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Measuring Gametic Disequilibrium From Multilocus Data
Karen L. Ayresa and David J. Baldingaa Department of Applied Statistics, University of Reading, Reading RG6 6FN, United Kingdom
Corresponding author: David J. Balding, Department of Applied Statistics, University of Reading, P.O. Box 240, Earley Gate, Reading RG6 6FN, United Kingdom., d.j.balding{at}rdg.ac.uk (E-mail)
Communicating editor: G. A. CHURCHILL
| ABSTRACT |
|---|
We describe a Bayesian approach to analyzing multilocus genotype or haplotype data to assess departures from gametic (linkage) equilibrium. Our approach employs a Markov chain Monte Carlo (MCMC) algorithm to approximate the posterior probability distributions of disequilibrium parameters. The distributions are computed exactly in some simple settings. Among other advantages, posterior distributions can be presented visually, which allows the uncertainties in parameter estimates to be readily assessed. In addition, background knowledge can be incorporated, where available, to improve the precision of inferences. The method is illustrated by application to previously published datasets; implications for multilocus forensic match probabilities and for simple association-based gene mapping are also discussed.
DEPARTURES from gametic (or linkage) and Hardy-Weinberg (HW) equilibria can provide clues about aspects of population histories and mating behavior (see, e.g., ![]()
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Traditional statistical treatments usually focus on testing hypotheses of equilibrium, with recent developments involving randomization tests (e.g., ![]()
![]()
![]()
Point estimation methods for disequilibrium parameters have been developed (see, e.g., ![]()
![]()
![]()
Perhaps the most important advantage of our approach is interpretability: the questions of interest are answered directly in terms of probabilities that can conveniently be presented graphically via probability density curves, providing an immediate yet detailed assessment of the variability associated with an estimate. A further advantage is that, since the approach is likelihood based, it is statistically powerful and can incorporate a wide range of modeling assumptions. Previous treatments assume random union of gametes (RUG) to infer population haplotype proportions from genotype data (e.g., ![]()
The choice of prior distribution is sometimes seen as a barrier to the implementation of direct probability, or Bayesian, methods. We introduce a class of hierarchical prior distributions for the haplotype proportions, which allows the scientist some flexibility either to incorporate relevant background information, if desired, or to adopt a relatively "vague" prior.
We illustrate our method by analyzing samples of genotypes at two unlinked loci and at three linked loci. We also briefly discuss its application to forensic identification, and to haplotype data and simple disequilibrium gene mapping. Computer programs (C code) for the MCMC algorithms are available from the authors on request.
| METHODS |
|---|
Measures of gametic disequilibrium:
Genetic equilibrium corresponds to statistical independence, and many authors (see, e.g., ![]()
![]() |
(1) |
where hij denotes the population proportion of haplotype AiBj, while pi =
jhij and qj =
ihij, the proportions of, respectively, alleles Ai and Bj.
The range of Dij depends on pi and qj, which makes cross-locus and cross-population comparisons difficult. To alleviate this problem, ![]()

where Dmax is

When there are only two alleles at each locus, there is a unique value of |D'ij|. Otherwise, it is usually of interest to have a summary measure of the gametic disequilibrium between the two loci; ![]()
![]() |
(2) |
The range of D' is [0, 1], independent of the pi and qj. However, there remain difficulties in interpreting the value of D'. ![]()
Moreover, in practice the range of values of D' consistent with gametic equilibrium is not readily apparent and can vary from locus to locus. Under equilibrium, each Dij, and hence D', takes value zero. However, just as a
2 goodness-of-fit statistic is unlikely to be very close to zero even when the model is valid, so estimates of D' based on data from equilibrium populations are unlikely to be very close to zero (furthermore, variances of D' are difficult to calculate; see ![]()
![]()
Measures of gametic disequilibrium not based on Dij have also been proposed. ![]()
![]()
Here, we focus on D' as a summary measure of gametic disequilibrium (together with an extension D'', introduced below). This measure is widely used and, although it suffers from the interpretability drawbacks described above, there seems to be no univariate measure that avoids such difficulties. When interest focuses on gametic disequilibrium due to linkage, such as in "simple" genetic mapping, then a natural criterion for choosing between disequilibrium measures is correlation with physical distance and ![]()
Random union of gametes model:
When only genotype counts are available, a model is required to relate the hij to genotype proportions, which then implies a model for the Dij. For two loci at which the population proportion of genotype AiAi'BjBj' is denoted pii'jj' (with i
i' and j
j'), perhaps the simplest plausible model assumes RUG:
![]() |
(3) |
Inbreeding and selection, for example, will invalidate this model: haplotype proportions will be incorrectly estimated because no allowance is made for the dependence of haplotypes within multi locus genotypes. However, for human populations and approximately neutral loci, the effect on inference should be negligible, and so the RUG assumption may be reasonable in such cases.
The log-likelihood for a random sample of genotypes is obtained by substituting (3) into the multinomial log-likelihood function,
![]() |
(4) |
where the nii'jj' are the observed genotype counts. The maximum-likelihood (ML) estimates
ij can then be obtained by maximizing log L using any suitable method, such as the expectation-maximization (EM) algorithm of ![]()
ij into (1) and (2) then leads to point estimates
'ijand
'.
Modeling background information:
Here, we are primarily concerned not with point estimates but with the full joint distribution of the hij, and hence of the dij and D', given the genotype data. This requires a probability model for the hij prior to observing the data. Perhaps the simplest such model is given by the (multivariate) uniform distribution, which may be interpreted as corresponding to no background information about haplotype proportions. However, a uniform prior for the hij does not correspond to an uninformative prior for D', and the level of informativeness is fixed and cannot be controlled. Moreover, the uniform-on-haplotypes prior does not encapsulate the fact that haplotypes are composed of alleles and hence, for example, the h1j, j
1 and the hi1, i
1 are informative about p1 and q1 and thus may well be informative about h11.
Suppose that information was available in advance, perhaps from surveys in other populations, which indicated that pi and qj were likely to be close to, say,
i and ßj, respectively. (Conceptually,
i and ßj might be thought of as metapopulation allele proportions.) A tractable family of prior distributions for the hij would then be the Dirichlet family with parameters 
ißj, where
is a constant, so that each hij has prior expectation and variance given by
![]() |
(5) |
Under this assumption, the pi and the qj are also Dirichlet, with parameters 
i and
ßj, respectively. If
is large then hij, pi, and qj will be close to, respectively,
ißj,
i, and ßj, and hence the implied prior for Dij will be peaked at zero, implying little gametic disequilibrium. Decreasing the value of
makes strong disequilibrium more probable (the tails of the implied prior distribution for Dij are longer).
The sum of the Dirichlet parameters provides a measure of the information conveyed by the distribution. Choosing
so that the average of the 
ißj is one would give a distribution that has the same information content as the uniform (for which all the parameters equal one) and may provide a reasonable vague prior for the hij.
This framework for specifying a prior distribution for hij does not require that
i and ßj be specified precisely. Instead, they can be assigned probability distributions, leading to a hierarchical prior model. Below, we adopt independent uniform distributions for the
i and ßj, although background information could in practice be incorporated into more informative distributions.
MCMC algorithm:
We implement an MCMC stochastic simulation algorithm for genotype data to approximate the joint distribution of the hij, and hence of the gametic disequilibrium measures, under the RUG model and the hierarchical prior distribution described above. The MCMC algorithm adopted is of the Metropolis-Hastings type (![]()
![]()
Fig 1 shows the posterior density curves for D', approximated via the MCMC algorithm, given two samples of two-locus genotypes simulated under the RUG model with D' = 0.081 (three alleles) and D' = 0.253 (six alleles). Three prior distributions were employed, shown as dotted curves. Key quantiles of the prior and posterior distributions are given in Table 1.
|
|
Even with a reasonably large sample size (200 individuals), D' is a difficult parameter to estimate. This is because the data bear directly on the population genotype proportions, whereas differences between allele and haplotype proportions are the quantities of interest. This difficulty is reflected by the posterior curves of Fig 1, which support a rather broad range of values for D' and display some sensitivity to the choice of prior. However, in each case the posterior median is close to the true value and usually closer than the corresponding ML-based estimates (0.058 and 0.315), for which the sampling variance is difficult to calculate. Moreover, since D' is univariate it is relatively easy to plot both prior and posterior density curves and hence assess visually the effect of the prior from the plots. Background information, when available, can be incorporated via the prior and may be invaluable in situations of little data and/or many alleles.
Also shown in Fig 1 are density curves averaged over 50 random permutations of the alleles, mimicking 50 samples from populations in gametic equilibrium with the same allele proportions. The data with three alleles at each locus are clearly consistent with equilibrium, but those with six alleles are not. These results are in accord with the P values 0.56 and 0.00 obtained from an LR-based permutation test for gametic disequilibrium (![]()
Fig 1 corresponds to a single simulated dataset. We also applied the MCMC method (for the prior with
= IJ) to 100 datasets of size n = 1000, simulated with I = J = 3. The underlying hij were such that D' = 0.404. For each dataset we calculated the posterior median: the 100 estimated posterior medians had mean 0.403 and standard deviation 0.039. These values compare favorably with the MLE-based estimates
', for which the mean and standard deviation over these 100 simulated datasets were 0.407 and 0.040.
| RESULTS |
|---|
Two unlinked loci used for forensic identification:
The MCMC method was applied to the genotypes at two unlinked forensic short tandem repeat (STR) loci, THO1 and TPOX, for samples of Maoris (n = 1091) and Samoans (n = 139) resident in New Zealand. Eight alleles were observed for locus THO1 and six for TPOX (additional alleles observed in other populations are ignored here, although they could be incorporated into the analysis if desired).
Fig 2 shows prior (
= IJ) and posterior curves for the overall measure D' together with a curve obtained from 50 random permutations of the data (mimicking equilibrium). There is a substantial overlap of these curves, suggesting that both samples are consistent with gametic equilibrium in the underlying populations; these conclusions are in agreement with P values obtained from the LR-based permutation test (0.42 and 0.13).
|
A full multilocus match probability involves correlations of genes both within and between individuals (in the latter case, between the defendant and an alternative possible source of the crime scene DNA). In current practice (see, e.g., ![]()
Although THO1 and TPOX are unlinked, gametic disequilibrium may nevertheless arise (due to founder effects, selection, or drift) and affect multilocus forensic match probability calculations involving these loci. It is therefore important to investigate levels of gametic disequilibrium, and a selection of marginal posterior density curves for the Dij is shown in Fig 3. All the posterior distributions support values close to zero, encouraging optimism that the effect of gametic disequilibrium on two-locus forensic match probabilities involving these loci may indeed be negligible.
|
Although these results tend to support current practice, note that we have not simultaneously taken all relevant correlations into account. In particular, other forms of assocation may invalidate the independence of genes assumption in the match probability (see ![]()
Three linked loci:
The MCMC algorithm for approximating the joint posterior of the haplotype proportions is readily extended to three loci. For forensic applications, we may be interested in investigating the difference hijk - piqjrk, which can be readily obtained from the MCMC output. For other problems, simultaneous estimation of the pairwise disequilibrium measures may be of more interest. However, multilocus systems impose additional constraints on the Dij. For three diallelic loci, ![]()
![]()
![]()
|
Our results suggest strong disequilibrium between LF 261 and LF168, since the curve based on the randomly permuted data has little overlap with that based on the observed data. In contrast, Fig 4 suggests little or no disequilibrium between the other two pairs of loci. The latter conclusion differs from that of ![]()
Haplotype data:
In some cases haplotype counts may be available, simplifying the direct probability approach. For example, for three-locus haplotypes hijk and a hierarchical prior, we have
![]() |
(6) |
where N
{nijk} denotes the sample haplotype counts and
, ß, and
are vectors of hyperparameters specifying prior distributions for the population allele proportions at the three loci.
A method for sampling from this distribution is given in the Appendix, together with a summary of implications for disequilibrium mapping. However, we focus below on the simpler case when, for two loci, a straightforward (nonhierarchical) Dirichlet distribution with parameters kij is implemented for the hij. When the likelihood is multinomial, the posterior distribution for the hij will again be Dirichlet with parameters nij + kij, and a sample from this distribution can be obtained by standard random number generation (see, e.g., Appendix A of ![]()
![]()
2 test for gametic equilibrium) for markers separated by up to
900 kb. They also found that, in general, point estimates of disequilibrium measures (such as D') did not differ greatly between the large outbred population (represented by the CEPH sample) and the genetically isolated populations of Finland and Sardinia. These results were consistent with an STR analysis of similar populations (![]()
![]()
![]()
![]()
![]()
We have reanalyzed the CEPH and Finnish SNP data of ![]()
|
The measure of variability provided by our MCMC approach allows more careful comparison of the levels of disequilibrium across the populations analyzed. For almost all of the marker pairs given in Table 2, the posterior 90% intervals from the two populations overlap substantially, indicating that there is little evidence of any difference across the populations. This is quantified in Table 2, which gives the posterior probability for each marker pair that D' is larger in the Finnish population than in the CEPH population: these probabilities exceed 90% for only a handful of markers, and in no case exceed 97%. (Note the values of D' across closely linked markers are not independent.)
|
Our results therefore quantify the observation made by ![]()
| DISCUSSION |
|---|
The direct probability, or Bayesian, approach developed here permits interpretable visual answers to the question of interest about disequilibrium parameters. Moreover, it can readily incorporate complex models and background knowledge about a population, when available. For a discussion of the advantages of Bayesian approaches to problems in genetics, see ![]()
![]()
There are no theoretical limits to the number of loci that can be analyzed simultaneously. However, for a fixed sample size, the information contained in the data decreases as the number of loci increases, and, as for hypothesis testing, useful inferences are usually not feasible for more than about three loci.
| ACKNOWLEDGMENTS |
|---|
We thank the following for kindly providing the data analyzed in this study: John Buckleton (human STR data), Guiyun Yan (mosquito data), Patty Taillon-Miller, and Pui-Yan Kwok (SNP data). We thank Laurent Excoffier for helpful comments on an earlier draft, as well as two anonymous referees. Work was supported in part by the UK Biotechnology and Biological Sciences Research Council, under grant 45/G09617.
Manuscript received June 20, 1999; Accepted for publication September 19, 2000.
| APPENDIX |
|---|
MCMC algorithm for genotype data:
Metropolis-Hastings algorithms are methods for generating a sample from an arbitrary probability distribution
(with probability density function
) by constructing a Markov chain whose stationary distribution is
. If the current state of the chain is x, a candidate new state x' is chosen with probability density q(x'|x). The candidate is accepted with probability

otherwise the current state x is retained. A key feature of these algorithms is that
need only be specified up to a normalizing constant, and so high-dimensional probability distributions can often be successfully handled. Although the states of the chain are correlated, selecting every kth iteration, after an initial "burn-in" period of length b, can lead to approximate random samples from
when suitable choices are made for k and b. See ![]()
For the algorithm implemented here,
is the joint posterior density function of the hij. For two loci, each candidate x' differs from x at a randomly chosen pair of the hij, say hrs and hwz. A proposal value h'rs is chosen uniformly in the interval

and h'wz = hwz + hrs - h'rs. The (positive) value of
is chosen to prevent proposed values from being rejected too often, which would result in slow movement of the chain around the sample space.
Slow convergence and poor mixing can arise in the presence of many alleles and/or loci. No difficulties were experienced with the examples discussed here that could not reasonably be overcome by choosing suitably large values for k and b. A burn-in of b = 30,000 iterations was found to be adequate for the two-locus algorithm (50,000 for three loci), with every k = 200th (300) iteration output (these values having been determined by the inspection of sequential and autocorrelation plots of the output for initial runs). The output of each run underlying the figures and tables was analyzed with the MCMC diagnostic computer package CODA (![]()
MCMC algorithm for haplotype data:
For three-locus haplotype data, assuming a multinomial log likelihood for the hijk (given hyperparameters
, ß, and
), together with a Dirichlet prior distribution, after observing the nijk the hijk have a Dirichlet distribution with parameters nijk + 
ißj
k. A posterior sample from p({hijk}|
, ß,
, N) can therefore be readily obtained using standard methods for the Dirichlet distribution (see, e.g., Appendix A of ![]()
, ß, and
, we can employ (6) together with a method of simulating from p(
, ß,
|N). A number of approaches are available, and details of an MCMC algorithm are given here.
The target distribution for the MCMC algorithm is p(
, ß,
|N), the probability density function of the hyperparameters
, ß, and
given the data N. The likelihood p(N|
, ß,
) is of a standard form known as the multinomial-Dirichlet (![]()

in which c is a constant (and hence does not need to be known here) and p(
, ß,
) denotes the prior distribution for the hyperparameters, assumed here to be the product of multivariate uniforms so that p(
, ß,
) is also a constant.
A suitable Metropolis-Hastings algorithm can proceed as follows: first select a locus l, chosen uniformly at random. Suppose for notational convenience that
is the hyperparameter vector corresponding to the chosen locus l, then choose two elements of
, say
v and
w. The proposal
'v is chosen uniformly at random in the interval
![]() |
(8) |
where
is again a tuning parameter chosen to ensure that proposal values are not rejected either too frequently or too rarely. Finally,
'w is assigned value
w +
v -
'v.
This algorithm, and modifications of it, can be useful in the location of disease loci via simple disequilibrium mapping. Briefly, under the assumption of a single disease mutation that arose sometime in the past, loci closest to the disease locus should exhibit higher levels of disequilibrium than those that are far away (e.g., ![]()
![]()
![]()
Multiallelic three-locus normalized measures:
The following bounds apply to the Dij for two loci in a three-locus system (disequilibrium measures for the other locus pairs are denoted Dik and Djk),

where

which are analogous to equations (12, a and b) and (13, ad) of ![]()

The D''ij can be interpreted as the amount by which |Dij| exceeds its minimum value (given its sign), divided by its range. The overall pairwise measure D'' is calculated from the D''ij in the same way as D' is defined in (2).
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) and central 90% posterior intervals () for D' in two populations, for the Xq25Xq28 SNP data of 

