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Corresponding author: Rongling Wu, Department of Statistics, 533 McCarty Hall C, University of Florida, Gainesville, FL 32611., rwu{at}stat.ufl.edu (E-mail)
Communicating editor: G. A. CHURCHILL
| ABSTRACT |
|---|
A new strategy for studying the genome structure and organization of natural populations is proposed on the basis of a combined analysis of linkage and linkage disequilibrium using known polymorphic markers. This strategy exploits a random sample drawn from a panmictic natural population and the open-pollinated progeny of the sample. It is established on the principle of gene transmission from the parental to progeny generation during which the linkage between different markers is broken down due to meiotic recombination. The strategy has power to simultaneously capture the information about the linkage of the markers (as measured by recombination fraction) and the degree of their linkage disequilibrium created at a historic time. Simulation studies indicate that the statistical method implemented by the Fisher-scoring algorithm can provide accurate and precise estimates for the allele frequencies, recombination fractions, and linkage disequilibria between different markers. The strategy has great implications for constructing a dense linkage disequilibrium map that can facilitate the identification and positional cloning of the genes underlying both simple and complex traits.
WITH improved techniques for high-throughput identification and genotyping of polymorphisms, it has been possible to genotype molecular markers throughout the genome and construct a dense linkage map covering the entire genome (![]()
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510 cM. Second, homozygous inbred lines used to generate the F1 parents of a priori known linkage phases for the traditional linkage analysis (![]()
For natural populations, the degree of nonrandom genetic association or linkage disequilibrium, produced at a historic time by various evolutionary forces such as mutation, drift, selection, and admixture, is estimated to indirectly infer how strongly these markers are linked on the same chromosome. If the linkage disequilibrium of the markers occurred a long time ago, a strong linkage disequilibrium detected may suggest close physical linkage between the markers because linkage disequilibrium decays with time (![]()
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The success of linkage disequilibrium mapping is the presence of linkage disequilibrium between different loci arising from the covariance of the population frequencies of nonalleles in the same gamete (![]()
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A major problem with current strategies for linkage disequilibrium mapping is that they provide little insight into the mechanistic basis of linkage disequilibrium detected in a natural population. Without such knowledge, however, the genomic localization and cloning of genes based on linkage disequilibrium may not be successful, because a strong linkage disequilibrium detected between two genetic loci may be due to the recent occurrence of disequilibrium rather than a close physical map distance of the two loci. In human genetics, the cause of linkage disequilibrium can be revealed through a combined linkage and linkage disequilibrium analysis, as shown by a transmission/disequilibrium testing (TDT) approach (![]()
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In this article, we propose a new strategy for detecting linkage and linkage disequilibrium between polymorphic markers in natural populations. The new strategy is expected to provide a new avenue for studying the evolutionary dynamics of population variation and differentiation. Furthermore, as compared to a pure linkage analysis or linkage disequilibrium analysis, the combined use of linkage and linkage disequilibrium analysis methods can greatly enhance the feasibility of high-resolution mapping of genes of interest and their subsequent genetic manipulation. The strategy is presented in two parts, one on dioecious species and the other on monoecious species. Dioecious species including animals, humans, and many forest trees, such as Ginkgo, poplar, and willow, display a single sex for an individual and, therefore, are predominantly outcrossing. Monoecious species comprising most crop and horticultural plants and forest trees such as pine, fir, and spruce carry both sexes on every individual and could be both self-compatible and outcrossing. We first deal with a simpler dioecious model. A more complicated statistical model for analyzing natural populations of monoecious species will be reported in a forthcoming companion article.
| TWO-LOCUS MODEL |
|---|
Population structure theory:
Consider a panmictic natural population of a dioecious species in Hardy-Weinberg equilibrium. In the population,
neutral codominant markers M1, ... , M
are assumed to be segregating. Let an allele at marker Mi (i = 1, ... ,
), designated by Mir (r = 1, ... , ni), have population frequency Pir,
nir=1Pir = 1, with the number of alleles ni at the marker being arbitrary.
Assume that a second marker Mj is located on the same chromosome as Mi, both markers having a recombination fraction
ij. These two linked markers are genetically associated in the population with the coefficient of gametic linkage disequilibrium between a pair of nonalleles from the two markers denoted by Dijrs (s = 1, ... , nj). The population frequency of the gamete (haplotype) at the two markers MirMjs can be expressed as
![]() |
(1) |
with the constraints of
-pirpjs
Dijrs
pir(1 - pjs) (![]()
Dijrs =
Dijrs = 0 (![]()
The value of Dijrs may be positive or negative depending on whether nonalleles Mir and Mjs are in coupling (MirMjs gametes are overrepresented) or repulsion (MirMjs gametes are underrepresented) disequilibrium (![]()
r2 = 1, ... , ni) and s1, s2 (s1
s2 = 1, ... , nj) are the two alleles of zygotic genotype at markers Mi and Mj, respectively. The genotype frequency of Mir1Mir2Mjs1Mjs2 in the current population is expressed as
![]() |
(2) |
where w is the indicator variable relating the marker genotypes to their frequencies,

If all zygotes can produce gametes for the next generation, there will be a total of ninj gametes for markers Mi and Mj at the entire population level. But different zygotic genotypes produce different types of gametes; only the genotypes heterozygous at both markers generate all types of gametes whose relative frequencies are affected by recombination fraction and linkage disequilibrium. Table 1 gives nine zygotic genotypes, their population frequencies, and the frequencies of gametes they produce for the next generation under a simpler biallelic model (see Appendix A for derivations). According to the population genetics theory (![]()
ij)Dijrs. Thus, the gamete frequencies for haplotypes MirMjs in the new generation at the entire population level are
![]() |
(3) |
|
Further, these gametes are randomly combined to generate the progeny Mir1Mir2Mjs1Mjs2, which are contained in seeds for plants. If there is no overlapping in reproduction between the parental and progeny generations, the frequencies of the genotypes at the two markers are the products of the frequencies of the corresponding gametes.
Sampling theory:
A sample of H female plants is randomly selected from the population. The seeds of these sampled plants are collected and germinated into seedlings. In traditional quantitative genetics, these seedlings grown in a regular experimental design initiate a progeny test, which serves as the selection of best parents for the next generations (![]()
, each of an arbitrary number of alleles. According to the sampling theory, every randomly selected plant from the original population should be one of the 1/4ninj(ni + 1)(nj + 1) distinguishable genotypes for the two markers Mi and Mj, each genotype with a frequency of Pijr1r2s1s2 (see Equation 2) and a sample size of Hijr1r2s1s2 (Table 1). For dioecious species, offspring genotypes (contained in seeds) of a sampled plant are formed through combing its maternal gametes with paternal gametes from the pollen pool. These offspring virtually represent a half-sib relationship with the common mother and different (unknown) fathers. The relative fractions of different maternal gametes generated by a sampled plant of a particular marker genotype are given for two biallelic markers in Table 1. The frequencies of paternal gametes in the pollen pool at the entire population level are described by Equation 3. Because of different compositions of maternal gametes (Table 1), different marker genotypes of the sampled plants generate different compositions of progeny genotypes. The conditional probabilities (QR1R2S1S2r1r2s1s2) of the progeny genotypes at markers Mi and Mj, given a mother plant, can be derived from Bayes' theorem, where the subscripts index the mother plant's genotype and the superscripts index the genotype of a progeny. As a simpler example, these conditional probabilities are given for two biallelic markers in Table 2. Similarly, we use NR1R2S1S2r1r2s1s2 to denote the number of progeny with a particular genotype collected from a sampled plant.
|
Estimation theory:
The allele frequencies, linkage, and linkage disequilibrium for the markers Mi and Mj in the original population can be estimated using the random sample. To estimate these unknown genetic parameters associated with the two markers
ij = (Pir, Pjs,
ij, Dijrs)T, a two-stage hierarchical likelihood function of the marker data (M) is formulated from the sampled plants and their half-sib families,
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(4) |
with the restrictions of r1
r2, s1
s2, R1
R2, S1
S2, where
and
are the
th sampled plant and the
th progeny of the sampled plant, respectively, and the other symbols have been defined as above and are given in Table 1 and Table 2 when a biallelic model is assumed.
There have been a number of computational algorithms available to obtain maximum-likelihood estimates (MLEs) of the four unknowns. In this article, the Fisher-scoring algorithm based on iterations is employed (![]()
+ 1)th iteration can be expressed by the score function vector S(
ij) and Fisher information matrix I(
ij) (Appendix B). The values at the
th iteration are modified by adding to them the scores divided by the information, both evaluated at the
th iteration. This iteration continues until successive iterates differ by less than some specified amount. It is apparent that the appropriateness of the Fisher-scoring algorithm relies upon the condition that the information is not zero or the information matrix is nonsingular. In practice, it is always desirable to try several different starting values and to compare the likelihoods found after convergence. After obtaining the MLEs of the unknown parameters, the inverse of I(
ij) is calculated to estimate the sampling variances of
ij.
For the purpose of linkage mapping, the degree of linkage between the two markers under consideration is important and should be tested statistically. The hypotheses for testing for linkage are H0 (free recombination),
ij = 0.5 vs. H1 (linkage),
ij
0.5. The likelihood-ratio (LR) test statistic has the form of
![]() |
(5a) |
where ^ and
denote the MLEs of the unknowns under H1 and H0, respectively. Linkage disequilibrium is an important population genetic parameter and its existence and degree reflect the dynamics of population evolution. The hypotheses for overall linkage disequilibrium between markers Mi and Mj can be formulated as H0, all Dijrs = 0 vs. H1, at least Dijrs
0, whose LR test statistic is
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(5b) |
These test statistics (5a and 5b) are 
2-distributed with 1 d.f. Alternatively, the hypothesis test about linkage disequilibrium can be based on the collapse of marker data into a few alleles. But such a treatment may change the power of the tests for linkage disequilibrium, as demonstrated in ![]()
If the null hypothesis of (5a) is accepted, then a significant linkage disequilibrium detected by (5b) indicates that linkage disequilibrium between a pair of markers is not due to their strong linkage. In this case, results from pure linkage disequilibrium mapping (![]()
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| MARKER ORDERING |
|---|
The principle for a joint linkage and linkage disequilibrium analysis of two markers can be extended to include more than two markers. This extension is based on two assumptions: (1) recombination between any two markers is independent of recombination between any other nonoverlapping two, i.e., no crossover interference; and (2) linkage disequilibrium between one pair of markers is independent of disequilibrium between other pairs. When there are more than two markers, the most likely linkage order should give the highest likelihood value for a particular dataset. With the two assumptions described above, we propose a hidden Markov model to determine an optimal order for different markers (see also ![]()
Assume that all
codominant markers are derived from the same chromosome in a randomly mating population. We use Miri (ri = 1, ... , ni) and Miri1Miri2 (ri1
ri2 = 1, ... , ni) to denote an allele (gamete) and genotype (zygote) from a marker Mi, with the population frequencies Piri and Piri1ri2, respectively. For a particular order M1, ... , Mi, ... , M
,
i(i+1) is used to denote a recombination fraction between two adjacent markers. The coefficient of linkage disequilibrium between a pair of nonalleles ri and ri+1 from two adjacent markers is denoted by Di(i+1)riri+1. For a vector of unknowns
= {Piri,
i(i+1), Di(i+1)riri+1}T, a two-stage hierarchical likelihood function is formulated as
![]() |
(6) |
where there are the restrictions ri1
ri2, r(i+1)1
r(i+1)2, Ri1
Ri2, and R(i+1)1
R(i+1)2, and Pi(i+1)ri1ri2r(i+1)1r(i+1)2 and QRi1Ri2R(i+1)1R(i+1)2ri1ri2r(i+1)1r(i+1)2 are accordingly defined by Equation 1 and Equation 3.
Similarly, the MLEs of the unknown vector
can be obtained by the Fisher-scoring algorithm based on iterations (Appendix B). The hypotheses for linkage and linkage disequilibrium for every two adjacent markers can be tested accordingly. Using the Markov chain model (6), we can only estimate the linkage disequilibria between two adjacent markers and ignore the estimates of disequilibria between distant markers. Such a result may be limited from a population genetic perspective, because one cannot detect all possible linkage disequilibria generated by evolutionary forces. However, this result can definitely facilitate genomic localization and cloning of genes because our objective is to use a nearest marker to manipulate a target gene of interest.
| RESULTS |
|---|
To demonstrate the statistical properties of the method proposed in this article, we analyze examples on the basis of simulations. In these examples, plants for seed collection are supposed to be randomly sampled from a natural population in Hardy-Weinberg equilibrium. The effects of different sampling schemes and parameter values on the estimates for unknowns are examined, respectively.
Effects of sampling schemes:
Assume that the total number (1000) of the open-pollinated progeny collected from all sampled plants is fixed. Five different sampling schemes are generated by changing the number of the sampled plants (H), each of which corresponds to a half-sib family, and the size of progeny (N) generated by each sampled plant (Table 3). These five schemes represent few large families, many small families, and moderately sized families of a moderate number. Among all the strategies, the value for each of the genetic parameters Pir, Pjs,
ij, and Dijrs for two hypothesized biallelic markers Mi and Mj is set to be equal (Table 3). The generation of the marker data for the H half-sib families of equal size N includes the following two steps:
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Because the estimates for the four unknowns are based on known marker genotypes, a likelihood-based approach has many desirable properties in the rate of convergence to achieve stable MLEs and the accuracy and power to obtain these estimates (![]()
Table 3 illustrates the MLEs for each of the four unknown parameters and two types of standard errors under different sampling schemes. In all situations, regardless of the combinations of family number (H) and size (N), the MLEs of the allele frequencies for two hypothesized markers using the estimation procedures developed in this article are adequately consistent with their actual values. The same is also true for the MLEs of recombination fraction and linkage disequilibrium between the two markers. Results from statistical tests based on Equation 5a and Equation 5b indicate that the alleles of these two different markers are physically significantly linked and genetically significantly associated in the population.
In this example, the predicted values for standard errors estimated from the inverse of the information matrix are reasonably approximate to their empirical values from multiple simulation runs (Table 3). This may be partly because our parameter estimates are based on complete marker information without missing data (see also ![]()
Effects of linkage and linkage disequilibrium:
In this simulation, we assume five biallelic markers with a known order on the same chromosome. These markers are jointly sampled from a natural population in which allele frequency is set to be Piri = 0.40 for each marker. The sampling strategy used is 10 half-sib families and 100 progeny in each family. Different recombination fractions and linkage disequilibria of two adjacent markers are hypothesized as given in Table 4 and lead to four combination patterns: (1) tight linkage and weak disequilibrium, (2) tight linkage and strong disequilibrium, (3) loose linkage and weak disequilibrium, and (4) loose linkage and strong disequilibrium. We first use separate analyses for every two adjacent markers, which are then followed by a joint analysis combining all the five markers through a Markov chain model. The MLEs for unknown parameters are obtained from a single run and their sampling errors for the estimates are assessed by the inverse of the information matrix.
|
Generally, the estimates of allele frequency are not much affected by the degrees of linkage and linkage disequilibrium of markers (Table 4), with consistent results from separate and joint analyses. The estimation precision of recombination fraction and linkage disequilibrium can be much increased when two markers are tightly linked or display low nonrandom association between the allelic frequencies of the markers (Table 4). Both accuracy and precision of parameter estimates from a separate analysis are largely reduced when two markers have loose linkage and strong disequilibrium. However, these can be much improved by using a joint analysis of all the five markers based on a Markov model.
| DISCUSSION |
|---|
The originality of the statistical method proposed in this study is a combined use of the current linkage analysis and linkage disequilibrium-based mapping theory to simultaneously estimate genetic map distances and population genetic associations of markers using random samples drawn from a natural population. Linkage analysis looks for coinheritance of different markers or QTL within a chromosomal region, while linkage disequilibrium looks for differences in the frequency of marker alleles between genotypes of a different marker or different categories of a phenotype. The combined analysis not only can overcome the limitations of linkage analysis, as noted in the Introduction, but also can increase the effectiveness and efficiency of linkage disequilibrium mapping aimed at precise estimation of gene location. The new analytical method can be seen as an extension of linkage disequilibrium mapping for human pedigrees with complete family records toward any types of natural populations.
In this article, a mapping model is developed for dioecious plant species. The progeny of random samples collected from a dioecious population form a series of open-pollinated (or half-sib) families each with a common female parent and different male parents. The experimental strategy for including both the sampled plants and their progeny for genome mapping offers a unique opportunity to study the transmission of genes from the parental to progeny generation, which causes the breakdown of linkage through meiotic recombination and, thus, the dissipation of linkage disequilibrium between two markers. Unlike previous strategies for a linkage disequilibrium analysis (![]()
![]()
![]()
![]()
Given a fixed sample size, our simulation study has focused on the influence of different allocations of the samples between and within families on parameter estimation. When a sample size is adequately large, for instance, as is that used in our example, the precise estimation of genetic parameters, allele frequencies, linkage, and linkage disequilibrium for markers can be obtained, irrespective of few large families or many small families. Such an advantage for the strategy proposed in this article results from two reasons. First, our mapping analysis is established on the foundation of both parental generation and open-pollinated progeny generation. As a random sample, the parental generation contains as much full information about marker allele frequencies, linkage, and linkage disequilibrium as the original population. Unlike full-sib families, open-pollinated families used in our strategy contain full information not only about marker linkage but also about marker population genetic properties due to the contribution of the paternal gametes (pollen) from the population. Second, our linkage analysis of known marker genotypes includes no missing information, a situation not analogous to QTL mapping in which the genotypes at QTL are unknown.
In this study, we implement the Fisher-scoring algorithm to obtain the MLEs of unknown parameters defining the likelihood function of a marker dataset. The Fisher-scoring algorithm is computationally faster and can be more easily derived (![]()
![]()
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In our experience, a simple Fisher-scoring algorithm is sufficient for analyzing informative markers of known genotypes. However, for a real dataset, there may be many marker types of different segregating patterns. Some markers may be dominant and others may be incomplete or misscored. Many questions for treating these noninformative markers are still open. For example, can we extract useful information from these markers to globally enhance our joint linkage and linkage disequilibrium analysis throughout an entire genome? If yes, how do we make this more efficient? Because of the involvement of the markers of missing information, the Fisher-scoring algorithm may be insufficient for parameter estimation. The EM algorithm or MCMC methodology should be developed to effectively handle these missing data. In addition, when the idea for a combined linkage and linkage disequilibrium analysis is extended to map QTL of unknown genotypes, which is viewed as a missing data problem, the Fisher-scoring algorithm may be very limited. For QTL mapping, more advanced approaches, such as EM algorithm or MCMC, should be developed. Although these approaches are computationally demanding, they can take account of the distribution of multilocus marker-QTL genotypes and permit investigators to fit different models of variation at the QTL.
One of the major contributions of this study is to derive general formulas for estimating allelic frequencies, recombination fractions, and linkage disequilibria for multiallelic markers in natural populations. A number of molecular experiments have demonstrated that multiple alleles per genetic locus are very common in undomesticated populations, such as forest trees (![]()
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Our mapping approach here is based on a two-point analysis. We further extend the simple two-point analysis to include all markers from the same chromosome through a Markov model. Such a joint two-point analysis can increase both accuracy and precision of parameter estimation, as demonstrated by a simulation study. For two markers that are not strongly linked but strongly associated between their allelic frequencies, the two-point analysis excluding other marker information likely has low precision (Table 4). But when other markers are included, the precision of the analysis of these two markers is much increased. Apart from the improvement of the precision of parameter estimation, a joint two-point analysis based on a Markov model can facilitate the ordering of molecular markers on a chromosome (see also ![]()

where a three-locus linkage disequilibrium Dijkrst is assumed to exist (![]()
Many of our species are still in wild states and are of great importance in terms of their economical significance and theoretical values of biological research. For example, as evidenced in ![]()
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| ACKNOWLEDGMENTS |
|---|
We are grateful to Dr. George Casella, Dr. Bruce Weir, and Dr. Mark Yang for stimulating discussions about this work; Dr. James Hobert and Dr. Kenneth Portier for helpful readings of this manuscript; and Dr. Gary Churchill and two anonymous referees for thoughtful comments on this manuscript. This research is partially supported by a grant (GM 45344) from the National Institutes of Health.
Manuscript received April 19, 2000; Accepted for publication October 30, 2000.
| APPENDIX A |
|---|
DERIVATION OF GAMETE FREQUENCIES
When a zygotic genotype is homozygous for both markers Mi and Mj, only one type of gamete is produced and, thus, recombinant and nonrecombinant gametes are mixed. When a zygotic genotype is homozygous for a marker but heterozygous for the other marker, two types of gametes are produced. In this case, one still cannot distinguish between recombinant and nonrecombinant gametes, because each gamete type is mixed. However, for a genotype that is heterozygous at both markers, four types of gametes can be produced. The frequency for each of the four gamete types produced by a two-marker heterozygous genotype is dependent on the recombination fraction of the markers and the frequency with which the heterozygous genotype was yielded through gamete combination in the previous generation. There are two ways for yielding the heterozygous genotype Mir1Mir2Mjs1Mjs2 (r1
r2, s1
s2): (1) via the combination of two gametes Mir1Mjs1 and Mir2Mjs2 and (2) via the combination of two gametes Mir1Mjs2 and Mir2Mjs1. These two different ways therefore produce two different diplotypes. The probability of the diplotype produced the first way is 2Pijr1s1Pijr2s2, whereas the probability of the diplotype produced the second way is 2Pijr1s2Pijr2s1 (see Equation 2). The frequencies of the four gamete types produced by the heterozygous genotype are 1/2(1 -
ij), 1/2
ij, 1/2
ij, and 1/2(1 -
ij) in the first way and 1/2
ij, 1/2(1 -
ij), 1/2(1 -
ij), and 1/2
ij in the second way for Mir1Mjs1, Mir1Mjs2, Mir2Mjs1, and Mir2Mjs2, respectively. Thus, it is not difficult to derive the frequencies of the four gametes Mir1Mjs1, Mir1Mjs2, Mir2Mjs1, and Mir2Mjs2 produced by a heterozygous genotype in the entire population as Pijr1s1Pijr2s2 -
ijDij, Pijr1s2Pijr2s1 +
ijDij, Pijr1s2Pijr2s1 +
ijDij, and Pijr1s1Pijr2s2 -
ijDij (see Table 1), respectively, where Dij = Pijr1s1Pijr2s2 - Pijr1s2Pijr2s1. The conditional probabilities of these gametes are derived according to Bayes' theorem (see Table 1).
| APPENDIX B |
|---|
FISHER-SCORING ALGORITHMS FOR OBTAINING MLES OF 
For the Fisher-scoring algorithm based on iterative steps, the estimates at the (
+ 1)th iteration can be expressed by

where

is the score function, and


is the Fisher information matrix. More specifically, the score function and the Fisher information index can be derived using


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