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Estimating Polygenic Effects Using Markers of the Entire Genome
Shizhong Xuaa Department of Botany and Plant Sciences, University of California, Riverside, California 92521
Corresponding author: Shizhong Xu
Communicating editor: J. B. WALSH
| ABSTRACT |
|---|
Molecular markers have been used to map quantitative trait loci. However, they are rarely used to evaluate effects of chromosome segments of the entire genome. The original interval-mapping approach and various modified versions of it may have limited use in evaluating the genetic effects of the entire genome because they require evaluation of multiple models and model selection. Here we present a Bayesian regression method to simultaneously estimate genetic effects associated with markers of the entire genome. With the Bayesian method, we were able to handle situations in which the number of effects is even larger than the number of observations. The key to the success is that we allow each marker effect to have its own variance parameter, which in turn has its own prior distribution so that the variance can be estimated from the data. Under this hierarchical model, we were able to handle a large number of markers and most of the markers may have negligible effects. As a result, it is possible to evaluate the distribution of the marker effects. Using data from the North American Barley Genome Mapping Project in double-haploid barley, we found that the distribution of gene effects follows closely an L-shaped Gamma distribution, which is in contrast to the bell-shaped Gamma distribution when the gene effects were estimated from interval mapping. In addition, we show that the Bayesian method serves as an alternative or even better QTL mapping method because it produces clearer signals for QTL. Similar results were found from simulated data sets of F2 and backcross (BC) families.
THE genetic variation of a quantitative trait is controlled by the segregation of multiple genes. In classical quantitative genetics, the overall genetic variance is described by the infinitesimal model, which assumes that the number of loci is infinitely large, each with an infinitely small effect. The genetic variances of individual loci are so small that they cannot be investigated separately, but collectively via phenotypic resemblance between relatives (![]()
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With the advent of new molecular technology, saturated markers are being generated along the genome. Investigators are now able to investigate not only the effects of the major genes but also their locations in the genome. This is called quantitative trait loci (QTL) mapping (![]()
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Interval mapping requires multiple tests under multiple models. The test statistic becomes a function of the genome location and forms a test statistic profile after the entire genome has been searched. Permutation tests (![]()
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In this study, we propose a method for simultaneously evaluating marker effects of the entire genome. By marker effect, we mean the QTL effects associated with markers. If the marker density is relatively high, most of the QTL effects will be picked up by the markers and the results may be used to evaluate the distribution of gene effect across the genome. Hereon, we use the words QTL effect and marker effect interchangeably. Two problems are associated with simultaneous evaluation. One is how to handle the large number of markers in a single model. The other is how to deal with the markers with close-to-zero effects. We handle these problems by using a Bayesian method under the random regression coefficient model. In the Bayesian framework, each gene effect is assigned a normal prior with mean zero and a unique variance. The effect-specific prior variance is further assigned a vague prior so that the variance can be estimated from the data. This approach is analogous to the Bayesian method of ![]()
| METHODS |
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Linear model:
Let yi for i = 1, ... , n be the phenotypic value of the ith individual in a mapping population with only two segregating genotypes, e.g., a backcross (BC) or a double-haploid (DH) population. The linear model for yi is
![]() |
(1) |
where b0 is the population mean, p is the total number of markers in the entire genome, xij is a dummy variable indicating the genotype of the jth marker for individual i, bj is the QTL effect associated with marker j, and ei is the residual error with a N(0,
20) distribution. For a DH population, an individual can take only one of the two genotypes, A1A1 and A2A2, at any locus. The dummy variable is defined as xij = 1 for A1A1 and xij = -1 for A2A2. Define the genetic effects associated with A1A1 and A2A2 by G11 and G22, respectively, and then the regression coefficient is bj = G11 - G22. This model is the multiple regression model of ![]()
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For an F2 population, a dominance effect is associated to each marker locus. The linear model becomes
![]() |
(2) |
where xij and wij are defined as
and wij = -1 for genotype A1A1, xij = 0 and wij = 1 for A1A2, and
and wij = -1 for A2A2. Let G11, G12, and G22 be the genotypic values for the three genotypes. The regression coefficients are defined as bj = G11 - G22 for the additive effect and dj = 2G12 - G11 - G22 for the dominance effect. Note that x and w coded this way are independent and each has a zero expectation and a unity variance.
With a high marker density, most of the marker intervals will contain no QTL. Therefore, most of the regression coefficient will have a theoretical value of zero. In addition, the dummy variables will be highly correlated across loci, leading to a high degree of multicolinearity. When the number of markers exceeds the number of individuals, the ordinary least-squares approach will have no unique solution. Therefore, we must utilize a method that can handle the problem of multicolinearity. We show that the Bayesian regression method is the ideal solution for this problem.
Bayesian estimation:
The Bayesian estimation is described only in the context of DH populations because, with a minor modification, the method can be applied to F2 populations as well. Our Bayesian model differs from the usual regression model in that each bj is assumed to be sampled from a normal distribution with mean zero and variance
2j.
In the Bayesian framework, we treat everything as a random variable, including the parameters. Each random variable has a distribution. We classify variables into observables and unobservables. The observables include y = {yi} for i = 1, ... , n and marker information. The unobservables include b = {bj} and v = {
2j} for j = 0, ... , p. The distribution of the observables is a function of the unobservables and is called the likelihood function. The distribution of the unobservables is called the prior distribution. The purpose of Bayesian analysis is to infer the conditional distribution of the parameters given the observed data, called the posterior distribution. Bayesian analysis implemented via the Markov chain Monte Carlo (MCMC) does not need an explicit form of the posterior distribution; rather, it draws a sample of the unobservables from the joint posterior distribution. From the joint posterior sample, one can easily obtain the desired Bayesian estimates, such as the posterior means and posterior variances.
In this study, we choose the following prior distributions,
, and p(
2j)
1/
2j for j = 1, ... , p. The joint prior of the unobservables p(b, v) takes the product of the priors of individual parameters. The likelihood is
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(3) |
The joint posterior distribution has a form of
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(4) |
Genotypes of missing markers were generated randomly in each iteration on the basis of the probability inferred jointly from the nearest nonmissing flanking markers and the phenotype. The probability from the markers is treated as the prior probability. After incorporation of the marker (QTL) effects through the phenotype, the probability becomes the posterior probability, which is used to generate the missing marker genotype. In HD, BC, and F2 populations, a codominant marker is either fully informative or noninformative. Therefore, using the nearest nonmissing markers is equivalent to using the multipoint method. For dominant markers, a marker in an F2 population can be partially informative and the multipoint method (![]()
In the MCMC-implemented Bayesian analysis, we sample the unobservables from the above joint posterior distribution. The sampling is performed in the following sequences.
- Step 1. Initialization: We first initialize all unobserv ables, denoted by

and variance
, from which a new b0 is sampled. The sampled b0 is denoted by b(1)0, which will replace b(0)0 in all subsequent sampling processes. Step 3. Update bj: The conditional posterior distribution for bj is Normal with mean ![]() |
(5) |
and variance
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(6) |
- which are used to sample bj. The newly sampled bj is denoted by b(1)j and will replace b(0)j in all subsequent sampling processes. Step 4. Update
20: The residual variance is sampled from a scaled inverted chi-square distribution; that is,
where
2n is a random number sampled from a chi-square distribution with n d.f. The variances are immediately updated:
Step 5. Update
2j for j = 1, ... , p: We sample
2j from a scaled inverted chi-square distribution; that is,
where
21 is a random number sampled from a chi-square distribution with 1 d.f. Step 6. Update missing marker genotypes. Step 7. Repeat 26: At this moment, we have completed one sweep of the MCMC and are ready to continue our sampling for the next round. When the chain converges to the stationary distribution, the sampled parameters actually follow the joint posterior distribution. When the sample of a single parameter is viewed, this univariate sample is actually the marginal posterior sample for this parameter.
| RESULTS |
|---|
DH mapping in barley:
Data from the North American Barley Genome Mapping Project (![]()
1500 cM of the genome along seven linkage groups were used in the analysis. All seven traits were reanalyzed in this study, but only the result of kernel weight was represented here. Note that the data sets were updated after they were first published in 1996, but the difference between the updated and the original data was minor so that the results are still comparable between the current analysis and the analysis by the original authors.
The average phenotypic value across the environments was calculated for each line and these average values were treated as the original phenotypic records (yi) for analysis. Although results of interval mapping showed significant QTL-by-environmental interaction, most QTL showed effects in the same direction across environments. Therefore, we report only the analysis of average values across environments. In the QTL mapping program, the phenotypic values were further standardized using
, where
is the mean and sy is the standard deviation of y. The standardized record was subject to Bayesian analysis. With the standardization, users can always choose the default initial values provided by the program.
The default initial values were set at bj = 0 and
for j = 0, ... , p. The length of the Markov chain contained 51,000 sweeps. The sampled parameter values from the first 1000 sweeps of the chain (burn-in period) were discarded from the analysis. From there on, the observations were saved for every 50 sweeps to reduce the series correlation. Therefore, the posterior sample contains 1000 observations for post-Bayesian analysis. The posterior means of the marker effects (as the Bayesian estimates) are reported.
For comparison, we also performed the single-marker analyses with the simple regression method for each marker. Since the marker density is quite high, results of single-marker analyses should be close to those of interval mapping. Fig 1 shows the plot of the marker effects against the genome location (cM) of the markers for kernel weight. Note that the seven linkage groups have been ligated into a single genome. The genome location of each marker takes the cumulative position measured from the left to the right. For example, the first marker of the second chromosome occupies the same position (212 cM) as the last marker of the first chromosome. Fig 1A (multiple-marker Bayesian) clearly shows four candidate regions with evidence of QTL and these regions coincide with the peaks shown in Fig 1B (individual marker regression). The two regions with larger effects have been declared by ![]()
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The second striking feature of the Bayesian analysis is that most of the markers have an estimated effect close to zero, which follows the prediction of the oligogenic model. The single-marker regression analysis, however, produces spurious effects for many markers. Although it provides a good tool for QTL detection, it is simply not useful for evaluation of the genetic effects of the genome. Fig 2 shows the distribution of the absolute value of estimated gene effect along the genome for kernel weight. The estimates of multiple-marker analysis fit the Gamma distribution with the scale and shape parameters of
= 0.0579 and ß = 0.2233, respectively, while the estimates of the individual marker analysis fit the Gamma distribution with
= 0.1145 and ß = 1.1396. The shapes of the two distributions are quite different. The multiple-marker analysis generated an L-shaped distribution because ß < 1 and the individual-marker analysis generated a bell-shaped distribution because ß > 1. The distributions of QTL effects estimated for the remaining six traits follow the same trends (see Table 1). Therefore, the Bayesian analysis is a viable tool for evaluating the polygenic effects of the entire genome.
|
|
The proportion of phenotypic variance explained by the markers is expressed as
where
20 is the Bayesian estimate of the residual variance. This formula is a special form of
where
is the phenotypic variance (after the standardization). With the single-marker analysis, we cannot find a proper
20 to use because each marker has its own
20. If we took
where
20j is the residual variance when the jth marker is fitted, we would soon end up with
2 > 1, which contradicts with the definition of h2. Therefore, we report only
2 from the Bayesian analysis (Table 2). During the sampling process, sometimes the residual variance can be >1, which explains the -5% values of the posterior distribution of h2. Kernel weight has the highest polygenic variance (0.6484), followed by maturity (0.4549) and heading (0.4042). The remaining traits show lower polygenic variances (explained by markers). Overall, the polygenic variances explained by markers were smaller than those reported by ![]()
70 cM long) occurs between markers aHor2 and NWG943 on chromosome 5. A gap with this size will certainly fail to pick up any QTL in between.
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The two major peaks identified with the Bayesian analysis (Fig 1) for kernel weight coincide with the two QTL identified with the interval mapping. The two peaks with small effects, however, failed to be detected with the interval mapping. We performed several additional analyses to verify whether these subpeaks are true or due to stochastic error in MCMC. We found that these subpeaks occurred most of the times but failed to show up in a few replications (data not shown). Therefore, the QTL evidence of the two subpeaks is not strong. However, in Bayesian analysis, we do not claim insignificance of QTL. Instead, we report small posterior estimates for the two peaks. The two major QTL identified remained in the model for all replicates.
To explore the behavior of the QTL-effect profile under the null model, we reshuffled the phenotypic data so that the association between the markers and the phenotype would be artificially destroyed. We then performed Bayesian analysis on the reshuffled data. This is equivalent to the permutation analysis of ![]()
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F2 mapping with simulated data:
To demonstrate that the proposed Bayesian method can handle data with the number of effects larger than the number of individuals, we simulated 301 markers in an F2 population with 300 individuals. Each marker is associated with an additive and a dominance effect, and thus the model includes 602 effects. For convenience of programming, we arranged the 301 markers in a single large chromosome with 5 cM between consecutive markers. The total length of the hypothetical chromosome is 1500 cM. We simulated four QTL with their locations and sizes listed in Table 3. The true population mean and residual variance are b0 = 5.0 and
respectively. The genetic variance due to each QTL is determined by
g = a2 + d2, where a and d are the additive and dominance effects, respectively. The total genetic variance for the four QTL is
18.0 (excluding the negligible covariance due to linkage). Therefore, the proportion of the total phenotypic variance explained by the four QTL is H = 18.0/(18.0 + 10.0) = 64.26%.
|
First, we made a simplification for the distribution of bj. We assumed that bj
N(0, 1/
) for j = 1, ... , p, where
is a constant positive number. This leads to the usual Bayesian regression analysis with a common variance for all bj. It is also analogous to the ridge regression (![]()
is chosen as a very small positive number, there is no unique solution for the model with this many effects. We then gradually increased
until a unique solution is possible for the regression coefficients. We examined the estimated regression coefficient and plotted them against the chromosome location (Fig 4, a and b). Note that the ridge estimates of the effects vary widely around zero with no clear signals at the QTL positions. Further increase of
has reduced the variation of the estimates, but still there are no signals of QTL along the genome. Instead of choosing
subjectively, we attempted to let the data speak for themselves, where we treated
as a random variable sampled from its conditional posterior distribution,
, where
2p is a sampled chi-square variable with p degrees of freedom. The result is almost identical to the situation of constant
(data not shown). When we adopted the Bayesian approach developed in this study using bj specific variances, the results are strikingly different (Fig 4C and Fig D). The signals of QTL become extremely clear at the true positions. The estimated effects of the identified QTL are very close to those of the true position simulated (Table 4). The QTL located at position 250 cM is weak (explaining
7% of the phenotypic variance, 3.5% by additive effect and 3.5% by dominance). The estimated additive effect is half the size of the true value. The dominance effect is also reduced by half, but the other half is picked up by the next marker 5 cM away from the true position. This is expected because a small QTL should be hard to estimate. The estimated residual variance is 9.75, close to the true value of 10. The estimated proportion of variance explained by the five listed markers is
2 = 17.08/(17.08 + 9.75) = 0.6365, almost hitting the true value of 0.6426.
|
|
BC mapping with simulated data:
We also simulated data from a BC family to examine the behavior of the method in some interesting situations. First, we simulated four QTL with exactly the same setup as the F2 simulation except that the first and last QTL have negative effects (QTL with effects in different directions). We set the genetic effects to 2.828, -1.414, 2.000, and -2.000 for the four QTL, respectively. This made the variance of each QTL identical to the variance listed in Table 3 for the F2 design. For example, the first QTL variance is 8 = 2.8282 and the second is 2 = (- 1.414)2, etc. The estimated marker effects plotted against the genome location are shown in Fig 5. The method works equally well as the situation where QTL act in the same direction.
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We then simulated 11 QTL evenly placed in the single large chromosome of 1500 cM. The QTL are numbered from 1 to 11 with variances in descending order: 20, 10, 5, 2.5, 1.25, 0.625, 0.3125, 0.3125, 0.3125, 0.3125, and 0.3125. The total variance of the 11 QTL is
40 (ignoring the covariance due to linkage). The phenotypic variance is 40 + 10 = 50. Therefore, the first QTL explains 40% of the phenotypic variance and the second QTL explains 20% of the phenotypic variance and so on. The actual effects of the 11 QTL simply take the square root of the corresponding variances. The result of Bayesian analysis is depicted in Fig 6. The signals of the large QTL are quite clear until the variance is reduced to 0.625, under which the method failed to give any meaningful estimates. The smallest QTL that the method can pick up in this example explains 1.25% of the phenotypic variance.
|
Finally, we simulated four QTL with effects equal to 2.828, 1.414, 2.000, and 2.000, respectively. QTL nos. 1, 2, and 4 are located at positions 0, 250, and 750 cM, respectively, whereas the position of QTL no. 3 varies from 255 to 290 cM with a 5-cM increment. From this simulation experiment we can examine the ability of the method to separate closely linked QTL (nos. 2 and 3). Fig 7 shows the plots of the marker effects on the genome location when the two linked QTL (nos. 2 and 3) are (a) 5 cM, (b) 10 cM, (c) 15 cM, (d) 20 cM, (e) 25 cM, (f) 30 cM, (g) 35 cM, and (h) 40 cM apart. We can see that the method separates the two closely linked QTL very well when the distance between the two QTL is >5 cM. When the distance is 5 cM the two markers are adjacent with no intermediate markers to separate, and thus they are inseparable.
|
| DISCUSSION |
|---|
![]()
2j and thus their effects will be negligibly small. Updating the variance
2j for the jth marker is important because it depends on the sampled bj from the previous round; i.e.,
If bj
0, then
2j
0 in general. However, dividing b2j by a chi-square variable allows
2j to have a chance to recover because
21 can be very small by chance.
As demonstrated in Fig 2, the marker effects fit a Gamma distribution nicely. However, the shape of the Gamma distribution from multiple-marker analysis (L-shaped) is quite different from that of the individual marker analysis (bell-shaped). An L-shaped Gamma distribution is probably closer to reality. ![]()
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One caveat in fitting the Gamma distribution of marker effect needs to be clarified. We normally fit a model by using observations (true gene effects in this case), but here we used estimated gene effects to fit a model and completely ignored the estimation errors of the gene effects. When fitting the Gamma distribution using estimated gene effects, ![]()
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The original idea of our work was stimulated by the work of ![]()
Traditional methods of QTL mapping include single-marker analysis and interval mapping. In single-marker analysis, one marker is analyzed at a time and the model effect is the effect of the marker in question. Interval mapping allows the effect of an arbitrary position between two flanking markers to be estimated. When the marker density is sufficiently high, the single-marker analysis reaches its asymptotic limitthe interval mapping. Recently, a multiple-interval mapping was proposed in which a single linear model may contain all possible QTL (![]()
The thorniest problem in multiple-QTL analysis comes from model selection, which has recently become the focus of QTL-mapping studies (![]()
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When two markers are closely linked, the effect of one marker is usually split between the two markers, as demonstrated in our simulation studies. In this case, we may suppress one of the two markers. The ability to handle closed markers depends on the sample size and the type of population. Large sample sizes will allow separation of more closed markers. Populations carrying historical recombination events, e.g., recombinant inbred lines, can also handle more closed markers.
The next step of the multiple-marker analysis is to estimate epistatic effects between pairwise markers. With the epistatic model, the number of effects increases rapidly as the number of markers increases. It is not clear at this moment whether a model with many hundred times more effects than the number of observations still works with the proposed method. We are confident that additive and dominance effects can be handled easily for data generated in most QTL-mapping projects.
| ACKNOWLEDGMENTS |
|---|
Dr. Chenwu Xu (postdoctorate) helped download the data from the internet and helped perform some preliminary data manipulation to meet the required format of the C++ program. Ms Hui Wang (Ph.D. student) performed part of the simulation experiments. Both are greatly appreciated for their contributions to the project. This work was supported by the National Institutes of Health (grant R01-GM55321) and the U.S. Department of Agriculture National Research Initiative Competitive Grants Program (00-35300-9245).
Manuscript received June 25, 2002; Accepted for publication November 13, 2002.
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) indicate the true positions of the four simulated QTL.


