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Corresponding author: Rongling Wu, 533 McCarty Hall C, University of Florida, Gainesville, FL 32611., rwu{at}stat.ufl.edu (E-mail)
Communicating editor: C. HALEY
| ABSTRACT |
|---|
Unlike a character measured at a finite set of landmark points, function-valued traits are those that change as a function of some independent and continuous variable. These traits, also called infinite-dimensional characters, can be described as the character process and include a number of biologically, economically, or biomedically important features, such as growth trajectories, allometric scalings, and norms of reaction. Here we present a new statistical infrastructure for mapping quantitative trait loci (QTL) underlying the character process. This strategy, termed functional mapping, integrates mathematical relationships of different traits or variables within the genetic mapping framework. Logistic mapping proposed in this article can be viewed as an example of functional mapping. Logistic mapping is based on a universal biological law that for each and every living organism growth over time follows an exponential growth curve (e.g., logistic or S-shaped). A maximum-likelihood approach based on a logistic-mixture model, implemented with the EM algorithm, is developed to provide the estimates of QTL positions, QTL effects, and other model parameters responsible for growth trajectories. Logistic mapping displays a tremendous potential to increase the power of QTL detection, the precision of parameter estimation, and the resolution of QTL localization due to the small number of parameters to be estimated, the pleiotropic effect of a QTL on growth, and/or residual correlations of growth at different ages. More importantly, logistic mapping allows for testing numerous biologically important hypotheses concerning the genetic basis of quantitative variation, thus gaining an insight into the critical role of development in shaping plant and animal evolution and domestication. The power of logistic mapping is demonstrated by an example of a forest tree, in which one QTL affecting stem growth processes is detected on a linkage group using our method, whereas it cannot be detected using current methods. The advantages of functional mapping are also discussed.
THE theoretical principle for analyzing quantitative trait loci (QTL) dates back to ![]()
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It should be noted, however, that many quantitative traits, such as body size and body shape, are inherently too complex to be described by a single value, because their phenotypes change with age, metabolic rate, or environmental stimulus. These traits, which can be expressed as a function (or stochastic process) of some independent and continuous variable, were thought of as infinite-dimensional characters by ![]()
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To circumvent the difficulty in manipulating a large number of correlated traits, new attempts were made by ![]()
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The objective of this study is to propose a general theoretical framework for embedding biological mechanisms and processes in the statistical analysis of QTL mapping. A maximum-likelihood-based method, implemented with the EM algorithm, is used to estimate QTL locations and effects on various biological processes. The newly developed method is applied in an example to map the growth of a forest tree. Compared with current mapping methods, our method incorporating growth trajectories tends to be more powerful and more precise in QTL detection and also has greater potential to increase mapping power, precision, and resolution by reducing residual variance and the number of unknown parameters to be estimated. In practice, our method is economically more feasible than previous methods because it needs a smaller sample size to obtain adequate power for QTL detection as a result of the use of multiple measurements for each individual. It can be anticipated that the method proposed in this article will have great implications for the design of an efficient early selection program and the interface of genetics, development, and evolution.
| MODELING THE CHARACTER PROCESS |
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Many biological processes in real life are expected to arise as curves, such as growth curves, allometric scalings, hormone profiles, and norms of reaction. A growth curve or trajectory represents an individual as a function that relates the age of an individual to some measure of its size. Since there are an infinite number of ages, growth trajectories can be thought of as function-valued traits (![]()
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The model for QTL mapping we developed relies on concepts from functional analysis and stochastic processes. Throughout, we use growth trajectories as a concrete example to illustrate the ideas, but allometric scalings, hormone profiles, and reaction norms can be treated in the same framework with appropriate modifications.
Growth trajectory:
It is well known that there are biological laws underlying growth trajectories (![]()
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In this article, we further limit our analysis to sigmoidal, or logistic, function (![]()
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(1) |
where a is the asymptotic or limit value of g when t
, a/(1 + b) is the initial value of g when t = 0, and r is the relative rate of growth (![]()
The logistic growth curve described in Equation 2 can be used to determine the coordinates of a biologically important point in the entire growth trajectorythe inflection pointwhere the exponential phase ends and the asymptotic phase begins (![]()
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(2) |
The difference in the coordinates between different genotypes provides important information about the genetics and evolution of growth trajectories (![]()
| STATISTICAL MODELS |
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Genetic design:
The purpose of this article is to introduce a novel idea to QTL mapping. Hence, we suppose a simplest backcross design derived from two contrasted homozygous inbred lines. Other more complex designs, such as an F2 or full-sib family, can also be used. In a backcross population, there are two groups of genotypes at a locus, in which a marker-based genetic linkage map is constructed, aimed at the identification of QTL affecting an age-dependent trait, such as body size or body weight. In practice, the data are observed only at a finite set of times, 1, ... , m, rather than a continuum, so we have only a finite set of data on each individual i, which can be considered as a multivariate trait vector, yi(1), ... , yi(m). This finite set of data can be modeled by a growth curve. Assume that a pleiotropic QTL of allele Q1 and Q2 affecting growth curves or trajectories is segregating in the backcross population. This QTL is bracketed by two flanking markers
and
+ 1, each with two genotypes M
m
, m
m
, and M
+1m
+1, m
+1m
+1, respectively. For a particular genotype j (j = 1 for Q1Q2 or 2 for Q2Q2) of this QTL, the parameters describing its logistic curve are denoted by aj, bj, and rj. The comparisons of these parameters between two different genotypes can determine whether and how this putative QTL affects growth trajectories.
Suppose that there are a total of N progeny in the backcross measured at each of m times. The trait phenotype of progeny i measured at time t due to the QTL located on an interval flanked by markers
and
+ 1 can be expressed by a linear statistical model (![]()
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(3) |
where
ij is an indicator variable for the possible genotypes of the QTL for progeny i and defined as 1 if a particular QTL genotype is indicated and 0 otherwise; gj(t) is the genotypic value of the QTL for the trait at time t; and ei(t) is the residual effect of progeny i, including the aggregate effect of polygenes and error effect, and distributed as N(0,
2e(t)). The probability with which
ij takes 1 or 0 depends on the two-locus genotype of the flanking markers
and
+ 1 and the position of the QTL on the marker interval. The probability of a QTL genotype (Q1Q2 or Q2Q2) conditional upon the four genotypes of the flanking markers (M
m
M
+1m
+1, M
m
m
+1m
+1, m
m
M
+1m
+1, and m
m
m
+1m
+1) for progeny i in the backcross population was expressed as

where
is the ratio of the recombination fractions between marker
and the QTL to the recombination fraction between the two markers.
Statistical methods:
The phenotypes of the trait at all time points 1, ... , m for each QTL genotype group follow a multivariate normal density,

where gj is the vector of the expected genotypic values of the trait for QTL genotype j measured for t times and
is the residual variance-covariance matrix of the phenotypes measured at different ages. Indeed, gj can be modeled by the logistic curve of Equation 2 as
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(4) |
and
can be assumed identical among different genotypes and modeled using AR(1) repeated measurement errors (![]()
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(5) |
For simplicity, the matrix
of Equation 5 assumes variance stationarity, i.e., there is the same residual variance (
2) for the trait at each time, and covariance stationarity; i.e., the covariance between different measurements decreases proportionally (in
) with increased time interval (see also ![]()
The likelihood of the backcross progeny with m-dimensional measurements can be represented by a multivariate mixture model
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(6) |
where the vector
= (aj, bj, rj,
,
,
2)T contains unknown parameters to be estimated for the QTL effect, QTL position, and residual (co)variances. The maximum-likelihood estimates (MLEs) of the unknown parameters for a pleiotropic QTL can be computed by implementing the EM algorithm (![]()
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(7) |
with derivatives

where we define
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(8) |
which could be thought of as a posterior probability that progeny i have QTL genotype j. We then implement the EM algorithm with the expanded parameter set {
, P}, where P = {Pij, j = 1, ... , k; i = 1, ... , N}. Conditional on P, we solve for
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(9) |
to get our estimates of
(the M step; Equation 9). The estimates are then used to update P (the E step; Equation 8), and the process is repeated until convergence. The values at convergence are the MLEs of
. The iterative expressions of estimating
from the previous step are given in APPENDIX A. The standard errors of the MLEs are estimated using the inverse of the Fisher information matrix.
In practical computations, the QTL position parameter
can be viewed as a fixed parameter because a putative QTL can be searched at every 1 or 2 cM on a map interval bracketed by two markers throughout the entire linkage map. The amount of support for a QTL at a particular map position is often displayed graphically through the use of likelihood maps or profiles, which plot the likelihood-ratio test statistic as a function of map position of the putative QTL.
| HYPOTHESIS TESTS |
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After the MLEs of the parameters of interest are obtained, a number of biologically meaningful hypotheses can be tested on the basis of the logistic-based genetic model. First, the hypothesis about the existence of a QTL affecting an overall growth curve can be formulated as
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(10) |
where H0 corresponds to the reduced model, in which the data can be fit by a single logistic curve, and H1 corresponds to the full model, in which there exist two different logistic curves to fit the data.
Second, the hypothesis test can be performed on the time at which the detected QTL starts to exert or ceases an effect on growth trajectories, by comparing the difference of the expected means between different genotypes at various time points. At a given time t*, the hypothesis is
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(11) |
If H0 is rejected, this means that the QTL has a significant effect on variation in growth at time t*. Testing the hypotheses (11) is equivalent to testing the difference of the model with no restriction and the model with the restriction:

Because t* is given, one of the six logistic parameters can be expressed as a function of the other five and, thus, there is one fewer parameter to be estimated for the model with the above restriction (the reduced model) than the model with no restriction (the full model). By scanning time points from 1 to m, one can find the time point at which the QTL starts or ceases to exert an effect on growth.
Third, the genotypic differences in time (tI) and growth [g(tI)] at the inflection point of maximum growth rate (Equation 2) can be tested. The test for the genotypic difference is based on the restriction
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(12) |
for tI, and
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(13) |
for g(tI).
Fourth, when there is no double "crossover" between the growth curves of the two QTL genotypes, the effect of QTL x age interaction on the overall growth curve can be tested by comparing the genotypic differences at time t = 0 and t =
, which is expressed by the restriction
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(14) |
Similarly, the effect of QTL x age interaction on the growth at any two different time points t1 and t2 can be tested with the restriction
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(15) |
Testing QTL x age interactions on the basis of Equation 14 and Equation 15 can be helpful to our understanding of the way in which QTL trigger an effect on growth and development.
The test statistics for testing the hypotheses (1015) are calculated as the log-likelihood ratio (LR) of the full over reduced model:

where
and
denote the ML estimates of the unknown parameters under H0 and H1, respectively. But the determination of the distribution of the LR is a difficult statistical issue. For a two-normal mixture model, like ours in this study, ![]()
21 and
22 if
is unknown. The test statistics for the other hypotheses (1215) can be viewed as being asymptotically
2 distributed with 1 d.f.
| EXAMPLE |
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The Populus map:
We use an example of a forest tree to demonstrate the power of our statistical model for mapping QTL affecting growth trajectories. The study material used was derived from the triple hybridization of Populus (poplar). A Populus deltoides clone (designated I-69) was used as a female parent to mate with an interspecific P. deltoides x P. nigra clone (designated I-45) as a male parent (![]()
A genetic linkage map has been constructed using 90 genotypes randomly selected from the 450 hybrids with random amplified polymorphic DNAs (RAPDs), amplified fragment length polymorphisms (AFLPs), and intersimple sequence repeats (ISSRs; ![]()
Logistic curves:
By plotting total growth against year, it is observed that each of the 90 mapped genotypes follows the S-shaped (logistic) growth curve. Fig 1 illustrates S-shaped growth curves for individual stem diameters over 11 years. A least-squares approach was used to fit diameter growth with the logistic curve (Equation 1) for each genotype. On the basis of statistical tests, all genotypes can be well fit by a logistic curve (r2 > 0.95). Also, different curve shapes of these genotypes imply possible genetic control over growth trajectories. The statistical model built upon the logistic growth curve model is used to map QTL responsible for growth trajectories in diameters.
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QTL detection:
Using our logistic mapping model, one QTL is detected on linkage group 10 for the growth trajectory of stem diameter in the interspecific hybrids of poplar (Fig 2). The critical value for claiming the existence of QTL can be determined on the basis of the Bonferroni argument for the sparse-map case (![]()
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13 cM from marker CA/CCC-640R. The LR value at this peak is 51.0, well beyond the empirical critical threshold at the significance level P = 0.01.
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To compare the power of our method with previous methods, the same material is subjected to interval mapping (![]()
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Similar conclusions about the difference of QTL detection between our method and current methods are obtained for many other linkage groups (results not shown). These suggest that our method incorporating logistic growth curves has greater power to detect a significant QTL than the current methods.
The dynamic pattern of QTL expression:
Our method has an additional advantage; i.e., it can detect the dynamic change of QTL expression over time. The growth curves of diameter are drawn using the estimates of logistic parameters for two genotypes at the QTL detected on linkage group 10 (Fig 3). On the basis of the hypothesis test (11), this QTL is detected to be inactive until trees grew to
6 years in the field. And its effect on diameter growth increased with age. At 11 years old, genotype Q1Q2 exhibited diameter growth 4.5 cm more than its alternative Q2Q2. This difference appears to increase after age 11 years, as predicted from the logistic curves estimated (Fig 3). Apparently, this QTL interacts significantly with age to affect stem diameter growth.
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If two growth curves predicted by a QTL have different ages and/or growth at the inflection point, this indicates that the inflection point is under genetic determination. It is found that the QTL detected on linkage group 10 exerts strong control over the inflection point (Fig 3). The genetic control of the inflection point suggests that the growth trajectory can be genetically modified to increase a tree's capacity to effectively acquire spatial resources.
| DISCUSSION |
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Beyond the traditional models and tools used for quantitative genetic studies, current genome technologies permit us to dissect quantitative traits into individual locus components (QTL). Through this dissection the genetic basis of quantitative traits can be better unraveled (![]()
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It is well demonstrated that increased sample sizes and marker densities can almost always improve precision in QTL mapping, but they could be economically expensive in practice. Our mapping approach for repeated measurements based on growth curves can extract maximum information about QTL effects and positions contained in an arbitrary segregating family and, thus, confers an advantage for QTL detection in the situation where a limited size of genotyped samples or a limited level of marker density is used. In an example with a small sample size (N = 90) using forest tree data, our logistic mixture model offers improved power to detect a number of QTL underlying stem growth, in contrast to traditional approaches based on a single trait, which do not detect any QTL. Such differences are not surprising because a single-trait analysis approach typically cannot detect the QTL of small effect (![]()
The increased detection power of our approach results from the simultaneous use of multiple measurements that are correlated due to either the effect of pleiotropic QTL or residual covariances or both. This, in principle, is similar to the result from multitrait mapping, as shown in ![]()
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Composite interval mapping can improve mapping precision to some extent when multiple QTL are located on the same linkage group, but their use frequently depends upon many other factors, e.g., marker spacing, the choice of markers as cofactors, and genotyped sample size (![]()
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We have used the method of maximum likelihood to estimate the unknown parameters with their MLEs. The MLEs are attractive in terms of their properties of invariance, consistency, and asymptotic efficiency. Our approach, built upon the traditional maximum-likelihood method, is readily accessible to the general genetics community. Using prior information on parameters, however, we can incorporate the logistic-mixture model in the Bayesian paradigm (![]()
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Although the results of our approach are quantified by differences in the parameters controlling the overall shapes of different logistic curves, they can also be interpreted as regular genetic parameters, i.e., the additive or dominant effect of a QTL on growth at an arbitrary time point and the percentage of the total phenotypic variance explained by this QTL. According to classical quantitative genetics theory, the expected genetic values for QTL genotypes Q1Q2 and Q2Q2 at time t can be expressed, respectively, as

where
(t) is the additive genetic effect of the QTL detected on growth at time t, which can be solved from the above equations. The additive genetic variance of growth at time t contributed by this QTL is expressed as

Thus, the percentage of the total phenotypic variance accounted for by this QTL is

These parameters described above can also be used to investigate the contribution of a QTL to growth at a point. However, it is important in practice to know how much a QTL contributes to the differentiation of overall growth curves or the differentiation of growth at a time interval. This can be formulated by calculating the integral of the difference of two logistic curves on a particular time interval. In Appendix B, the formula for calculating the integral of a logistic curve is given. With the genetic contributions of a QTL to growth, our approach can increase the power of discriminating various important hypotheses that concern the genetic architecture of developmental features (![]()
Our method can be extended to incorporate a general biological process of an organism into a QTL mapping framework. Such a process can be allometric scalings (![]()
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To incorporate a general biological process, we should first have a descriptive mathematical function that is expressed as
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(16) |
where y is the biological trait of interest, x is the body size, t is the age, and z is an environmental variable like temperature, nutrition, or light intensity. The forms of mathematical functions, f(x), g(t), and h(z), which can be linear or nonlinear, are generally different, depending on specific questions of interest. Generally, the establishment of appropriate mathematical functions is based on the goodness of fit to observational data (![]()
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The method proposed in this study can be extended to other situations, such as partially informative markers or dominant markers, to deal with linked QTL of epistasis or to combine it with selective genotyping. In this study, it is assumed that residual variances and covariances among different ages are stationary. This assumption simplifies the mathematical manipulation of the residual variance-covariance matrix (inversion, factorization, etc.), but may be deviate from reality. The extension of our analysis to nonstationary variance-covariance structures is possible, as proposed by ![]()
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Functional mapping:
Since LANDER and BOTSTEIN's (1989) interval mapping, there has been a wealth of literature reporting on the development of statistical methods for QTL mapping. The transition from a usual single- or two-trait analysis to treatment of multiple measurements from different traits significantly improves all aspects of utilization of the mapping information contained in the data. In traditional mapping strategies, the combination of statistics and molecular genetics makes it possible to identify QTL that contribute to complex traits. However, in this study we attempt to combine powerful statistics and molecular genetics with developmental mechanisms underlying biological features, relationships, and processes to shed light on the genetic basis of complex, or quantitative, traits. This new strategy, which is called functional mapping due to the implementation of different mathematical functions of biological means, offers four significant advantages over previous strategies when applied to QTL mapping: (1) Results from functional mapping are closer to biological reality because the underlying biological mechanisms are considered; (2) smaller sample sizes may be used to achieve adequate power and precision for QTL detection because multiple measurements on the same individuals increase precision for mapping; (3) a large number of variables can be analyzed simultaneously by treating growth or a process as a smooth curve, and also the estimates of a small number of parameters can increase the precision of parameter estimation and the flexibility of the model; and (4) functional mapping allows for the testing of different biological hypotheses and this has a direct impact on applied breeding and the developmental studies of genetics and evolution.
| ACKNOWLEDGMENTS |
|---|
We thank Dr. Alan Agresti, Dr. Myron Chang, Dr. Ramon Littell and Dr. Sam Wu for their helpful discussions on this study and three anonymous referees for their constructive comments on the earlier version of this manuscript. This work is partially supported by grants from the National Science Foundation to G.C. (DMS9971586) and an Outstanding Young Investigator Award of the National Natural Science Foundation of China to R.W. (30128017). The publication of this manuscript is approved as journal series R-08640 by the Florida Agricultural Experiment Station.
Manuscript received September 10, 2001; Accepted for publication May 6, 2002.
| APPENDIX A |
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In what follows, we derive the log-likelihood functions used to estimate the parameters in
= (aj bj rj
2). The symbol ' denotes the estimates of parameters from the previous step.



and

where

The values of (a'1 b'1 r'1 a'0 b'0 r'0
'
2') estimated from the above equations will be used to provide new estimators of
in the next step.
| APPENDIX B |
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Below, we describe a mathematical procedure for calculating the integral of a logistic curve,

on the interval [t1 t2]. The integral of the curve on this interval is expressed as

Letting y = b + ert, we have

and, thus,

Also, when t = t1 or t2, we have the limits of y as b + ert1 or b + ert2, respectively. Therefore, we have

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