H1a, and H1b. These simulations relied on the JTT +
model with
set to its ML value of 1.15 for the CAs. Ten thousand sites were also simulated under H3 (i.e., with a single rate equal to the average for the entire protein) to determine the 5% significance for H2. Finally, a set of 42 functionally important sites for CAs was defined according to the 36 positions of the active site and six basic residues of the N terminus for AE1 binding and/or proton shuttling (![]()
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Significant sites and functional interpretations:
The LRTs for conserved sites recovered 47 positions that were evolving significantly slower than the overall average for the entire protein (Fig 3). These 47 conserved sites were concentrated among the 42 functionally important positions (Table 2) and included the seven direct and indirect ligands to the zinc catalytic center of the active site (Q92, H94, H96, E117, H119, T199, and N244; ![]()
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The LRTs for rate change sites identified 32, 10, and 2 type I, II, and I/II positions, respectively (Fig 3). The expected numbers of type I, II, and I/II sites were 11.8, 11.7, and 2.9 according to the simulations, respectively. Thus, almost three times as many type I sites were recovered as expected by chance. The 32 type I sites included position 64, with its fixed H in CA I and II vs. variable R and K in CA III (![]()
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Despite their near equal observed to expected frequencies, further analyses validated the importance of the type II sites to the greater understanding of CA functional divergence. The 44 type I and/or II sites were concentrated among the 42 functionally important positions (Table 2). However, this significance depended on the recognition of both divergences, since P became
0.20 when the 10 type II sites were instead counted among the "other positions." Thus, type II divergence complements type I change and both processes must be considered in evolutionary studies of protein function (![]()
Of the 10 type II sites, 4 mapped to functionally important positions (Fig 3). These 4 type II sites emphasized fixed radical differences among the subfamilies within two primary functional regions of CAs. For example, type II site 4 highlighted the fixed radical difference of H in CA II against the acidic D and E in CA I and III. H4 of CA II is one of the five or six basic residues at its N terminus for AE1 binding. A truncation mutant of CA II, which is missing its first five residues (and therefore H4), shows a measurable decrease in AE1 binding (![]()
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| DISCUSSION |
|---|
Functional predictions for CA III:
Available biochemical, mutagenic, and structural information defines a series of sites that are of known importance to the common and unique functions of CAs. The ability of the LRTs to detect these known sites, as demonstrated both collectively (Table 2) and individually (e.g., H4, H64, and the seven direct and indirect ligands to the zinc catalytic center), validates their utility for both testing existing hypotheses and generating new ones. In the case of CA III, these LRTs, in combination with biochemical, structural, and other bioinformatic information, support a distinct role for this enigmatic isozyme.
In CA III, C183 and C188 are unique surface residues that are known binding targets for glutathione (GSH; Fig 3 and Fig 5). CA III is among the first proteins to be glutathiolated during oxidative stress and a mutant cell line that is deficient for this isozyme is particularly sensitive to oxyradical insults (![]()
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Interestingly, S259, which lies close to C188 at the surface (Fig 5), is a potential phosphorylation site according to NetPhos (an artificial neural network algorithm; ![]()
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Future studies:
The only other likelihood-based procedure for type II sites is the Bayesian method (![]()
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As for their Bayesian counterparts, the type I and II LRTs are designed for the study of functional divergence among protein subfamilies that are clearly distinct according to available biochemical, structural, and phylogenetic information (e.g., CA I, II, and III; ![]()
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| ACKNOWLEDGMENTS |
|---|
We thank A. C. Harmon, R. L. Levine, and M. R. Tennant for their comments about our research. This study was supported by National Institutes of Health grant GM25154 (P.J.L. and D.N.S.) and by funds from the Department of Zoology, University of Florida.
Manuscript received November 19, 2002; Accepted for publication April 9, 2003.
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