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Evidence for Diversifying Selection on Erythrocyte-Binding Antigens of Plasmodium falciparum and P. vivax
Jake Bauma, Alan W. Thomasb, and David J. Conwayaa Department of Infectious and Tropical Diseases, London School of Hygiene and Tropical Medicine, London WC1E 7HT, United Kingdom
b Department of Parasitology, Biomedical Primate Research Centre, 2280 GH Rijswijk, The Netherlands
Corresponding author: Jake Baum, London School of Hygiene and Tropical Medicine, Keppel St., London WC1E 7HT, United Kingdom., jakebaum{at}pobox.com (E-mail)
Communicating editor: D. CHARLESWORTH
| ABSTRACT |
|---|
Malaria parasite antigens involved in erythrocyte invasion are primary vaccine candidates. The erythrocyte-binding antigen 175K (EBA-175) of Plasmodium falciparum binds to glycophorin A on the human erythrocyte surface via an N-terminal cysteine-rich region (termed region II) and is a target of antibody responses. A survey of polymorphism in a malaria-endemic population shows that nucleotide alleles in eba-175 region II occur at more intermediate frequencies than expected under neutrality, but polymorphisms in the homologous domains of two closely related genes, eba-140 (encoding a second erythrocyte-binding protein) and
eba-165 (a putative pseudogene), show an opposite trend. McDonald-Kreitman tests employing interspecific comparison with the orthologous genes in P. reichenowi (a closely related parasite of chimpanzees) reveal a significant excess of nonsynonymous polymorphism in P. falciparum eba-175 but not in eba-140. An analysis of the Duffy-binding protein gene, encoding a major erythrocyte-binding antigen in the other common human malaria parasite P. vivax, also reveals a significant excess of nonsynonymous polymorphisms when compared with divergence from its ortholog in P. knowlesi (a closely related parasite of macaques). The results suggest that EBA-175 in P. falciparum and DBP in P. vivax are both under diversifying selection from acquired human immune responses.
INVASION of the erythrocyte by the malaria parasite Plasmodium falciparum is a complex process involving specific molecular interactions between the blood stage merozoite and the erythrocyte surface (![]()
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This erythrocyte-binding protein (EBP) family is defined by the presence of particular cysteine-rich regions (![]()
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eba-165, a pseudogene on chromosome 4 (![]()
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30% identical to EBA-175 across the full protein sequence and plays a role in invasion, binding to the erythrocyte surface via the glycophorin C receptor (![]()
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eba-165 contains one or two stop codons (the second being polymorphic) and is transcribed but does not appear to be translated (![]()
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Protective immune responses that block erythrocyte invasion might be targeted at the EBPs. If acquired immune responses select for polymorphic amino acids in the target antigens, then signatures of such selection ought to be detectable by molecular population genetic tests (![]()
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The existence of divergent genes within the EBP family, including one that is a putative pseudogene, provides an opportunity to investigate in a comparative manner whether selection is operating at particular loci. Differences in the strength and type of selection on the different EBPs may reflect differences in their respective functional importance or immunogenicity. Here a molecular population genetic approach was undertaken to look at DNA sequence diversity in region II from the eba-175, eba-140, and
eba-165 genes from a single malaria-endemic West African population. Nonsynonymous and synonymous nucleotide polymorphisms in eba-175 and eba-140 were also compared to divergence from orthologous genes in P. reichenowi. Results indicate that eba-175 in particular is under diversifying selection in P. falciparum. An analysis of the polymorphism in the homologous domain of P. vivax dbp (compared to its P. knowlesi ortholog) also shows evidence for positive selection.
| MATERIALS AND METHODS |
|---|
DNA samples and DNA sequencing:
DNA was obtained from 33 peripheral blood samples from individuals infected with P. falciparum malaria in Ibadan, southwestern Nigeria. These were a subset of samples previously used to study other genes (![]()
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From each isolate, region II of the three erythrocyte-binding antigen genes (see Fig 1) was amplified by PCR using forward and reverse primers designed from the published sequences (GenBank) of each gene: eba-175,
X52524, nucleotides 4332280 from the start codon of the reference sequence; eba-140,
AF332918, nucleotides 4212268; and
eba-165,
AY032735, nucleotides 3942545. Primers used to amplify these regions were eba-175, Fwd 5-GGAAGAAATACTTCATCTAATAACG-3 and Rev 5-CATCCTTTACTTCTGGACACATCG-3; eba-140, Fwd 5-CTGAAATATCTATTGGAAAGG-3 and Rev 5-CATTAATACTTATTGGCGTTC-3; and
eba-165, Fwd 5-CAATACGTTTAAGAGTATAGG-3 and Rev 5-CTTGAGAAGTCAGACTAAGG-3. PCR amplification was carried out in 20-µl volumes containing 1 unit of Expand high-fidelity enzyme (Roche Applied Science, UK), 1x Expand reaction buffer with 1.5 mM MgCl2 (Roche Applied Science, Lewes, UK), 1 µM of each oligonucleotide primer, and between 10 and 50 ng of DNA (a mixture of human and parasite DNA). This was then run through the following temperature cycles where a° represents the annealing temperature, which was 62°, 54°, and 48° for eba-175, eba-140, and
eba-165, respectively: 94° (2 min); 94° (30 sec), a° (30 sec), 68° (2 min) for 10 cycles; 94° (30 sec), a° (30 sec), 68° (2 min + 5 sec per cycle) for 25 cycles; and 5 min at 72° final extension.
Amplification of the P. reichenowi region II domain of eba-140 and attempted amplification of
eba-165 were undertaken with P. falciparum primers (as above) using P. reichenowi genomic DNA. The region II sequence from the P. reichenowi eba-175 ortholog (GenBank no.
AJ251848) was derived in a previous study (![]()
Purified PCR products [prepared with QIAGEN (Crawley, UK) spin columns] were ligated into pGem-T Easy Vector (Promega, Southampton, UK), which was then cloned and grown in JM 109 Escherichia coli high-efficiency competent cells (Promega). Purified plasmids containing the relevant inserts were sequenced using internal and plasmid sequencing primers by cycle sequencing with the 3' BIG DYE dye terminator cycle-sequencing premix kit (Applied Biosystems, Warrington, UK). Sequencing products were run on an ABI Prism 377 DNA sequencer (Perkin-Elmer/Applied Biosystems), and sequences were checked and assembled using Sequence Navigator version 1.0.1 (Perkin-Elmer/Applied Biosystems). All nucleotide singletons were resequenced from new PCR products to confirm that they were not artifacts of amplification, cloning, or sequencing.
Statistical analyses of between- and within-species diversity:
Population genetic tests of neutrality were applied to data on region II sequences. TAJIMA's (1989a) test was used to test for departure from neutrality as measured by the difference between
(observed average pairwise nucleotide diversity) and
(expected nucleotide diversity under neutrality derived from the number of segregating sites, S). Under balancing selection rare alleles are selected and maintained at intermediate frequencies, elevating
above that expected under neutrality and making the value of the test statistic (D) positive. FU and LI's (1993) test was used to test for excess or lack of singleton nucleotides by comparing estimates of
based on the number of singletons vs. that derived from S (the D* index) or
(the F* index). An excess of intermediate frequency polymorphisms and a lack of rare variants (singletons) result in positive values for D* and F*. A third test of neutrality, the McDonald-Kreitman test (![]()
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Recombination, linkage disequilibrium, and haplotype structure:
The |D'| (![]()
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The minimum number of recombination events occurring throughout the aligned sequences was calculated, according to the method of ![]()
= 4Nµ, can be estimated from sequence polymorphism data under the assumption of neutrality (where N is the effective population size; c, the rate of recombination between adjacent base pairs per generation; and µ, the rate of mutation per base pair per generation). An estimate of the number of recombination events per mutation event can therefore be obtained using the ratio of C/
; i.e., 4Nc/4Nµ = c/µ (![]()
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was estimated on the basis of the proportion of segregating sites in the sample (![]()
Coalescent simulations of the expected number of haplotypes (K), the haplotype diversity (H), and the frequency of the major haplotype (HP) in a population sample of n sequences with S diallelic polymorphisms were run to test whether the observed haplotype structure in the population sample fitted neutral expectations (![]()
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| RESULTS |
|---|
Analysis of region II sequences of P. falciparum eba-175:
Sequence polymorphism in a 1848-bp region of eba-175 [chromosome (chr) 7], a 1848-bp region of eba-140 (chr 13), and a 2152-bp region of
eba-165 (chr 4) was analyzed (Fig 1). A total of 30 region II sequences from eba-175 were sequenced from the Nigerian study population, among which were 16 different allelic sequences (haplotypes), with 17 segregating (polymorphic) nucleotide sites (Table 1, Fig 2). All substitutions at these polymorphic sites were nonsynonymous, and one site had 3 alleles (nucleotide position 1750, numbering from the start codon of the reference eba-175 sequence as described in MATERIALS AND METHODS). Except for position 676 all the polymorphic sites, including a two-codon deletion (nucleotide positions 12011206), have been seen in culture-adapted isolates of P. falciparum (![]()
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The average nucleotide diversity index (
) for eba-175 region II was 0.003 (i.e., 0.3% nucleotide differences between pairs of alleles on average). The nucleotide frequency distribution was tested for statistical departures from neutral expectations. The overall value of Tajima's D for region II is positive (D = 1.07, Table 1), but not significantly different from zero. The overall values of Fu and Li's D* and F* statistics are also positive (D* = 0.92 and F* = 1.14, Table 1), but again not significant. The positive values of both of these statistics indicate that nucleotide alleles occur at more intermediate frequencies than expected with few alleles being rare or near to fixation (Fig 2A). Such an observation is consistent with the action of balancing selection maintaining allelic variation in the population.
The presence of recombination influences the ability to detect selection since it breaks up the associations between sites under selection and linked variation (![]()
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To investigate structure in the distribution and frequency of allelic sequences in the data set (considering each allelic sequence type as equivalent to a distinct haplotype), the probability of observing K
16 haplotypes and a haplotype diversity of H
0.789, given a sample of n = 30 sequences showing S = 17 diallelic polymorphisms, was determined using DEPAULIS and VEUILLE's (1998) K- and H-tests. The number of haplotypes did not depart significantly from neutral expectations (P = 0.185). The haplotype diversity was, however, significantly lower than expected (P = 0.005). The higher than expected frequency (13/30 sequences) of allelic sequence type 11 in the population (HP-test, P = 0.008; ![]()
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The number of recombination events occurring throughout the aligned sequences was calculated according to the method of ![]()
(![]()
using Hudson's estimate is 2.35 and using Hey and Wakeley's estimate is 5.81. This suggests that recombination is occurring between two and six times more often than mutation in region II. Together, the value of the C/
ratio and the significant decline of LD across region II of eba-175 indicate that recombination is common between eba-175 alleles. The evidence of recombination suggests that phylogeny-based statistical approaches for detecting selection (![]()
Two descriptive features of amino acid polymorphisms in eba-175 are worth noting. First, following the two-codon deletion at nucleotide positions 12011206, the next three codons all contain nonsynonymous polymorphisms (GAAGlu to AAALys, AACAsn to AAALys, and AAGLys to ATGMet; Fig 2). Second, there is a concordant distribution of amino acid polymorphisms between cysteine residues 5 and 6 in both the F1 and F2 subdomains (Fig 2 and Fig 4). The polymorphic nucleotide sites in the F1 subdomain (at nucleotide positions 820, 835, and 856) are located at similar positions and result in amino acid changes similar to those in the F2 subdomain (at nucleotide positions 1731, 1750, and 1775; Fig 4). These amino acid polymorphisms are conservative with respect to their resulting amino acid changes (![]()
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Analysis of region II sequences of P. falciparum eba-140 and
eba-165:
A total of 24 sequences were sampled for region II of eba-140 (Table 1, Fig 2B). These consisted of 8 different allelic sequences (haplotypes) and contained seven polymorphic sites, with one site having three variants (nucleotide position 782 of the reference sequence as described in MATERIALS AND METHODS). Of the seven sites, six had nonsynonymous polymorphisms and a single site had a synonymous polymorphism (site 1896). Except for a nonsynonymous mutation at position 855, the polymorphic sites within the F1 region, including all three alleles at position 782, have been seen in isolates of P. falciparum from both wild and laboratory-maintained isolates (![]()
eba-165 (Table 1, Fig 2C), among which were 9 different allelic sequence types (haplotypes). None of the sequences contained the additional adenine at nucleotide position 1251 reported in an isolate of 3D7, in which it would lead to a second stop codon (![]()
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eba-165 region II give negative values in contrast to the positive values determined for eba-175 (Table 1). This reflects the fact that the two loci have low-frequency polymorphisms, both having four singletons, whereas eba-175 had only one singleton (Table 1, Fig 2). There is therefore no indication that either eba-140 or
eba-165 is under balancing selection that maintains polymorphism, but rather a weak trend in the opposite direction. The low level of polymorphic nucleotide sites in both eba-140 and
eba-165 precludes estimation of the recombination rate and linkage disequilibrium for these genes. The observed haplotype number, haplotype diversity, and the frequency of the major haplotype for eba-140 and
eba-165 were not significantly different from those predicted under neutrality (P > 0.05 for all tests).
Comparison between intraspecific nucleotide diversity in P. falciparum eba-175 and eba-140 and interspecific divergence from P. reichenowi:
The ortholog of eba-175 in P. reichenowi has been identified in a previous study (![]()
eba-165-specific primers on P. reichenowi genomic DNA, suggesting that either the pseudogene is absent or sequence differences at the primer-annealing sites prevented successful amplification.
The sequences of eba-175 region II derived here differ from P. reichenowi eba-175 by 158 fixed nucleotide differences (47 synonymous and 112 nonsynonymous). When the ratio of the synonymous to nonsynonymous fixed differences is compared to the ratio of polymorphisms within the population of Nigerian isolates (0 synonymous and 17 nonsynonymous) in a 2 x 2 table (![]()
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Comparison between intraspecific nucleotide diversity in P. vivax dbp and interspecific divergence from P. knowlesi dbp
:
As a separate comparison, polymorphism in 24 sequences of region II for the P. vivax DBP from Papua New Guinea (![]()
(![]()
, which are slightly less similar to P. vivax (![]()
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eba-165 that do not show evidence of selection.
| DISCUSSION |
|---|
Analyses of sequence diversity in malaria parasite erythrocyte-binding antigens reveal signatures of intraspecific diversifying selection. Nucleotide polymorphisms in region II of the eba-175 gene of P. falciparum have alleles with higher frequencies than expected under neutrality, and comparison with the orthologous region II domain of P. reichenowi eba-175 reveals a significant excess of nonsynonymous polymorphism within P. falciparum. This indicates that balancing selection has operated on region II of the EBA-175 protein, to maintain alleles within the parasite population. A similar result is not seen with allelic sequences of region II from eba-140, a functional homolog of eba-175, or with the putative pseudogene
eba-165. The contrast between the frequency of allelic variants as measured by the direction of Tajima's and Fu and Li's statistics for eba-175 (positive) and eba-140 and
eba-165 (negative) indicates that evidence for maintenance of variation in eba-175 is not an artifact resulting from changes in population size during parasite history. Demographic changes, which can confound these statistics (![]()
The Duffy-binding protein gene (dbp) of P. vivax also shows an excess of nonsynonymous vs. synonymous polymorphism, when compared to divergence with its P. knowlesi ortholog (dbp
). These data suggest a similar type of selection on EBA-175 and DBP, reflecting the importance of DBP to P. vivax invasion [recognition of the Duffy antigen is essential for erythrocyte invasion (![]()
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There is no evidence of selection on EBA-140. This protein, which is apparently involved in multiple invasion pathways (![]()
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eba-165 here does not exclude the possibility that this might be identified with further efforts.
For region II of eba-175 the ratio of C/
(an estimate of the ratio of the biological parameters c/µ, the recombination vs. mutation rate) suggests that recombination is occurring between two and six times more often than mutation. This is comparable to that derived for another P. falciparum merozoite antigen gene ama-1 (C/
7), using sequences from the same Nigerian population (![]()
1.5; ![]()
1.3; ![]()
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c as 6 x 10-7; ![]()
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240. The incongruity between the two values is likely to represent the combined effect of a number of different evolutionary processes (![]()
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. The presence of recent positive selection (a selective sweep) is also likely to reduce local variation through genetic hitchhiking and therefore increase linkage disequilibrium (![]()
. This is given some support by the high frequency of allelic sequence type 11 in the population, which has certainly increased the level of LD. Further laboratory estimates of c and µ and analysis of other loci will help to clarify the basis of this difference.
In summary we report significant evidence for positive diversifying selection on the region II domain of the P. falciparum invasion ligand EBA-175, which is at least as strong as evidence for selection on the P. vivax DBP ligand. Similar signatures are not seen in the paralogous eba-140 or
eba-165 genes. This suggests a greater importance of EBA-175 in the invasion process of the human erythrocyte and/or as a target of acquired immunity. As such this gives encouragement to development of EBA-175 as a component in a multivalent malaria vaccine (![]()
| FOOTNOTES |
|---|
Sequence data from this article have been deposited with the EMBL/GenBank Data Libraries under the following accession numbers: Plasmodium falciparum eba-175 sequences, AJ438799AJ438828; P. falciparum eba-140 sequences, AJ438830AJ438853; P. falciparum
eba-165 sequences, AJ438854AJ438878; and P. reichenowi eba-140, AJ438829. ![]()
| ACKNOWLEDGMENTS |
|---|
We are grateful to Prof. A. M. J. Oduola, Dr. O. A. T. Ogundahunsi, and Dr. C. H. M. Kocken who helped with provision of parasite samples and to Dr. G. A. T. McVean and Dr. S. Mousset for invaluable advice on coalescent simulations. We also thank Spencer Polley for helpful discussion and comments on the manuscript. This work was supported by the Wellcome Trust (Prize Studentship for J.B.) and by the UK Medical Research Council (grant no. G9803180).
Manuscript received July 5, 2002; Accepted for publication December 19, 2002.
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) and significance values estimated by 10,000 permutations (see MATERIALS AND METHODS) are displayed on each plot.

