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Joint Linkage and Linkage Disequilibrium Mapping of Quantitative Trait Loci in Natural Populations
Rongling Wua, Chang-Xing Maa,b, and George Casellaaa Department of Statistics, University of Florida, Gainesville, Florida 32611
b Department of Statistics, Nankai University, Tianjin 300071, People's Republic of China
Corresponding author: Rongling Wu, 533 McCarty Hall C, University of Florida, Gainesville, FL 32611., rwu{at}stat.ufl.edu (E-mail)
Communicating editor: Y.-X. FU
| ABSTRACT |
|---|
Linkage analysis and allelic association (also referred to as linkage disequilibrium) studies are two major approaches for mapping genes that control simple or complex traits in plants, animals, and humans. But these two approaches have limited utility when used alone, because they use only part of the information that is available for a mapping population. More recently, a new mapping strategy has been designed to integrate the advantages of linkage analysis and linkage disequilibrium analysis for genome mapping in outcrossing populations. The new strategy makes use of a random sample from a panmictic population and the open-pollinated progeny of the sample. In this article, we extend the new strategy to map quantitative trait loci (QTL), using molecular markers within the EM-implemented maximum-likelihood framework. The most significant advantage of this extension is that both linkage and linkage disequilibrium between a marker and QTL can be estimated simultaneously, thus increasing the efficiency and effectiveness of genome mapping for recalcitrant outcrossing species. Simulation studies are performed to test the statistical properties of the MLEs of genetic and genomic parameters including QTL allele frequency, QTL effects, QTL position, and the linkage disequilibrium of the QTL and a marker. The potential utility of our mapping strategy is discussed.
GENETIC mapping of quantitative trait loci (QTL) has become a routine tool for the genetic study of plants, animals, and humans. With such a tool, many fundamental genetic questions including the inheritance mode of a quantitative trait, genotype x environment interaction, and the genetic basis of heterosis can be addressed (reviewed by ![]()
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Because of differences in biological properties of study materials, considerable effort is being made to develop statistical genetic mapping methods for specific species or populations. In terms of the genetic principles behind mapping, the methodology of genetic mapping includes two main areas: linkage analysis and association studies (reviewed by ![]()
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The limits of linkage analysis and linkage disequilibrium mapping when they are used alone can be overcome by a new strategy for taking advantage of each approach in genetic mapping. Such a joint linkage and linkage disequilibrium mapping strategy has been recently devised by ![]()
In this article, we extend the joint linkage and linkage disequilibrium mapping strategy to map QTL segregating in a natural population. The extension allows for simultaneous estimates for a number of genetic and genomic parameters including the allele frequency of QTL, its effects, its location, and its population association with a known marker locus. Our analysis is performed within the maximum-likelihood framework, implemented with the expectation-maximization (EM) algorithm. The statistical properties of the estimates for different genetic parameters are studied through extensive simulations. A comparison of the power for detecting linkage disequilibrium is made on the basis of traditional disequilibrium analyses and the joint linkage and linkage disequilibrium analysis proposed here.
| STATISTICAL METHOD |
|---|
Population structure theory:
Outcrossing species likely have heterogeneous genomes, on which both dominant and codominant loci are distributed. For codominant loci, there are often a high but variable number of alleles from locus to locus (![]()
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Consider one marker (M) and one QTL (Q), both segregating in a random mating population at Hardy-Weinburg equilibrium. The two alleles are denoted by M1 and M2 at the marker locus and by Q1 and Q2 at the QTL. The frequencies of alleles Mr (r = 1, 2) and Qs (s = 1, 2) in the population are denoted by pr and qs, with
and
. The population frequency of one-locus genotypes
and Qs1Qs2 (s1
s2 = 1, 2) are denoted by Pr1r2 and Qs1s2, with
2r1
2r2
and
. The nonallelic frequencies from the marker and QTL are not independent of each other in the population, with the coefficient of gametic linkage disequilibrium denoted by Drs.
If the marker and QTL are located on the same region of a chromosome, they are likely linked with recombination fraction
. On the basis of population genetic theory (![]()
![]() |
(1) |
where D(t)rs has a bound of max[-p(t)1q(t)1, -p(t)2q(t)2]
D(t)(rs)
min[p(t)1q(t)2, p(t)2q(t)1] (![]()
r2, s1
s2 = 1, 2 denote the two alternative alleles of the marker and QTL), whose population frequencies P(t)r1r2s1s2 in the current generation t are calculated as products of the population frequencies of the maternal and paternal gametes (Table 1). Table 1 also gives the (conditional) frequencies of the four gametes produced by each of the nine genotypes for the next (progeny) generation t + 1. As shown by population genetic theory, the amount of linkage disequilibrium between any two loci is reduced at the rate of recombination frequency after the population mates at random for one generation (![]()
)D(t). Thus, the population frequencies of two-locus gametes MrQs (r, s = 1, 2), which are randomly combined to form the progeny generation t + 1, are expressed as
![]() |
(2) |
For plants, all genetic information about the progeny generation is contained in seeds. If there is no overlapping in reproduction between parental and progeny generations, the frequencies of the genotypes at the marker and QTL are the products of the frequencies of the corresponding gametes.
|
Sampling theory:
Assume that we randomly select M unrelated individuals from the population and collect the seeds from the selected individuals. The seeds are germinated and grown into seedlings for a progeny test, which is a regular procedure for traditional quantitative genetic experiments (![]()
for M1M1,
for M1M2, and
for M2M2. The progeny from the selected individuals (called mothers) with different marker genotypes are different in genotype composition and genotype frequency (Table 2). In other words, the marker genotype of an offspring (go) is dependent on the marker genotype of its mother (gm):
![]() |
(3) |
Thus, different mother marker genotypes and different progeny marker genotypes form seven unique two-level marker genotypes, i.e., {M1M1 - M1M1}, {M1M1 - M1M2}, {M1M2 - M1M1}, {M1M2 - M1M2}, {M1M2 - M2M2}, {M2M2 - M1M2}, and {M2M2 - M2M2}. The number of the progeny of marker genotype M
1M
2 produced by the ith mother plant of marker genotype Mr1Mr2 is denoted by N
1
2r1r2i, where the subscripts stand for the marker genotype of the mother and the superscripts for the marker genotypes of its progeny (r1, r2,
1,
2 = 1 or 2 constrained by Expression 3). The conditional probabilities of the QTL genotypes given each two-level marker genotype are given in Table 2 (see Appendix A for the derivations). These conditional probabilities are used to calculate the likelihood of the phenotype for the trait in an open-pollinated progeny design.
|
Estimation theory:
Suppose there is a segregating QTL responsible for a quantitative trait in the half-sib families. The phenotypic value of offspring j in an open-pollinated progeny test at the putative QTL is described by a simple statistical model
![]() |
(4) |
where µ is the overall mean, xj and zj are the indicator variables describing the genotypes of the QTL,

and

and
j is the random error,
j
N (0,
2). The genotypic values of Q1Q1, Q1Q2, and Q2Q2 are denoted by µ + 2
, µ +
+
, and µ, respectively, where µ is the population mean and
and
are the additive and dominant effects of the QTL. The unknown genetic parameters specifying the genetic architecture of the trait in the progeny population are included in the vector
. The maximum-likelihood estimates (MLEs) of these parameters can be obtained by maximizing the likelihood of the phenotype (y) and marker (M) data. The likelihood of the phenotypic trait and the marker genotype data observed in the open-pollinated progeny can be written as a mixture model,
![]() |
(5) |
where N is the total number of offspring (seeds) in the open-pollinated progeny design, h
j is the conditional probability of the
th QTL given a two-level marker genotype for the jth offspring (
= 0, 1, 2), h
1
2
r1r2j is specified for the offspring marker genotype M
1M
2 and mother genotype Mr1Mr2 (Table 2), and f
(yj) is the normal distribution density function having the form

Calculating the MLEs of
is equivalent to differentiating the log-likelihood of Equation 5 with respect to each of the unknown genetic parameters, setting the derivatives to equal zero, and solving the log-likelihood equations. On the basis of these procedures, we can obtain the explicit ML estimator of marker allele frequency p1:
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(6) |
For the other parameters
, it is not possible to derive explicit ML estimators. To obtain MLEs for these parameters, the EM algorithm (![]()
The existence of the QTL under consideration can be tested by formulating the two hypotheses
![]() |
(7) |
A log-likelihood ratio (LR) test statistic for the test of these two hypotheses is calculated using

where
and
denote the MLEs of the unknown vector under the full model (H1) and reduced model (H0), respectively, and LRQ asymptotically follows the
2 distribution with 2 d.f. The hypotheses for testing the linkage disequilibrium detected in the progeny generation t + 1 can be formulated as
![]() |
(8) |
with the corresponding LRD approximately
2 distributed with 1 d.f. (![]()
![]() |
(9) |
with the LRR also approximately
2 distributed with 1 d.f. (![]()
![]()
![]()
equal a particular small value, e.g., 0.01. In summary, by testing simultaneously for the significance of linkage and linkage disequilibrium, our analytical approach increases the predictability of gene mapping in a natural population.
| SIMULATION |
|---|
The statistical properties of the mapping method proposed in this article are examined by using simulated examples. Suppose the mother plants from which seeds are collected and grown into seedlings are randomly sampled from a panmictic population. A biallelic marker locus and a biallelic QTL, each of which is segregating in the population, are genetically associated. A number of factors may affect the precision and power of the method to detect the putative QTL, which include sampling schemes, the degree of marker and QTL segregation, the degree of linkage and linkage disequilibrium, and the mode of QTL gene action.
The effects of sampling schemes and population heterozygosity:
How the size of samples and their allocation between and within open-pollinated families affect the behavior of a statistical method in a mapping experiment is an important issue for a practitioner to examine. In this simulation, we investigate the effects of three different sampling schemes on parameter estimation. The three schemes include (1) few large families (10 x 100), (2) moderately sized families of a moderate number (32 x 32), and (3) many small families (100 x 10). Also, the effects of sampling schemes are affected by other factors, such as gene segregation, the degree of nonrandom association between the marker and QTL, and the QTL effect. The effect due to the interaction between sampling schemes and gene segregation is examined. Gene segregation for a gene in a population is described by the difference in the frequencies of alternative alleles at the gene. A larger difference (say 0.10 vs. 0.90) implies that a population is closer to fixture and has a smaller degree of segregation. Otherwise, a population of a smaller difference in allele frequency (say 0.50 vs. 0.50) has a larger degree of segregation. Table 3 gives the parameter values used to simulate the effects of sampling schemes and gene segregation. Assuming each of the M selected open-pollinated families has an equal size, the phenotype and marker data are generated using the following steps:
- Step 1. Randomly assign three marker genotypes to the M hypothesized mother plants according to probabilities p2(t)1(M1M1), 2p(t)1p(t)2(M1M2), and p2(t)2(M2M2).
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Table 3. Means and standard errors (in parentheses) of the MLEs of the genetic parameters for different sampling schemes and different heterogeneity in allelic frequency from 100 simulation replicates - Step 2. Randomly assign three marker genotypes to the progeny within a mother plant of a particular marker genotype according to probabilities of the marker genotypes of the progeny (Table 2).
- Step 3. Randomly sample joint genotypes at both the marker and QTL for an offspring derived from each mother plant from a multinomial distribution with the probabilities calculated from Table 2.
- Step 4. Determine the phenotypic value for an individual with a given marker-QTL joint genotype by its genotypic value of the QTL plus a random number sampled from a normal distribution of mean zero and variance
2 = 1.
The mean and standard error of the MLE for each of the unknowns over 100 replicates of simulation are given in Table 1. The MLE of the marker allele frequency is estimated directly, using Equation 6. The estimation for the other parameters is viewed as a missing data problem. In general, the EM algorithm derived in this article can provide the unknown parameters with consistent MLEs compared to their actual values. Yet, the precisions of parameter estimations in terms of the standard errors estimated from multiple simulation runs are greater when using a sampling scheme of few large families (10 x 100) than of many small families (100 x 10). Such precision improvement due to the use of a better sampling scheme is much more remarkable when the population sampled is closer to fixture. For example, when the difference in allele frequency for both marker and QTL is 0.80, the standard error for the allele frequency of the QTL is 0.0151 for many small families and 0.0087 for few large families. But the corresponding values are 0.0105 and 0.0081 for a population having an equal frequency for the alternative alleles at the same locus.
The power of detecting a significant linkage disequilibrium using our method is also investigated. For a less segregating population, the power is strongly dependent on the sampling scheme used, with 0.79 for many small families and 0.95 for few large families (Table 1).
The effects of linkage and linkage disequilibrium:
Because missing information about the QTL is inferred from the marker genotype, the relationship between the marker and QTL affects the estimates for genetic parameters. Here, four different relationship patterns are compared on the basis of a sampling scheme 32 x 32: (1) tight linkage and weak disequilibrium, (2) tight linkage and strong disequilibrium, (3) loose linkage and weak disequilibrium, and (4) loose linkage and strong disequilibrium (Table 4). In these four patterns, all parameters except recombination fraction and linkage disequilibrium are set equal. As expected, the marker allele frequency can be very well estimated. Given the same linkage between the marker and QTL, a more associated marker tends to provide more precise estimates for both the population genetic (allele frequency) and quantitative genetic parameters of the QTL (the overall mean, additive and dominant effect, and residual variance) than a less associated marker. Also, as shown in our simulation example, there is significantly greater power to detect a QTL using a more associated marker
than a less associated marker [
]. Similarly, given the same disequilibrium, a more linked marker displays greater precision and greater power for estimating a QTL than a less linked marker. When the marker has a loose linkage and weak disequilibrium with the QTL, the marker information provides little information about the genotype at the QTL. Under this circumstance, the MLEs for the QTL parameters are biased with lower precision compared to the other patterns. The power to detect an existing QTL based on the information of a marker with loose linkage (
= 0.20) and weak disequilibrium [
] is typically low (Table 5).
|
|
The effects of linkage and linkage disequilibrium on parameter estimation vary among different parameters. Generally, these effects are larger on the estimates of the dominant effect of the QTL and residual variance than the additive effect and overall mean (Table 4).
The effects of QTL gene action:
It has been well demonstrated that the magnitude of QTL effect affects parameter estimation, with a QTL of large effect being estimated more precisely than a QTL of small effect. Similar results have also been observed in the linkage disequilibrium-based mapping of QTL (![]()
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Our simulation on gene action includes four different patterns: (1) purely additive (
= 0), (2) partially dominant (0 <
/
< 1), (3) dominant (
/
= 1), and (4) overdominant (
/
> 1). Except for the marker allele frequency, all other parameters have a consistent trend in the precision and power of parameter estimation over gene action (Table 5). As shown by the estimates of standard error, a dominant QTL can be estimated more precisely than an additive QTL. Also, an overdominant QTL can be estimated more precisely than a dominant or partially dominant QTL. However, the power to detect a significant linkage disequilibrium between the marker and QTL is greater for an additive QTL than for a dominant QTL as well as for a partially dominant than for an overdominant QTL (Table 5).
Comparison between traditional disequilibrium mapping an our joint mapping:
We conduct an additional simulation study to compare the power for detecting linkage disequilibrium on the basis of the traditional disequilibrium mapping approach (![]()
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|
Table 6 shows the observed power for detecting linkage disequilibrium using the two mapping approaches. Generally, greater power is observed for the joint linkage and linkage disequilibrium analysis than for the pure disequilibrium analysis. However, the increase of the power by using the joint analysis depends on the degrees of linkage and linkage disequilibrium between a marker and QTL. In the situations where the linkage is loose or the disequilibrium is weak, the joint mapping approach has significantly increased power compared to the traditional disequilibrium mapping approach.
| DISCUSSION |
|---|
We have provided a unifying framework for the fine-scale mapping of QTL affecting a quantitative trait in a natural population on the basis of a joint linkage and linkage disequilibrium mapping strategy proposed by ![]()
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As an example, we used a simpler one-biallelic codominant marker/one-biallelic QTL model to demonstrate the statistical properties of the joint linkage and linkage disequilibrium analysis in the precise mapping of individual QTL for complex trait. Linkage analysis requiring informative meioses in a pedigree can rarely detect a target gene that is within 1 cM of markers, but it should be useful for a genome-wide scan for QTL because a high-density map covering the entire genome can be constructed in a single pedigree. Thus, through a genome-wide scan for QTL using linkage analysis, genomic regions containing QTL can first be identified. These identified regions are then saturated by more markers and are further narrowed around QTL, using the joint linkage and linkage disequilibrium mapping strategy. We employ the maximum-likelihood method implemented with the EM algorithm to obtain the MLEs for model parameters including the allele frequency of QTL, its effects, its location, and its linkage disequilibrium with a marker. Extensive simulation studies show that the method can provide reasonable estimates for these genetic and genomic parameters for a wide range of parameter values.
In the current modeling, we have not considered the phenotypes of the genotyped mothers sampled from a natural population and used to supply the next progeny (contained in seeds). Yet, this would not affect the efficiency and utility of the model because we have integrated mothers' marker genotypes and progeny's marker genotypes into a two-level marker genotype framework. Thus, the phenotypes of the progeny population can be directly associated with the two-level marker genotypes. The strategy with no need of mothers' phenotypes is practically advantageous in at least two aspects. First, for species like forest trees, sample mothers from a natural population are easily genotyped, but their phenotypes are difficult to measure. Second, the mothers sampled cannot be compared to their progeny in phenotypes because of different ages and growth environments. However, for some species that can be vegetatively propagated, a field trial can be established with clonal replicates of both mothers and their progeny. In this case, mothers and their progeny with the same age can be simultaneously measured and compared. A further simulation study is needed to examine the advantage of the model implemented with mothers' phenotypes.
Although the codominant marker assumption used can be valid by genotyping markers like SNPs, there are many dominant markers derived from rapid amplified polymorphic DNAs and amplified fragment length polymorphisms in real data analyses for natural outcrossing populations. Also, with no doubt, our one marker-one QTL model is too simplistic for a quantitative trait that may be controlled by multiple genes each with a different effect. For these two practical reasons, the joint linkage and linkage disequilibrium mapping approach needs extension to allow for multiple markers including dominant and multiallelic markers. Linkage analysis in a pedigree using dominant markers is often biased and has low precision especially when a sample size is small (![]()
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For a multi-QTL model, a number of genetic parameters are treated as unknown. These include the number of QTL, the additive and dominant effect of each QTL, different kinds of epistatic effect between each pair of QTL, the chromosomal location of each QTL (determined by the recombination fraction between each QTL and its flanking markers), the linkage disequilibrium between each pair of QTL, and the linkage disequilibrium between each QTL and each marker. The maximum-likelihood method that works in a one-marker/one-QTL case may be insufficient for handling such a high dimension of unknowns. Markov chain Monte Carlo (MCMC) methods within a Bayesian framework may be a better solution for our multi-QTL linkage and linkage disequilibrium mapping. Unlike the traditional maximum-likelihood method, MCMC methods provide estimates for unobservables by analyzing their posterior distributions (![]()
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| ACKNOWLEDGMENTS |
|---|
We are grateful to Dr. Bruce Weir, Dr. Shizhong Xu, Dr. Nengjun Yi, and Dr. Zhao-Bang Zeng for stimulating discussions about this study, and to the associate editor and two anonymous referees for their helpful comments on this manuscript. This manuscript was approved for publication as journal series no. R-07961 by the Florida Agricultural Experiment Station.
Manuscript received June 15, 2001; Accepted for publication November 20, 2001.
| APPENDIX A |
|---|
We describe a procedure for deriving the conditional probabilities of QTL genotypes given two-level (mother and progeny) marker genotypes. Let us first consider the mothers with marker genotype M1M1. This mother marker genotype is composed of three joint marker-QTL genotypes M1M1Q1Q1, M1M1Q1Q2, and M1M1Q2Q2, with respective population frequencies in the mother generation (t) as
,
, and
(Table 1). Each of these three mother two-locus genotypes generates either a two-locus gamete M1Q1 or M1Q2, or both, which are combined with all four possible two-locus gametes M1Q1, M1Q2, M2Q1, and M2Q2 from the pollen pool, with population frequencies p(t+1)11, p(t+1)12, p(t+1)21, and p(t+1)22, respectively, to produce the progeny generation (t + 1) (contained in seeds). Here it is not difficult to calculate the probabilities of different joint marker-QTL genotypes in the progeny population. For example, the probability of progeny joint genotype M1M1Q1Q1 derived from mother genotype M1M1 is the sum of
, where the first part results from the combination of the same gamete genotype M1Q1 from mother genotype M1M1Q1Q1 and the pollen pool and the second part from the combination of the same gamete genotype M1Q1 from mother genotype M1M1Q1Q2 and the pollen pool. Thus, according to Bayes' theorem, the conditional probability of the QTL genotype Q1Q1, given the mother's marker genotype M1M1 and progeny's marker genotype M1M1, is

The probability of progeny joint genotype M1M1Q1Q2 derived from mother genotype M1M1 includes two components: (1)
from the mating of mother gamete genotype M1Q1 and father gamete genotype M1Q2 from the pollen pool and (2)
from the mating of mother gamete genotype M1Q2 and father gamete genotype M1Q1 from the pollen pool. The conditional probability of the QTL genotype Q1Q2 given the mother's marker genotype M1M1 and progeny's marker genotype M1M1 is thus calculated as
. The rest of the conditional probabilities of the QTL genotypes given the mother's marker genotype M1M1 can also be calculated (see Table 2).
When the marker genotype of a sampled mother is M1M2, three possible joint marker-QTL genotypes are M1M2Q1Q1, M1M2Q1Q2, and M1M2Q2Q2, with population frequencies as
and
in the generation t, respectively. The probabilities of four joint marker-QTL gamete genotypes generated by each of these three joint genotypes are given in Table 1. Thus, the probability of progeny joint genotype M1M1Q1Q1 derived from mother marker genotype M1M2 is the sum of p(t)11p(t)21 · p(t+1)11 and (1 -
) [p(t)11p(t)22 + p(t)12p(t)21] · p(t+1)11. The conditional probability of the QTL genotype given the mother's marker genotype M1M2 and progeny's marker genotype M1M1 can be calculated accordingly. The probabilities of all QTL genotypes conditional upon different progeny marker genotypes derived from the mother's marker genotype M1M2 are derived in Table 2.
A similar procedure can be described to derive the conditional probabilities of different QTL genotypes when the mother's marker genotype is M2M2 (Table 2).
| APPENDIX B |
|---|
The MLEs of the unknown parameters
can be computed by implementing an EM algorithm (![]()

with derivatives

where we define
![]() |
(B1) |
which could be thought of as a posterior probability that progeny j have QTL genotype
. We then implement the EM algorithm with the expanded parameter set {
_, H}, where
. Conditional on H, we solve for the zeros of
/
_ log L(
_) to get our estimates of
_ (the M step). In the M step, the quantitative genetic parameters, µ,
, ß, and
2, of the QTL detected are solved using
![]() |
(B2) |
![]() |
(B3) |

![]() |
(B4) |
![]() |
(B5) |
The population genetic parameters q(t)s and D(t)rs and genomic parameter
are estimated by using a numerical subroutine approach (![]()
|
(B6) |
|
(B7) |
and
|
(B8) |
where
for the
th QTL conditional on a two-level marker genotype with the subscripts and superscripts given by Equation 5,
and
.
The estimates obtained from Equations B2B8 in Scheme 1 are then used to update H (the E step). In the E step, the posterior probability of progeny j to have QTL genotype
is calculated using Equation B1. The iteration between the E and M steps is repeated until convergence. The values at convergence are the MLEs of the parameters.
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