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On the mod resc Model and the Evolution of Wolbachia Compatibility Types
Sylvain Charlata, Claire Calmetb, and Hervé Merçotaa Institut Jacques Monod, Laboratoire Dynamique du Génome et Evolution, 75251 Paris, Cedex 05 France
b Museum National d'Histoire Naturelle, Service de Systématique Moléculaire, 75231 Paris, Cedex 05 France
Corresponding author: Sylvain Charlat, Institut Jacques Monod, Laboratoire Dynamique du Génome et Evolution, CNRS, Universités Paris 6 & 7, 2 Pl. Jussieu, 75251 Paris Cedex 05, France., charlat{at}ijm.jussieu.fr (E-mail)
Communicating editor: M. A. F. NOOR
| ABSTRACT |
|---|
Cytoplasmic incompatibility (CI) is induced by the endocellular bacterium Wolbachia. It results in an embryonic mortality occurring when infected males mate with uninfected females. The mechanism involved is currently unknown, but the mod resc model allows interpretation of all observations made so far. It postulates the existence of two bacterial functions: modification (mod) and rescue (resc). The mod function acts in the males' germline, before Wolbachia are shed from maturing sperm. If sperm is affected by mod, zygote development will fail unless resc is expressed in the egg. Interestingly, CI is also observed in crosses between infected males and infected females when the two partners bear different Wolbachia strains, demonstrating that mod and resc interact in a specific manner: Two Wolbachia strains are compatible with each other only if they harbor the same compatibility type. Here we focus on the evolutionary process involved in the emergence of new compatibility types from ancestral ones. We argue that new compatibility types are likely to evolve under a wider range of conditions than previously thought, through a two-step process. First, new mod variants can arise by mutation and spread by drift. This is possible because mod is expressed in males and Wolbachia is transmitted by females. Second, once such a mod variant achieves a certain frequency, it can create the conditions for the deterministic invasion of a new resc variant, allowing the invasion of a new mod resc pair. Furthermore, we show that a stable polymorphism might be maintained in natural populations, allowing the long-term existence of "suicidal" Wolbachia strains.
CYTOPLASMIC incompatibility (CI; reviewed in ![]()
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The mechanism of CI induction is currently unknown. However, the mod resc model allows interpretation of the various patterns observed so far (![]()
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Interestingly, CI is also observed in crosses between infected males and infected females, when the two partners bear different Wolbachia strains (![]()
| ARE MOD AND RESC CONTROLLED BY THE SAME GENES? |
|---|
A biochemical model has been proposed, according to which mod and resc are controlled by the same genetic determinant(s) (![]()
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Actually, some empirical evidence suggests that different genes control the mod and resc functions. Indeed, some Wolbachia strains that are unable to induce CI but are capable of rescuing it were discovered (![]()
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| NOTATIONS AND ASSUMPTIONS |
|---|
For the purpose of this article, Wolbachia strains are defined by four parameters: mod compatibility (modC), mod intensity (modI), resc compatibility (rescC), and resc intensity (rescI). modC and rescC are qualitative traits that define the compatibility type. modI is a quantitative trait referring to the frequency of embryo death in incompatible crosses. modI can vary from 0 (CI level = 0%) to 1 (CI level = 100%). Finally, rescI is a quantitative trait referring to the frequency of rescued embryos when the compatibility between modC and rescC is complete. rescI can vary from 0 (nonfunctional resc) to 1 (fully functional resc).
To illustrate our notation, let us describe the following strain, referred to as "strain 0" (S0) in the sections below. Its properties are noted as follows: For MA,yRA,z, M refers to mod; the two subscripts refer to modC (capital letter) and modI (small letter), respectively. R refers to resc; the two subscripts give rescC (capital letter) and rescI (small letter), respectively. A given modC is compatible with a given rescC if M and R bear the same capital subscript (i.e., MA,y is compatible with RA,x, RA,y, or RA,z). Thus, in subscripts, capital letters refer to qualitative traits (A or B in the sections below, with MA
MB and RA
RB), and small letters refer to quantitative traits (x or y or z in the sections below, with 0
Mx < My < Mz
1 and 0
Rx < Ry < Rz
1).
We analyze the emergence of new compatibility types under the following list of assumptions:
- Any mutation affecting modC or rescC renders these two totally incompatible (no partial compatibility).
- As previously mentioned, we suppose that mod (i.e., modC + modI) is independent from resc (i.e., rescC + rescI). Furthermore,
- modI is independent from modC, as well as rescI from rescC.
- Mutations affecting mod and resc do not interfere with the efficiency of maternal transmission or the effect of Wolbachia on host fitness (although maternal transmission might not be perfect and Wolbachia might have an effect on host fitness).
- Recombination between Wolbachia strains cannot occur.
- A given individual host is homogeneous with regard to Wolbachia infections (when a mutation gives rise to a new clone, its host is infected by this clone only). Finally,
- host populations are considered as panmictic,
- with unbiased sex ratio, and
- nonoverlapping generations.
The results discussed below are qualitatively robust to relaxing assumptions 1 and 3 (data not shown).
| EVOLUTIONARY FORCES ACTING ON MOD AND RESC VARIATIONS |
|---|
Variations of resc:
Let us first discuss the probable fate of variations affecting the resc function. Consider a host population (population 1, harboring a unique Wolbachia strain S0, MA,yRA,z; Fig 2) and a strain S1 (MA,yRA,y, with Ry < Rz) arising by a mutation affecting the rescI function of an S0 bacterium (Fig 2). S1 is selected against since females bearing S1 suffer a fertility deficit when mating with males infected by S0 or S1. Similarly, a strain S2 (MA,yRB,z, with RB
RA) arising by a mutation affecting the rescC function of an S0 bacterium (Fig 2), would be eliminated. Indeed, as illustrated in Fig 3A, females bearing S2 are not fully fertile when mating with males infected by S0 or S2. Thus, the efficiency of resc is expected to be optimized: Any reduction of rescI or change in rescC is limited by selection. As a consequence, the evolution of new compatibility types cannot start from changes in the resc function. As discussed below, variations affecting the mod function are far less constrained.
|
|
Variations of mod:
Consider population 1 (infected by S0, MA,yRA,z) and a strain S3 (MA,xRA,z, with Mx < My), arising by a mutation affecting the modI function of an S0 bacterium (Fig 2). In crosses involving infected males and uninfected females, S3 will induce a lower CI than S0. As a consequence, the overall infection frequency will decrease (indeed, if maternal transmission is not perfect, the infection frequency at equilibrium depends on CI level). However, given that resc is not affected, females bearing S3 and females bearing S0 are equally compatible with all types of males. Thus, S3 and S0 have the same fitness: As previously stated (![]()
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What about variations affecting modC? Consider population 1 (infected by S0, MA,yRA,z) and a strain S4 (MB,yRA,z, with MB
MA) arising by a mutation affecting the modC function of an S0 bacterium (Fig 2). As illustrated in Fig 3B, fertility is reduced in crosses between males bearing S4 and females bearing S4 or S0. However, given that the resc function did not change, females bearing S4 or S0 are equally compatible with all types of males. Thus, S4 and S0 have the same fitness: Variations of modC are neutral. This provides conditions for the emergence of new compatibility types, which we now consider.
| THE EMERGENCE OF NEW COMPATIBILITY TYPES |
|---|
Consider a host population (population 2, harboring S0, MA,yRA,z, and S4, MB,yRA,z). The relative proportion of these two bacterial variants changes through genetic drift only. Consider a strain S5 (MB,yRB,z, with RB
RA), self-compatible, arising by a mutation affecting the rescC function of an S4 bacterium (Fig 2). As illustrated in Fig 4A, S5 is counterselected if the frequency of MA variants exceeds that of MB variants, that is, if f(S0) > f(S4 + S5). In contrast, S5 will invade the population deterministically if f(MB) > f(MA) (Fig 4B). Simply speaking, the bacteria selected for are the ones bearing the rescC function compatible with the most frequent modC function. Thus, provided that drift resulted in f(S4) exceeding f(S0), any S5 strain will deterministically invade the population, leading to a shift of compatibility type from MARA to MBRB. Let us emphasize that this process does not imply several simultaneous mutational events. Note also that, at any time, natural populations are likely to be polymorphic with regard to modC, given that variations are neutral. If several modC functions coexist, a new compatibility type will invade as soon as the appropriate mutation affecting rescC occurs in a Wolbachia bearing the most frequent modC function.
|
Invasion by a new compatibility type may be facilitated by mutations affecting modI. Indeed, consider population 2 (harboring S0, MA,yRA,z, and S4, MB,yRA,z) and a strain S6 (MB,zRA,z, with Mz > My) arising by a mutation affecting the modI function of an S4 bacterium (Fig 2). In such a population (population 3, harboring S0, S4, and S6), the relative proportion of the three variants changes through genetic drift only. If S5 (MB,yRB,z) occurs in population 3, it may invade the population even if f(MB) < f(MA), as illustrated in Fig 5A. The bigger the difference between Mz and My, the lower the frequency of MB that must be reached for S5 to invade deterministically.
|
Interestingly, the process involved in the shift to a new compatibility type might also lead to an overall increase of CI levels. Indeed, consider population 3, harboring S0 (MA,yRA,z), S4 (MB,yRA,z), and S6 (MB,zRA,z). Consider now that instead of S5 (MB,yRB,z, bearing My), a strain S7 (MB,zRB,z, with RB
RA) arises by a mutation affecting the rescC function of an S6 bacterium (Fig 2). This strain invades population 3 in the same general conditions as S5, as described in the above paragraph, although more rapidly (Fig 5B). However, in the present case, the CI level is finally higher than in the previous situation, given that Mz > My. Thus, the process involved in the evolution of compatibility types might not simply be facilitated by mutations increasing modI; it might also induce by itself an increase of CI level. Higher transmission efficiency or lower cost to the host might also favor the spread of new compatibility types. However, these two parameters are expected to be optimized by selection in natural populations (![]()
| EVOLUTION AND STABLE MAINTENANCE OF SUICIDAL WOLBACHIA |
|---|
Consider population 2 (harboring S0, MA,yRA,z, and S4, MB,yRA,z) and the strain S2 (MA,yRB,z, with RB
RA) arising by a mutation affecting the rescC function of an S0 bacterium (Fig 2). Remember that S2, when arising in population 1 (infected by S0 only) is selected against. Different outcomes may occur in population 2. As illustrated in Fig 6A, S2 is lost if f(MA) > f(MB), that is, if f(S0 + S2) > f(S4). In contrast, the S2 frequency will increase if f(MA) < f(MB). Indeed, if f(MA) < f(MB), S2 bears the rescC function compatible with the most frequent modC. As f(S2) increases, f(MB) decreases and f(MA) increases, until f(MA) = f(MB); that is, f(S0 + S2) = f(S4), which is a stable equilibrium (Fig 6B). The population (population 4, harboring S0, S2, and S4) thus presents a stable polymorphism of Wolbachia strains: one self-compatible strain (S0) and two "suicidal" strains (S4 and S2), unable to rescue their own CI phenotype, but able to rescue the one induced by another strain. This polymorphism is stable in that any deviations of frequencies are limited by selection. However, note that the equilibrium might be broken if an S5 (MB,yRB,z) strain occurs in population 4, as S5 could invade the population.
|
| GENERALIZATION OF THE RESC FUNCTION |
|---|
Consider population 2 (harboring S0, MA,yRA,z, and S4, MB,yRA,z) and a strain S8 (MA,yRAB,z, with RAB
RA) arising by a mutation affecting the rescC function of an S0 bacterium, or a strain S9 (MB,yRAB,z, with RAB
RA) arising by a mutation affecting the rescC function of an S4 bacterium (Fig 2). S8, as well as S9, bears a rescC function compatible both with MA and MB. Such strains are selected for, regardless of f(MA) and f(MB). In other words, generalization of rescC is always selected for. Interestingly, ![]()
This process, involving an intermediate Wolbachia strain harboring a specific modC and a "double" rescC, can be compared to WERREN's (1998) hypothesis. It is important to stress two original facets of the present proposition, making it more satisfactory: (i) The two mutational events do not have to be simultaneous, since variations of modC are neutral, and (ii) for a shift of compatibility type to occur, there is no need that two mutations leading to a double rescC function occur in a different manner and in different populations (isolated in space or in time).
| CONSEQUENCES ON HOST MEAN FITNESS |
|---|
CI can affect host population mean fitness in various ways. First, CI-inducing Wolbachia may be costly to their host (negative effect on host fitness) and yet be maintained at high frequencies through the effect of CI (![]()
Mean fitness reductions of this magnitude are very likely to affect population demography and might render suicidal strains rare, through the extinction of populations bearing them. If suicidal mutants occur frequently, Wolbachia-infected populations might indeed go extinct frequently because of reduced mean fitness. The actual consequences of embryonic mortality caused by CI on population viability will depend on the type of ecological factors limiting population size. If population size is limited mainly by density-dependent factors, such as competition for food, the population demography is likely to be less affected than if population size is limited mainly by non-density-dependent factors. Consequently, Wolbachia infections might be rarer in species where population size is limited mainly by non-density-dependent factors.
| CONCLUSION AND PROSPECTS |
|---|
Our analysis suggests that if mod and resc are genetically separate, new compatibility types are likely to evolve under a wide range of conditions, through a process involving drift and selection. This being so, compatibility types cannot be considered as evolutionarily stable in finite populations. Generalization of the resc function might represent an intermediate stage in the evolution of new compatibility types, although it is not an indispensable step. Finally, we have shown that stable polymorphism can be maintained, allowing the long-term existence of suicidal Wolbachia strains, with heavy consequences on population mean fitness.
For this analysis, we assumed that when a mutation occurs, the individual host is infected by the mutant clone only [assumption (6)]. The underlying hypothesis is that the effective bacterial population size is very small within an individual host. This assumption might be justified if Wolbachia clones get through tight bottlenecks at every generation, during the germ cells' colonization within the developing embryo. Yet, multiple infections are stably maintained in natural populations (![]()
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Future models concerned with the evolution of mod and resc will undoubtedly have to include nondeterministic processes, as these seem to play a fundamental role. Simulation programs, combining the effects of mutation, selection, and drift, should tell us how plausible are the different outcomes described here. Empirical tests are also required. In particular, the rate at which bidirectional incompatibility evolves must be estimated. For now, complete bidirectional incompatibility has been reported only from evolutionarily distant strains. It should not be hastily concluded from this (lack of) observation that the evolution of compatibility types is a slow process, given that only very few closely related strains have been confronted. This issue could be more deeply investigated through artificial injections of several Wolbachia strains, more or less closely related, within a single host. Finally, if the suicidal Wolbachia is to be found, it will come from the field.
| ACKNOWLEDGMENTS |
|---|
We thank Greg Hurst, Denis Poinsot, Hadi Quesneville, Fabrice Vavre, and the two anonymous reviewers for helpful comments on previous versions of this article.
Manuscript received April 10, 2001; Accepted for publication September 17, 2001.
| APPENDIX A |
|---|
ALGEBRAIC DETAILS FOR Fig 4
The fitness of the different variants is the probability that females bearing them mate with compatible males. If f(S0) = P, f(S4) = Q, and f(S5) = R, then

and the population mean fitness is

The frequencies of the different variants at generation N + 1 are functions of the frequencies at generation N:

| APPENDIX B |
|---|
ALGEBRAIC DETAILS FOR Fig 5
Fig 5A:
If f(S0) = P, f(S4) = Q, f(S6) = T, and f(S5) = R, then

and the population mean fitness is

The frequencies of the different variants at generation N + 1 are functions of the frequencies at generation N:

Fig 5B:
If f(S0) = P, f(S4) = Q, f(S6) = T, and f(S7) = R, then

and the population mean fitness is

The frequencies of the different variants at generation N + 1 are functions of the frequencies at generation N:

| APPENDIX C |
|---|
ALGEBRAIC DETAILS FOR Fig 6
If f(S0) = P, f(S4) = Q, and f(S2) = R, then

and the population mean fitness is

The frequencies of the different variants at generation N + 1 are functions of the frequencies at generation N:

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) symbolize embryonic mortality. (A) Unidirectional incompatibility. Infected females are fully fertile when mating with infected (w) as well as uninfected (
) males, while embryonic mortality occurs when uninfected females mate with infected males. (B) Bidirectional incompatibility. When males and females are infected, crosses are compatible only if the two partners bear the same Wolbachia variant.






