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Theory of the Effects of Population Structure and Sampling on Patterns of Linkage Disequilibrium Applied to Genomic Data From Humans
John Wakeleya and Sabin Lessardba Department of Organismic and Evolutionary Biology, Harvard University, Cambridge, Massachusetts 02138
b Département de Mathématiques et de Statistique, Université de Montréal, Montréal, Québec H3C 3J7, Canada
Corresponding author: John Wakeley, 16 Divinity Ave., Cambridge, MA 02138., wakeley{at}fas.harvard.edu (E-mail)
Communicating editor: W. STEPHAN
| ABSTRACT |
|---|
We develop predictions for the correlation of heterozygosity and for linkage disequilibrium between two loci using a simple model of population structure that includes migration among local populations, or demes. We compare the results for a sample of size two from the same deme (a single-deme sample) to those for a sample of size two from two different demes (a scattered sample). The correlation in heterozygosity for a scattered sample is surprisingly insensitive to both the migration rate and the number of demes. In contrast, the correlation in heterozygosity for a single-deme sample is sensitive to both, and the effect of an increase in the number of demes is qualitatively similar to that of a decrease in the migration rate: both increase the correlation in heterozygosity. These same conclusions hold for a commonly used measure of linkage disequilibrium (r2). We compare the predictions of the theory to genomic data from humans and show that subdivision might account for a substantial portion of the genetic associations observed within the human genome, even though migration rates among local populations of humans are relatively large. Because correlations due to subdivision rather than to physical linkage can be large even in a single-deme sample, then if long-term migration has been important in shaping patterns of human polymorphism, the common practice of disease mapping using linkage disequilibrium in "isolated" local populations may be subject to error.
WE derive the correlation in coalescence times at a pair of loci, with recombination between them, in a sample of two chromosomes at each locus from a subdivided population. Under the assumption that variation is selectively neutral at both loci and that either the infinite-sites mutation model (![]()
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Two recent developments, one theoretical and one empirical, provide renewed motivation for studies of the correlation in heterozygosity or coalescence times. On the empirical front, ![]()
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This demonstration of a direct relationship between expected products of coalescence times at pairs of loci and linkage disequilibrium, as measured by r2, should help to connect the large body of theoretical work on genealogical processes to the ongoing empirical effort to describe and to understand patterns of linkage disequilibrium in the human genome. Human history has been marked by the growth and decline of populations, subdivision both with and without migration, and the admixture of subpopulation samples (![]()
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The study of ![]()
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It has been known for some time that population subdivision can increase the level of association between alleles in a population, due to covariance in allele frequencies among demes (![]()
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We find that subdivision-induced associations are negligible for scattered samples, but can be very strong in single-deme samples. The dual nature of migration is the source of these inflated levels of association between loci in samples from a single deme compared to what would be expected for a pair of loci with the same rate of recombination in a panmictic population. Restricted migration structures genetic variation among demes so that immigration events bring genetically dissimilar genomes into a deme from outside. Thus, lower rates of migration in the population lead to stronger average levels of association. We also find a strong dependence on the number of demes in the population. Levels of association in single-deme samples become stronger as the number of demes increases even if the migration rate among demes remains constant. We invoke this as at least a partial explanation of the correlations in the data considered by ![]()
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| THEORY AND METHODS |
|---|
Assume that a sample of two chromosomes is taken at each of two loci and that T(1) is the length of the genealogy at the first locus and T(2) is the length of the genealogy at the second locus. Note that these are equal to twice the coalescence time at each locus. Our goal is to compute
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(1) |
where the variances and covariances are defined in the usual way. For example,
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(2) |
The expectations above are with respect to the ancestral (genealogical or coalescent) process at the two loci, which here will also involve recombination and migration. If mutations occur at each locus according to the infinite-sites model of ![]()
/2 per time unit, then the covariance in numbers of SNPs at the two loci is simply
2/4 xEquation 2 (![]()
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= 4NDu, where N is the deme size, D is the number of demes, and u is the neutral mutation rate per locus-copy per generation; and time is measured in units of 2ND generations.
Equation 1 is what ![]()
(
x,
x+d) for a pair of loci separated by d intervening nucleotides. The value of
(
x,
x+d) depends on whether the two copies at each locus are linked on the same two chromosomes, share one chromosome, or are located on two distinct pairs of chromosomes (![]()
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(3) |
This is what ![]()
2d, following ![]()
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2d accurately predicts r2 only in a large sample (or the total population) so that (3) will be inaccurate for small samples.
In contrast to the case of a single randomly mating population, in a subdivided population the expected values that go intoEquation 1 andEquation 3 will depend on how the sample is distributed among demes. Thus, we cannot simply use cis, trans, and dis here and instead develop an expanded notation (described below) for samples from a subdivided population. We begin with a general statement of the model in the next section and then use this framework to compute (1) and (3) in the finite island model (![]()
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The ancestral recombination graph for a pair of sites in a structured population:
We assume discrete, nonoverlapping generations in a diploid population structured into D demes, with backward migration rates constant through time. We consider two loci or sites with recombination rate r per generation between them (not to be confused with the r in r2). Elsewhere (![]()
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In considering the genealogy of a sample of chromosomal segments at the two sites, it is necessary to distinguish three kinds of segments: those ancestral to the sample at site 1 only (type 1), those ancestral at site 2 only (type 2), and those ancestral at both sites (type 3). If deme i contains n(1)i segments of type 1, n(2)i segments of type 2, and n(3)i segments of type 3, then the number and location of the different ancestral segments at any given time can be described by the vector
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(4) |
in which
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(5) |
for i = 1, ... , D. In addition, we use
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(6) |
to represent the total number of ancestral segments in deme i. The coalescent process for such a sample is a continuous-time Markov chain that remains in state n for an exponentially distributed length of time with parameter
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(7) |
where R = 4NDr is the scaled recombination rate, and
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(8) |
The three terms inEquation 7 correspond to all possible migration, recombination, and coalescent events, respectively, that change the numbers and/or locations, n, of ancestral segments. Time is measured in units of 2ND generations.
After spending an exponential amount of time in state n, there is a jump to another state n' with transition probabilities
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(9) |
where e(k)i designates a vector of all zero D triplets except the ith, which is (1, 0, 0) if k = 1, (0, 1, 0) if k = 2, and (0, 0, 1) if k = 3 (![]()
We can use this framework to obtain systems of equations for the quantities required to compute the covariances of genealogical tree lengths at two sites in a structured population. Suppose that the Markov chain is currently in state n, given byEquation 4. Let T(1)n be the length of the genealogical tree since the most recent common ancestor at the first site and T(2)n be the corresponding variable for the second site. Conditioning on the first change in the genealogical history of the sample, we have for the expectation of the first variable at equilibrium,
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(10) |
and similarly for the expectation of the second variable. These expectations depend only on the state at the site under consideration and, therefore, do not depend on the scaled recombination rate R between the two sites. For the expectation of the product of these variables at equilibrium, we have
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(11) |
which will depend on R.
The island model with an arbitrary number of demes:
In the island model, the D demes are assumed to be of the same size and the backward migration rates to other demes are all equal. Therefore, we have ci = 1 for all i and Mij = M/(D - 1) for all j
i. These assumptions make the ancestral graph at two sites symmetric with respect to any permutation of the demes in addition to being symmetric with respect to the two sites. In computing (1) and (3), we need to consider only samples of two chromosomes at each site. This simplifies the state space considerably, and Table 1 lists all the possibilities numbered for simplicity from 1 to 15. We focus below on states 5 and 11, which represent the most common sample configuration for a sample of size two at each of a pair of sites, or loci, in a subdivided population. These are both cis comparisons; state 5 is when the two chromosomes are sampled from the same deme and state 11 is when they come from different demes.
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The quantities inEquation 1,Equation 2, andEquation 3 that depend only on the history at a single site have been known for some time; see ![]()
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(12) |
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(13) |
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(14) |
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(15) |
and the expressions for site 2 are identical.
We useEquation 11 to obtain the other necessary quantities, i.e., the expectations of the product of the tree lengths at two sites, depending on the distribution of the ancestral segments within and between demes. To save space, we let
for every state number s in Table 1 with two segments ancestral at each site. Then, assuming at least four demes, we have the equations given in the Appendix, which can be solved analytically using software like Mathematica (![]()
A simpler ancestral process when D is large:
The unwieldy expressions for the case of arbitrary D can be checked against simpler predictions that hold in the limit as D goes to infinity. When the number of demes is large, the ancestral process for the sample becomes much simpler. In particular, in the island model both with recombination (![]()
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The Appendix gives approximations for
for the case when D is large. These expressions can also be obtained directly from the limiting (large-D) two-locus ancestral recombination graph (![]()
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(16) |
This equation relates the results for single-deme samples (state 5) and scattered samples (state 11) of size two via the scattering phase probability, M/(M + 1), that one or the other of the two segments migrates before they coalesce (![]()
By substituting these large-D approximations intoEquation 1 we have
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(17) |
for a scattered sample in the large-D limit.Equation 17 is identical to the correlation of tree lengths in a sample of two chromosomes at two loci (cis) in a panmictic population (![]()
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(18) |
which is identical to the prediction,
2d, for r2 under panmixia (![]()
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Equation 17 andEquation 18 illustrate a surprising fact about the large-D ancestral process for a scattered sample, namely, that the appropriate recombination parameter continues to be equal to R = 4NDr, even as D goes to infinity (![]()
(1 + 1/M) (![]()
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| RESULTS |
|---|
Population subdivision provides an additional axis for comparison of polymorphism levels and associations/correlations between loci. It introduces the possibility of making within- vs. between-deme comparisons [as embodied by WRIGHT's (1951) well-known fixation index FST], an idea that ![]()
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For a single-deme sample, Fig 1, a and c, the predicted correlation depends on all three quantities: the distance, M, and D. Clearly, the distance between the two sites, which in our model linearly determines the recombination rate between them, has the strongest effect, with shorter distances corresponding to higher correlations. The migration rate is the next most important factor for single-deme samples, with lower migration rates producing stronger correlations in tree lengths. Finally, there is an effect of the number of demes on the correlation of tree lengths at two loci in a single-deme sample, with larger numbers of demes yielding stronger correlations. A large number of demes is qualitatively similar to a small migration rate because in both cases samples share either a very recent common ancestor at both loci due to coalescence within the deme or a very ancient one if a migration event occurs in their recent history, prior to which it may be a long time before another migration event again puts them in the same deme so that they have the chance to coalesce. This subdivision-induced inflation of the correlation is true for pairs of loci at any distance, but the effect is stronger for loci that are farther apart.
For a scattered sample, Fig 1B and Fig D, only the distance between the two sites strongly affects the correlation, again with shorter distances producing stronger correlations. Surprisingly, neither the migration rate nor the number of demes has a large effect on the correlation of tree lengths for scattered samples. There is some dependence on M and D when D is small, but the magnitude of the change in the correlation there is much smaller than that when the distance between sites is varied. Thus, the correlation in tree lengths for a scattered sample is similar to that in a panmictic population even though the average lengths of the trees change substantially with both M and D; seeEquation 13. This constancy for scattered samples is predicted for large values of DseeEquation 17 and ![]()
The protocol of ![]()
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Both the pairwise data of ![]()
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| DISCUSSION |
|---|
Human beings do not mate randomly on a global scale. Instead, they are subdivided into local populations, or demes, among which there is substantial gene flow. Substantial here means roughly M
1, as appears to be true of many local human populations (![]()
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We have also shown that associations due to subdivision are negligible for scattered samples; see Fig 1B and Fig D. This has consequences for the prospect of disease-locus mapping using patterns of linkage disequilibrium. There is active debate over population choice for linkage disequilibrium mapping studies, based both on the chance that the disease is less heterogeneous and on the knowledge of the demographic history of local populations (![]()
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While we have not studied any particular disease model and have considered only levels of association between neutral markers, further study of the role of migration among local populations of humans in establishing genomic patterns of linkage disequilibrium seems warranted. Oversimplified models of human history are not consistent with available data (![]()
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Of course, the island migration model has shortcomings: it assumes that the population has always been subdivided, that every deme is of the same size and has the same migration rate, and that the number of demes has remained constant. Perhaps most importantly, it lacks true geographic structure because every deme can exchange migrants with every other deme. Many of these problems can be dealt with in the case where the number of demes is large, and extinction/recolonization of demes can also be included (![]()
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The work we have presented here is similar in spirit to the recent work of ![]()
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= 4NDu and the population recombination rate R = 4NDr remain finite as D goes to infinity, ![]()
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| ACKNOWLEDGMENTS |
|---|
We thank David Reich and Stephen Shaffner for helpful discussions of ![]()
Manuscript received November 4, 2002; Accepted for publication March 13, 2003.
| APPENDIX |
|---|
UsingEquation 9 andEquation 11, we obtain the following equilibrium equations for the expected product of tree lengths at two sites in the island model,
, for states s = 3, ... , 15 defined in Table 1. To save space, we put
, which is given byEquation 12, and
, which is given byEquation 13:

Solving the system of equations above and taking the limit as D goes to infinity, we obtain the following approximations for the expected product of tree lengths at the two loci:

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, from bottom to top. The curves for D = 1 are the ones labeled "theoretical prediction" in 