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Nonequivalent Loci and the Distribution of Mutant Effects
J. J. Welcha and D. Waxmanaa Centre for the Study of Evolution, School of Biological Sciences, The University of Sussex, Brighton BN1 9QG, Sussex, United Kingdom
Corresponding author: D. Waxman, The University of Sussex, Brighton BN1 9QG, Sussex, United Kingdom., d.waxman{at}sussex.ac.uk (E-mail)
Communicating editor: D. CHARLESWORTH
| ABSTRACT |
|---|
It has been observed repeatedly that the distribution of new mutations of a quantitative trait has a kurtosis (a statistical measure of the distribution's shape) that is systematically larger than that of a normal distribution. Here we suggest that rather than being a property of individual loci that control the trait, the enhanced kurtosis is highly likely to be an emergent property that arises directly from the loci being mutationally nonequivalent. We present a method of incorporating nonequivalent loci into quantitative genetic modeling and give an approximate relation between the kurtosis of the mutant distribution and the degree of mutational nonequivalence of loci. We go on to ask whether incorporating the experimentally observed kurtosis through nonequivalent loci, rather than at locus level, affects any biologically important conclusions of quantitative genetic modeling. Concentrating on the maintenance of quantitative genetic variation by mutation-selection balance, we conclude that typically nonequivalent loci yield a genetic variance that is of order 10% smaller than that obtained from the previous approaches. For large populations, when the kurtosis is large, the genetic variance may be <50% of the result of equivalent loci, with Gaussian distributions of mutant effects.
EXPERIMENTAL measurements of mutant effects on a polygenic trait have consistently found that the distribution of mutant effects is leptokurtic, with a kurtosis (fourth central moment divided by the squared variance) that is in excess of the value 3 associated with a normal distribution. A prominent finding was the work on P-element insertions affecting Drosophila bristle number (![]()
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A number of theoretical treatments have dealt with the implications of this kurtosis for biologically important quantities. The two most notable are the amount of genetic variance maintained by populations under mutation-selection balance (![]()
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Here, by contrast, we propose an alternative model that suggests that the observed kurtosis of the distribution of mutant effects may be a property that emerges only at the trait level, regardless of the distribution of mutant effects at individual loci. The model relies crucially on the empirically motivated assumption that the loci contributing to a trait have different mutational effects and thus are nonequivalent.
There is abundant evidence suggesting that quantitative trait loci (QTL) are mutationally nonequivalent. Studies have shown that the proportion of phenotypic variance contributed by different QTL can vary widely (![]()
![]()
We present a new method of incorporating mutational nonequivalence of loci that avoids these problems. This is achieved by choosing the various mutational properties of each locus, at random, from a particular probability distribution. We then argue that certain observable quantities, such as the distribution of mutant trait effects, are "self averaging." As such, we can replace these observable quantities by their average over the randomly chosen mutational properties. This reduces the number of free parameters in the problem to the (assumed small) set required to specify the probability distribution of mutational properties of individual loci. In addition to an economy of description, the small set of free parameters can also be thought of as encapsulating the degree of nonequivalence of loci. Thus by exposing the influence of these parameters we can make explicit the influence of nonequivalent loci. In the first part of this article, we show explicitly the influence of these parameters on the distribution of new mutations. Having demonstrated that the kurtosis of the distribution of mutant effects may emerge through nonequivalent loci, we follow this up, in the second part of this article, by exploring other biological implications of our way of incorporating mutational kurtosis into the model. In particular we compare the implications for the level of genetic variance maintained at mutation-selection balance with the method of incorporating mutational kurtosis used in the theoretical articles cited above.
| MODEL AND RESULTS |
|---|
Distribution of mutant effects:
We use the continuum-of-alleles model introduced by ![]()
![]()
![]()
![]()
. The effect of each new mutation at locus i is drawn from a continuous probability distribution, fi(x). It is assumed that the quantitative trait in question is controlled by n additively contributing diploid loci. Thus an individual's genotypic value, G, is given by
, where yi (y*i) is the effect of the allele of maternal (paternal) origin at locus i. Additivity means that at the level of the trait, there is no dominance or epistasis.
The distribution of single mutation effects for the trait, F(x), is a weighted sum over the mutant distributions at each locus, with the weights proportional to the allelic mutation rate at each locus. In terms of the allelic mutation rate at the ith locus, µi, the mutation rate of the trait is
and the weighting of the ith locus is
. We then have
![]() |
(1) |
To experimentally measure this distribution requires either an asexual organism or a sexual line that is genetically homogeneous (homozygotic at each locus). Without such genetic homogeneity, the variation generated by recombination can mask the direct effects of F(x).
For simplicity, we assume that the distribution of mutant effects at locus i, fi(x), is a parameterization of a "reference distribution," g(z). This reference distribution has the properties that it (i) is normalized to unity, (ii) has unit variance, and (iii) has zero mean. The results given below apply for a range of distributions with these properties, but for concreteness, we introduce a specific form of the reference distribution, the Gaussian. This is the form of fi(x) adopted by ![]()
![]() |
(2) |
We derive the allelic mutation distribution at locus i, fi(x), from g(z) by incorporating a parameter bi (where
> bi > -
) and a parameter vi (where vi > 0), as
![]() |
(3) |
The distribution fi(x) of Equation 3 is normalized to unity, but incorporates a mutational bias, bi, which is the mean deviation of a mutant allelic effect from the parental value. More importantly for this article, the distribution fi(x) possesses a variance of vithe variance of mutant allelic effects. It follows that in this model, each locus is characterized by the three quantities µi, bi, and vi, and we introduce nonequivalent loci by allowing variation in the values of these quantities across loci.
Initially, let us confine ourselves to the case of nonbiased (or uniformly biased) mutation. As such, we set all the bi to zero and confine ourselves to variation only in the vi (the more general case is discussed below).
To obtain the distribution of mutant effects, we substitute Equation 3 into Equation 1, yielding
. We assume mutational variances (vi) at different loci have all been independently drawn at random from a particular probability distribution, P(v), and that there is no correlation between allelic mutation rates (µi) and mutational variances. In such a case, the distribution of mutant trait effects, F(x), when calculated for a typical set of mutational variances, will have moments that differ by terms of order n-1/2 from moments calculated from an F(x) that is averaged over all vi; see Appendix A for details. Thus an approximation of F(x) is to replace it by its average over all vi. Denoting quantities averaged over all vi by an overbar, and using
, we find
![]() |
(4) |
where the final form on the right-hand side of Equation 4 has been written in terms of a Dirac delta function,
(). It follows directly from this final form that moments of
(x) factorize into a product of averages, one with respect to P(v), the other with respect to g(z):
![]() |
(5) |
Both the second and fourth moments of the distribution of mutant effects, approximated here by
(x), have been investigated by empirical workers and play important roles in quantitative genetic modeling. The second moment of
(x), when multiplied by the trait mutation rate, U, yields the input into the trait genetic variance from new mutations each generation and is usually denoted VM (![]()
![]()
. Thus the variance of mutational effects is simply the averaged variance of a locus. With the kurtosis,
, the situation is quite different. From Equation 5, our approximation of the kurtosis is
![]() |
(6) |
Using the fact that the squared coefficient of variation of the v, which we write as CV2(v), is defined as the variance of v divided by its squared mean, i.e.,
, we can write Equation 6 as
![]() |
(7) |
where
is the kurtosis associated with the distribution of mutant effects at a single locus or, equivalently, the kurtosis resulting from any number of loci with identical distributions of mutant allelic effects. Note that since CV2(v) is nonnegative, it follows from Equation 7 that
0 and any variation in the v values yields
>
0. As such the overall distribution of mutant effects will always have an enhanced kurtosis when compared to the distributions at locus level. Furthermore, this enhancement is directly proportional to the degree of nonequivalence of the loci, as expressed by the squared coefficient of variation of the distribution P(v). Although this result follows from an approximate treatment, we show in Appendix B that if the only mutational properties of loci that are different are the mutational variances (vi), the result
0 holds quite generally. The fact that combining two different-width Gaussians creates a leptokurtic compound distribution was noted by ![]()
Let us now allow variation in the mutational biases, bi, to be taken into account. For independently chosen b's, with no correlation with other parameters, we find (details not given) a kurtosis of mutant trait effects of
(
0[1 + CV2(v)] + 6ß +
bß2)/(1 + ß)2, where
and
b is the kurtosis of the distribution of the b's. When ß << 1, the effect of differences in biases across loci is negligible and we recover the result for the kurtosis of mutational effects given in Equation 7. However, in the opposite limit, ß >> 1, the differences in bias dominate and the kurtosis is approximately equal to that of the b's. For intermediate values of ß, the dependence of
on ß is nonmonotonic when (
b +
0[1 + CV2(v)] - 6)/(
b - 3)
1. In the following, we assume that ß << 1 and that mutational biases have little effect on the results. This, although plausible, is mainly a convenience, as we have little empirical evidence to guide us as to an appropriate form for their distribution. Observations such as CLAYTON and ROBERTSON's (1964) finding that Drosophila bristle-number mutations do not change the trait mean can tell us little about the bias at any particular locus.
In contrast to the biases, there is some empirical evidence available for the distribution of the mutational variances, P(v). The aforementioned results from quantitative trait loci (QTL) analysis suggest that the vast majority of QTL contribute a very small proportion of phenotypic variance, while a much smaller number contribute a substantial proportion (![]()
![]()
![]()
), that vanishes for v < 0, and for v > 0 is given by
![]() |
(8) |
where q and
are parameters and
() denotes Euler's gamma function (![]()
. If q << 1, the enhancement of kurtosis, resulting from nonequivalent loci (Equation 7), can be substantial. By way of illustration, note that q is related to another significant quantity, namely the expected proportion of loci that have a mutational variance smaller than the mean mutational variance,
; this proportion is given by
, where
is the incomplete gamma function. Thus, if
82% of the loci affecting a trait have a mutational variance smaller than the mean mutational variance, as would occur if q = 1/9, then from Equation 7, an overall kurtosis of 40 would be entirely consistent with an allelic kurtosis,
0, of just 4.
Using Equation 8, we can go further and evaluate Equation 4, the averaged distribution of mutant effects, yielding the exact result
![]() |
(9) |
where Ka(z) is a Bessel function of the second type of order a and argument z (![]()
|
Nonequivalent loci and the maintenance of genetic variance:
It is now appropriate to ask whether generating the empirically observed kurtosis using nonequivalent loci, rather than incorporating it at locus level, via equivalent loci, has a significant effect on other quantities of biological interest. We concentrate on the maintenance of quantitative genetic variation in a single phenotypic trait, through the balance between mutation and stabilizing selection.
![]()
![]()
|
The classic analyses of Crow and Kimura's model (![]()
![]()
![]()
![]()
![]()
We assume randomly mating populations, with discrete generations, and no sexual dimorphism. Furthermore, we follow all of the relevant articles cited above, by making the approximation of global linkage equilibrium (cf. ![]()
2y,i, and then summing over all loci:
![]() |
(10) |
The factor of 2 arises from diploidy.
If the average fitness of an individual with genotypic value G is given by 1 - sG2, we can find
2y,i by solving the equation:
![]() |
(11) |
(![]()
i(yi), when yi is defined so that
.
To allow a meaningful comparison of results for the three classes of mutant distribution, they were generated as follows. First we generated a sample of n mutational variances, (v1, v2, ... , vn) from the gamma distribution (Equation 8), where n is the number of loci. For all three classes of mutant distribution, we assumed, for simplicity, that the mutation rates at all loci were equal and the biases were all zero.
For the NG loci, the distribution of mutant allelic effects at locus i, namely fNG,i(x), was Gaussian, with a variance vi (see Equation 3, with all bi set to zero). As such, the overall (i.e., trait) mutant distribution,
, has a kurtosis that is given approximately by Equation 7, with
0 = 3.
For the EL loci, the distributions of allelic effects at each locus were constructed to be exactly equal to the overall (i.e., trait) mutant distribution in the NG case. Thus, the distribution of mutant allelic effects at locus i is given by
for all i. As such, the overall (i.e., trait) mutant distributions in EL and NG cases are identical,
, although resulting from very different distributions at locus level.
For the EG loci, each locus had the same mutational variance, which was set equal to
, which is the sample mean of the n values of vi. Note that because n is finite,
v
does not exactly coincide with the expected value of vi, namely
.
As a result of the way the distributions of mutations were determined, the amount of variation contributed by new mutations, VM, was identical in all three cases and was given by
.
Rather than present a full numerical investigation, we make our point with a series of examples. Since VM is one of the most well-characterized parameters in quantitative genetics, we chose the other parameters such that VM was set to the "typical level" of
, with the environmental variance set to unity throughout (![]()
![]()
![]()
, to equal 0.05. This last value, often used in theoretical work, stems from LANDE's (1976) extrapolation from the data of ![]()
, the value
v
0.05 approximately requires 2nµ = 0.02 and this left us the choice of generating the required VM through either an implausibly large number of loci or an implausibly high mutation rate. With this in mind, we examined two regimes, first n = 2000 and
, and second, n = 200 and
. See ![]()
![]()
The results given in Fig 2 involved drawing the vi values from the distribution Pgamma(v; q,
/q) for the three values of the shape parameter q used in Fig 1 that encompass the range of experimentally observed kurtoses (![]()
|
These results and all other combinations we tried suggest strongly that VG(NG) < VG(EL) < VG (EG), where VG(EG) denotes the genetic variance maintained by EG loci and likewise for the other cases. In the most extreme case considered, however, the result for equivalent leptokurtic loci, VG(EL), is only
12% smaller than the value of VG(NG) that followed from nonequivalent loci (via the method presented in this work). Thus while there are differences in the genetic variances of "equivalent leptokurtic" and "nonequivalent Gaussian" loci, these are not particularly large. There does thus not seem to be a significant sensitivity of the genetic variance on the precise way mutational leptokurtosis is incorporated into the model.
A useful benchmark result is the house of cards approximation (![]()
![]()
and extremely well for the EG loci in the regime where
(see Fig 2).
For both EL and NG loci, the genetic variance can, in some cases, be <50% of the genetic variance of EG loci and thus of the house of cards approximation. The reason for this is different in the two cases.
For EL loci ![]()
For NG loci, Bürger's results do not apply, since at each locus, the distribution of mutant effects is itself Gaussian. There are, however, a range of mutational variances present in the loci controlling the trait, and the genetic variance is a sum over the genetic variances arising from loci with different mutational variances. Turelli's result applies well only to loci for which v
10µ/s. In this work, the expected proportion of loci lying outside the house of cards regime is
, where
is the incomplete gamma function. When
this proportion is well approximated by
. As an example of the numbers that can be expected, we note that for
, and
, the proportion of loci lying outside the house of cards regime is
69% for q = 1/12, 52% for q = 1/6, and 8% for q = 1.
| DISCUSSION |
|---|
There is a tradition within quantitative genetic modeling of assuming that all loci can be treated as fully equivalent "average" loci. Although this may be adequate for many practical purposes, in some cases, it can have a significant effect on the results of the analyses (![]()
![]()
![]()
![]()
With this model, we have shown that the observed kurtosis in the distribution of mutant effects can plausibly be attributed to variation in the mutational properties of the loci, rather than to leptokurtic distributions at each locus. Conversely, we suggest that the distributions at each locus [denoted here by fi(x)], are likely to have lower kurtoses than that of the overall distribution, F(x). Thus, to the extent that any biological prediction depends on high levels of kurtosis at locus level, that prediction would have to be revised in the direction of smaller effects from kurtosis. This conclusion does require that the assumptions leading to Equation 7 hold, at least roughly, and perhaps the most cautious conclusion is that knowledge of the distribution of mutations on the trait allows very little to be inferred about the distribution of mutant effects at individual loci.
We went on to examine the maintenance of genetic variance by mutation-selection balance, since the role of mutational kurtosis here has been controversial. Our findings show that, in large populations, substantial differences are possible. In particular, for values of mutational kurtosis measured empirically, the reduction can be >50%. Furthermore, incorporating this kurtosis through nonequivalent loci, rather than at locus level, leads to a further reduction. However, our findings indicate that the differences between the results for "nonequivalent Gaussian" loci and "equivalent leptokurtic" loci are not large, typically
10%.
In conclusion, although a substantial proportion of standing genetic variation may result from mutation-selection balance (![]()
![]()
![]()
![]()
![]()
![]()
![]()
![]()
![]()
| ACKNOWLEDGMENTS |
|---|
We thank James Crow, John Maynard Smith, and Adam Eyre-Walker for helpful discussions and the two anonymous reviewers for useful suggestions. This research was supported by the Biotechnology and Biological Sciences Research Council (United Kingdom) under grant 85/G11043 and by the University of Sussex under its Graduate Teaching Assistantship Scheme.
Manuscript received September 10, 2001; Accepted for publication March 11, 2002.
| APPENDIX A |
|---|
Here, we specialize to the case of nonbiased mutation, where all bi are set to zero. We estimate the typical error incurred by using the v averaged distribution of mutations,
(x), in place of F(x). We approach this by focusing on averaged deviations of moments. Let Ma denote the ath moment of
[with a restricted to a = 2, 3, 4, ... since the mean of g(x) vanishing results in M1 always being zero]. A straightforward calculation, using
, yields

We have
and
so
and assuming mutation rates at the n loci do not have a large amount of variation, this indicates that a typical ci is roughly 1/n. Thus we have the estimate
so

and this leads to the estimate

Thus the fractional error on Ma is controlled by the factor
and F(x) can be thought of as self-averaging; its typical behavior is similar to that of its average over v and in Fig 1 we illustrate this. As an example, consider the variance of x. We have

and the fractional error on the variance is of order
with
. Higher moments are also controlled by the factor
but, as might be expected, these become noisier: The fractional error on Ma is of order
and CV(va/2) generally grows with a.
| APPENDIX B |
|---|
Here, we show the general validity of the inequality
0 that relates the kurtosis of the distribution of mutant trait effects,
, and the kurtosis associated with the distribution of mutant effects at a single locus,
, when there is variation only in the mutational variances and no other parameters.
To prove the inequality for the distribution
, we note that it has a mean of zero [because g(y) is even] and its second and fourth moments are
,
. Thus its kurtosis is

It follows that

and the right-hand side of this equation is always nonnegative, hence generally, i.e., with no approximation,
0.
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. As a result, q is the only free parameter in the distribution. The solid line shows the averaged approximation of
with a standard error,
, of 0.473, while the theoretical prediction was
. For q = 1/6, the results were
and
. For
while
and
.


