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Is the Rate of Insertion and Deletion Mutation Male Biased?: Molecular Evolutionary Analysis of Avian and Primate Sex Chromosome Sequences
Hannah Sundströma, Matthew T. Webstera, and Hans Ellegrenaa Department of Evolutionary Biology, Evolutionary Biology Centre, Uppsala University, SE-752 36 Uppsala, Sweden
Corresponding author: Hans Ellegren, Evolutionary Biology Centre, Uppsala University, Norbyvägen 18D, SE-752 36 Uppsala, Sweden., hans.ellegren{at}ebc.uu.se (E-mail)
Communicating editor: W. STEPHAN
| ABSTRACT |
|---|
The rate of mutation for nucleotide substitution is generally higher among males than among females, likely owing to the larger number of DNA replications in spermatogenesis than in oogenesis. For insertion and deletion (indel) mutations, data from a few human genetic disease loci indicate that the two sexes may mutate at similar rates, possibly because such mutations arise in connection with meiotic crossing over. To address origin- and sex-specific rates of indel mutation we have conducted the first large-scale molecular evolutionary analysis of indels in noncoding DNA sequences from sex chromosomes. The rates are similar on the X and Y chromosomes of primates but about twice as high on the avian Z chromosome as on the W chromosome. The fact that indels are not uncommon on the nonrecombining Y and W chromosomes excludes meiotic crossing over as the main cause of indel mutation. On the other hand, the similar rates on X and Y indicate that the number of DNA replications (higher for Y than for X) is also not the main factor. Our observations are therefore consistent with a role of both DNA replication and recombination in the generation of short insertion and deletion mutations. A significant excess of deletion compared to insertion events is observed on the avian W chromosome, consistent with gradual DNA loss on a nonrecombining chromosome.
THERE is compelling evidence from humans and other organisms that the mutation rate for nucleotide substitution is higher among males than among females (![]()
m) in humans has been an issue of debate (![]()
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While the idea of male-biased mutation was first reached through indirect observations on X-linked human genetic disorders (by J. B. S. Haldane; ![]()
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m to be estimated. Such molecular evolutionary approaches have been used in a number of studies on sex-specific mutation rates in humans and other mammals, the most recent estimate of
m for point mutation in the human lineage being 35 (![]()
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m for point mutation is
24 (![]()
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However, all data on the parental origin of spontaneous mutation causing human genetic disease are not supportive of a strong male-biased rate (![]()
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Observations of sex-specific mutation rates at human disease loci often present conflicting results. For several genetic disorders caused by point mutations the male-to-female mutation rate ratio differs considerably from that indicated by molecular evolutionary analysis, thought to represent the genome average. The pattern of parental origin of disease mutation caused by indels is also heterogeneous (![]()
In this study we present the first large-scale genetic analysis of sex-specific rates of indel mutation in noncoding DNA, based on evolutionary analysis of sex chromosome sequences. As this approach has proved fundamental for the understanding of rates of point mutation in relation to sex, we believe it has the potential to provide similar insight into the causes and mechanism of indel mutations in males and females. We use two different systems to test the underlying factors affecting the rate of indel mutation: the comparison of X and Y chromosome sequences in primates and the comparison of Z and W chromosome sequences in birds. If meiotic recombination involving crossing over is a main cause of indel mutation, we should expect to find relatively few indel mutations in the nonrecombining Y and W chromosomes (Table 1). In contrast, if the number of germline DNA replications is important for the generation of indels (![]()
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| MATERIALS AND METHODS |
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Avian sequence data:
Five different introns from the gametologous avian chromo-helicase-DNA-binding protein CHD1W and CHD1Z genes were sequenced (or available from our previous work) in a number of avian species. The full exon-intron structure of these genes has not been elucidated so we arbitrarily designate the introns AE. However, their location relative to the full-length chicken CHD1Z cDNA sequence (GenBank no. AF004397) can be identified through the primer sequences in Table 2 or the references provided therein. Templates for DNA sequencing were obtained through PCR amplification of DNA prepared from blood. DNA sequencing was performed with Big Dye terminator cycle sequencing chemistry and analyzed on an ABI377 (Applied Biosystems, Foster City, CA) DNA sequencing instrument. Sequences were deposited in GenBank (AF525971,
AF526084). The data set was augmented with sequence information from ![]()
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-subunit ATP5A1Z and ATP5A1W genes (![]()
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The complete set of bird species included, from the order Passeriformes, jackdaw (Corvus monedula), raven (Corvus corax), siberian jay (Perisoerus infaustus), pied flycatcher (Ficedula hypoleuca), collared flycatcher (Ficedula albicollis), barn swallow (Hirundo rustica), willow warbler (Phylloscopus trochilus), wood warbler (Phylloscopus sibilatrix), blue tit (Parus caeruleus), bluethroat (Luscinia svecica), house sparrow (Passer domesticus), oleaginous-hemispingus (Hemispingus frontalis), and zebrafinch (Taenipygia guttata); from Galliformes, chicken (Gallus gallus), turkey (Meleagris gallopavo), quail (Coturnix coturnix), pheasant (Phasianus colchius), sage grouse (Centrocercus urophasianus), and black grouse (Tetrao tetrix); from Anseriformes, barnacle goose (Branta leucposis), snow goose (Chen caerulescens), tundra swan (Cygnus columbianus), eider (Somateria mollissima), goldeneye (Bucephala clangula), redhead (Aythya americana), and canvasback (Aythya valisineria); from Charadriiformes, black-headed gull (Larus ridibundus), glaucous gull (Larus hyperboreus), herring gull (Larus argentatus), brown skua (Catharacta antarctica), oystercatcher (Haematopus ostralegus), dunlin (Calidris alpina), dotterel (Charadrius morinellus), adelie penguion (Pygoscels adliae), Leach's storm petrel (Oceanodroma leucorrhoa), and northern fulmar (Fulmarus glacialis); from Falconiformes, sparrow hawk (Accipiter nisus), merlin (Falco columbarius), goshawk (Accipiter gentilis), Galapagos hawk (Buteo galapagoensis), golden eagle (Aquila chrysaetos), black vulture (Aegypsis monachus), kestrel (Falco tinninculus), and merlin (Falco columbarius); from Piciformes, usambiro barbet (Trachyphonus usambiro), acorn woodpecker (Melanerpes formicivorus), and striped woodpecker (Picoides borealis); from Strigiformes, Tengmalm's owl (Aegolius funereus) and long-eared owl (Asio otus); from Psittaciformes, blue-fronted amazon (Amazon aestiva), kookaburra (Dacelo spp), sharp-tailed conure (Aratinga acuticaudata), maroon-bellied conure (Pyrrhura frontalis), and barred parakeet (Bolburhynchus lineola).
Primate sequence data:
DNA was prepared from tissue samples from male marmoset Callithrix jacchus using a standard proteinase K and phenol-chloroform extraction protocol. Six different introns from three gametologous genes (DBX/DBY, SMCX/SMCY, and ZFX/ZFY) shared between the X and Y chromosomes were amplified with the primers described in Table 3 and sequenced as above. Sequences were deposited in GenBank (AF526085,
AF526086,
AF526087,
AF526088,
AF526089,
AF526090,
AF526091,
AF526092,
AF526093,
AF526094,
AF526095,
AF526096,
AF526097). In addition, we used published sequence data from the third intron of the amelogenin AMELX/AMELY genes in human, orangutan (Pongo pygmeaus), and Bolivian squirrel monkey (Saimiri boliviensis; X14439, X14440, U88979, and U88981U88983). For the last intron of the ZFX/ZFY genes we obtained sequences from human, orangutan, baboon (Papio cynocephalus), and Bolivian squirrel monkey (X58930X58932, X58935, X58936, X72698, U24118, and AF02232). DBY, SMCY, ZFY, and AMELY are located within the nonrecombining part of the Y chromosome.
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Analysis of sequence data:
Alignment of intron sequences of bird and primate species was made with the ClustalW algorithm using default settings. Separate multiple alignments of both Z- and W-linked gametologous sequences from a number of different groups of related avian species (generally species within the same order) were constructed as specified in Table 2. For 18 of 20 alignments more than two bird species were used and in these cases phylogenetic trees were constructed in MEGA 2.1 using the neighbor-joining algorithm and Kimura two-parameter correction (![]()
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A gap in one or several of the sequences within an alignment was considered the result of one or more indel mutations. However, length differences in tandemly repetitive DNA were excluded, using the criterion of not considering gaps in regions with three or more repeat units present in any of the species. We also excluded gaps from regions with sequence homology to known interspersed repetitive elements, identified through BLAST searches against avian and primate sequences. In a few cases the alignment algorithm suggested the presence of two gaps separated by a single nucleotide. To be conservative in the estimation of rates of indel mutation we manually realigned such regions to minimize the number of indels. Measures of divergence (nucleotide substitution) were estimated in MEGA 2.1 using Kimura two-parameter correction (![]()
For all data sets, the lengths and number of indels found in alignments were resampled using a bootstrap procedure to calculate confidence intervals for estimates of
m (for indels). For the avian alignments, in each replicate the lengths and number of indels derived from all of the alignments of each individual intron on both sex chromosomes were first randomly resampled with replacement. The resulting totals for each intron were then randomly resampled with replacement and a value of
m was calculated from each resultant data set. Confidence intervals (95%) were estimated from the distribution resulting from 10,000 replicates of the bootstrapping process. To calculate confidence intervals from the primate alignments of gametologs, the values for the length and number of indels found in each aligned intron on both sex chromosomes were resampled with replacement in 10,000 replicates. Ninety-five percent confidence intervals for
m (for indels) were generated from the resultant distribution.
We refer to the Y and W chromosomes as nonrecombining although both have at least one small pseudoautosomal region (PAR) in which recombination takes place during meiosis. However, all sequences analyzed in this study are from outside the PAR and thus from regions with no meiotic recombination.
| RESULTS |
|---|
Rates of indel mutation on sex chromosomes:
We used intron sequences of gametologous genes shared between the Z and W chromosomes of birds (Table 2) and the X and Y chromosomes of primates (Table 4), to infer the incidence and character of indel mutation in males and females. In primates (human and at least one of baboon, orangutan, squirrel monkey, or marmoset), 6195 bp of X chromosome and 5232 bp of Y chromosome sequence were derived in eight alignments, always using the same species for the alignment of a particular gametologous intron. In birds, 11,065 bp of Z chromosome and 10,435 bp of W chromosome sequence were obtained in the same way, in 20 different alignments.
Numbers of indels on the respective chromosomes are summarized in Table 5. The incidences of indels on primate X and Y were similar, occurring at a rate of 1% per base pair in our set of alignments (X = 0.0102, Y = 0.0117; P = 0.47, Fisher's exact test). In contrast, indels were about twice as common in alignments derived from the avian Z chromosome as in those derived from the W chromosome (Z = 0.0211, W = 0.0108; P < 0.001). There was a higher incidence of indels on Z than on W in 18 out of 20 avian alignments of gametologous introns (P < 0.001), while there was no obvious bias for primate introns (5 with more indels on Y, 3 with more on X; P = 0.438). The primate data set seems homogeneous with respect to which species are used for comparison; for instance, using only the most divergent pair of specieshuman vs. marmosetresults remain similar (data not shown). Converting the observed frequencies of indel mutation in different chromosomes to male-to-female mutation rate ratios, estimates of
m for indels of 2.43 (95% confidence interval 1.513.85) for birds and 1.24 (0.674.26) for primates are obtained.
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Sex-specific rates for point mutation were also estimated from the aligned sequences of gametologous introns. In primates, observed mean pairwise divergence of 0.079 for X chromosome and 0.174 for Y chromosome sequences translates into an estimate of
m for point mutation of 5.61. The corresponding estimate in birds was
m = 2.31, derived from mean pairwise divergence in multiple species alignments of 0.123 on Z and 0.0663 on W. These estimates agree reasonably well with those obtained in earlier studies (![]()
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For the primate data set indel mutations comprised 6.3% (the Y chromosome) and 11.4% (X) of the total number of mutations, consistent with previous observations suggesting that less than one-tenth of all mutations in the human genome are indels (![]()
20% of all mutations (![]()
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Character of indel mutation:
Fig 1 depicts the size distribution of DNA sequences being inserted or deleted on sex chromosomes of primates and birds. A strong dominance of events involves very short sequences, in particular 1-bp indels. There is no significant difference (Kolmogorov-Smirnov test) in the size distribution of indels between mammals and birds. Moreover, the overall size distribution of indels does not differ between X and Y or between Z and W. However, when 1-bp and >1-bp indels are treated separately, there is a more pronounced excess of mutations on Z compared to W for 1-bp indels (Z/W = 2.72,
m = 3.59) than for >1-bp indels (Z/W = 1.49,
m = 1.82; P = 0.025, Fisher's exact test). There is also a difference in the relative incidence of indel mutation on X and Y when analyzing the data in this way. For 1-bp indels, Y/X is 1.54 while it is 0.92 for indels >1 bp (P = 0.204). One-base-pair indels thus seem particularly common on avian Z and mammalian Y.
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Generally more than two species were available in avian alignments and from established phylogenies the ancestral state of indel sequences could be obtained by parsimony principles. On the whole, deletions outnumbered insertion events (deletion/insertion ratio = 2.57;
2 = 19.78, P < 0.001). However, the Z and W chromosomes differed considerably in this respect with only a moderate excess on Z (1.85, P = 0.0146) and a much more distinct bias on W (7.25, P > 0.0001), the two ratios being significantly different (P = 0.0189, Fisher's exact test). As most of the primate data were obtained from pairwise alignments (i.e., without an outgroup) we were unable to perform a similar analysis for the X and Y chromosomes.
| DISCUSSION |
|---|
The main observations from this study can be summarized as follows: (i) Indel mutations are frequent on the Y chromosome of primates and the W chromosome of birds; (ii) the rate of indel mutation is similar on the X and Y chromosomes of primates, indicating no bias with respect to sex; (iii) in birds, the rate of indel mutation is about twice as high on the Z as on the W chromosome, indicating a moderate male bias; (iv) 1-bp indels seem particularly common on primate Y and avian Z; and (v) the W chromosome has relatively more deletions than Z. As a consequence of ii and iii, the sex-specific rates of indel and point mutation may be different in primates, while they appear similar in birds. Below we discuss these observations with respect to the possible mechanistic basis for indel mutation.
Analyses of flanking markers in cases of de novo deletion mutations at human disease loci have provided evidence for processes involving meiotic recombination in the generation of indel mutations (![]()
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The contrasting ratios between sex chromosomes seen for rates of indel mutation in primates and birds might be informative for elucidating the origin of indel mutations. As indicated above, if meiotic recombination is the most important factor for rate of indel mutation we should expect more indels on X than on Y and more on Z than on W. In contrast, if the number of cell divisions has a large effect we should expect more indels on Y than on X and more on Z than on W (Table 1). Our data are not consistent with either of these predictions. As similar rates of indels were observed on X and Y a possible scenario is therefore that recombination and number of cell divisions both play a role for indel mutation. Specifically, we hypothesize that in systems with male heterogamety and where the number of cell divisions in spermatogenesis significantly exceeds that in oogenesis, meiotic recombination and replication may be important for the generation of indels on X while replication should be the main factor causing indels on Y. Our data suggest that meiotic recombination and the relatively low number of DNA replications of X introduce indel mutations at about the same rate as the larger number of replications of Y. Moreover, we hypothesize that in systems with female heterogamety meiotic recombination and replication should both contribute to a higher incidence of indels on Z than on W, as found in birds.
It should be noted that our data do not exclude the possibility that there are other sources of indel mutation apart from replication and recombination and that alternative mechanisms could affect the two sexes (or the two sex chromosomes) equally. For example, indels might be introduced from DNA damage. The contribution of another mechanism(s) could potentially be indicated from the fact that in birds the excess of indels on Z compared to W is similar to the excess of point mutations on Z vs. W. This may be unexpected according to the hypothesis that both replication and recombination cause indels while point mutations are often considered replication dependent. However, recent analyses of large-scale genome sequence data suggest that recombination might introduce point mutations too (![]()
Replication errors are a likely mechanistic explanation for the effect of number of cell divisions on rate of indel mutation, although other factors could also be invoked (see below). DNA replication is known to introduce short insertion and deletion mutations through various forms of strand misalignment (![]()
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It is important to note that a correlation between number of DNA replications and rate of indel mutation does not necessarily imply that mutations induced prior to meiosis are by replication errors. Recombination-like processes are involved also during mitosis, in particular for the repair of incorrectly introduced nucleotides or of lesions in DNA. Although the propensity for 1-bp indels in Y and Z is consistent with a role of replication errors, we cannot conclusively distinguish between replication errors and recombination-like processes for the generation of indels prior to meiosis.
Studies of a number of organisms, including human, mouse, and Drosophila, have indicated that spontaneous deletions generally outnumber insertions (![]()
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| CONCLUSIONS |
|---|
We now return to the question of whether the two sexes have different rates of indel mutation. The equal rates observed for X and Y would suggest that there is no male bias in the human lineage. However, extrapolating mutation rate data from sex chromosomes to overall sex-specific rates requires a common mutation mechanism that correlates with the time spent in the male and female germlines. The conclusion of recombination and replication both playing a role for indel mutation is at odds with this requirement. As we quantitatively cannot assess the relative importance of recombination and replication it is difficult to obtain a detailed estimate of the male-to-female indel mutation rate ratio. Moreover, the situation is complicated by the fact that the recombination rate is higher in females than in males and that the X chromosome does not recombine in males. However, if there were a significant sex difference in the indel mutation rate, e.g., of similar extent as for the rate of point mutation, it seems reasonable that it should be manifested by contrasting rates of indel mutation on the X and Y chromosomes. We therefore conclude that our data suggest that there is no strong male bias for indels in humans.
The situation is different in birds. Representing the homogametic sex, males recombine at higher rates than females do. From the combined effect of high recombination and large number of DNA replications, we should expect more indels to arise in males than in females. The higher incidence of indels on Z than on W is consistent with this expectation. We therefore end with the general hypothesis that indels arise mainly in males in organisms with female heterogamety but may arise with more similar rates in males and females in organisms with male heterogamety.
| FOOTNOTES |
|---|
Sequence data from this article have been deposited with the GenBank Data Library under accession nos. AF525971AF526097. ![]()
| ACKNOWLEDGMENTS |
|---|
We thank Sofia Berlin, Anna-Karin Fridolfsson, and Anna Härlid for sequence data. Financial support was obtained from the Swedish Research Council. H.E. is a Royal Swedish Academy of Sciences Research Fellow supported by a grant from the Knut and Alice Wallenberg Foundation.
Manuscript received July 24, 2002; Accepted for publication January 25, 2003.
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