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Evolutionary Dynamics of Self-Incompatibility Alleles in Brassica
Marcy K. Uyenoyamaaa Department of Zoology, Duke University, Durham, North Carolina 27708-0325
Corresponding author: Marcy K. Uyenoyama, Box 90325, Duke University, Durham, NC 27708-0325., marcy{at}duke.edu (E-mail)
Communicating editor: R. G. SHAW
| ABSTRACT |
|---|
Self-incompatibility in Brassica entails the rejection of pollen grains that express specificities held in common with the seed parent. In Brassica, pollen specificity is encoded at the multipartite S-locus, a complex region comprising many expressed genes. A number of species within the Brassicaceae express sporophytic self-incompatibility, under which individual pollen grains bear specificities determined by one or both S-haplotypes of the pollen parent. Classical genetic and nucleotide-level analyses of the S-locus have revealed a dichotomy in sequence and function among S-haplotypes; in particular, all class I haplotypes show dominance over all class II haplotypes in determination of pollen specificity. Analysis of an evolutionary model that explicitly incorporates features of the Brassica system, including the class dichotomy, indicates that class II haplotypes may invade populations at lower rates and decline to extinction at higher rates than class I haplotypes. This analysis suggests convergence to an evolutionarily persistent state characterized by the maintenance in high frequency of a single class II haplotype together with many class I haplotypes, each in low frequency. This expectation appears to be consistent with empirical observations of high frequencies of relatively few distinct recessive haplotypes.
FLOWERING plants exhibit a variety of mechanisms that discourage self-fertilization. In a number of self-incompatibility (SI) systems, regulation of outcrossing occurs prezygotically under the control of genetic factors that segregate as a single locus in the classical sense (see ![]()
| Evolution of homomorphic SI |
|---|
Genetic characterization of components controlling SSI in Brassica (![]()
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| Sporophytic self-incompatibility in Brassica |
|---|
Classical genetic studies of the form of SSI expressed in Brassica revealed a complex pattern of dominance in both pollen and stigma expression (![]()
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By stripping B. oleracea pollen grains of their coating and interposing extracts from pollen coatings of the same or different specificities between the stripped pollen and the stigmatic surface, ![]()
Nucleotide-level analyses of the S-locus region have revealed considerable structural complexity and a high density of expressed genes (![]()
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| Dominance in expression of pollen specificity |
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Analysis of SLG and SRK revealed the existence of two genetic classes, defined by sequence differences (![]()
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25 million years (MY) within class I, 7 MY within class II, and 40 MY between class I and class II (![]()
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| Evolutionary models of SSI |
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In this article, I present an evolutionary model that explicitly incorporates features of the Brassica system of SSI, including the class I/II dichotomy among S-alleles. This model specifies dominance in pollen expression of class I over class II, codominance in pollen expression within class, and codominance in stigma expression between all alleles, both within and between classes. My results indicate that dominance in pollen expression promotes the increase of rare class I S-alleles and diminishes their rate of random loss. While the increase of rare class I alleles is always favored, deterministic pressures oppose a return to higher levels of class II alleles once the number falls to one. A single class II allele maintained in high frequency together with many class I alleles appears to correspond to an evolutionarily persistent state. These findings suggest that the observation in B. oleracea of high frequencies of relatively few class II alleles reflects the dominance relationship in pollen expression between the classes.
| EVOLUTIONARY MODEL |
|---|
Fundamental recursions:
As noted by ![]()
![]() |
(1) |
in which tij denotes the rate of production of pollen bearing the ith allele by the jth phenotypic class (qi =
j tij) and Pj the fertilization success of the jth class.
This expression indicates that equilibrium entails, for each mating-type gene, equal rates of transmission through pollen and egg and, consequently, equal transmission of all mating-type genes:
![]() |
(2) |
Model formulation:
With respect to pollen specificity, the model specifies dominance of all class I alleles over all class II alleles and codominance within class and, with respect to stigma phenotype, codominance both within and between classes. Representing class I alleles by superscripts and class II by subscripts, I classify genotypes into four groups: homozygotes bearing one class II allele (Gii), heterozygotes bearing two class I alleles (Gij), two class II alleles (Gij), or one allele of each class (Gij). Inspection of the full set of recursions in genotypic frequencies indicates that zygote formation returns populations initiated on the symmetric surface (equal frequencies among genotypes within groups) to that surface. Under the assumption that populations initiated at arbitrary positions off the symmetric surface converge to it, the subsequent description of the population can be reduced to four variables, H, G, R, and D, representing the frequency of any particular genotype in the respective four groups. Under these assumptions, the frequencies of each of n1 class I (a) and each of n2 class II (b) alleles are
![]() |
(3) |
![]() |
(4) |
Genotypic frequencies necessarily sum to unity:
![]() |
(5) |
Recursions in H, G, R, and D (given in the Appendix) confirm the general expression for the change in gene frequency (1),
![]() |
(6) |
![]() |
(7) |
in which PG, PD, PH, and PR represent the rates of transmission through pollen produced by the four phenotypic groups [Pj in (1)]. The frequencies in the population of compatible stigmas and the load of compatible pollen those stigmas receive from all sources determine the rates of transmission through pollen,
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(8) |
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(9) |
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(10) |
![]() |
(11) |
in which each denominator represents the frequency of compatible pollen received by the genotype indicated in the numerator and x and y denote the frequencies of pollen that express any given class I and any given class II specificity:
![]() |
(12) |
![]() |
(13) |
| RESULTS |
|---|
Equilibrium state:
A necessary condition for equilibrium:
At equilibrium, the rates of transmission of each S-allele through egg and pollen are equal [see (2)]:
![]() |
(14) |
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(15) |
For populations in which at least two class I alleles exist (n1
2), PD exceeds PG [compare (8) and (9)], which implies [through (14)] that at equilibrium the rate of transmission through pollen grains that express only a single class I specificity exceeds the rate through egg, which in turn exceeds the rate through pollen grains that express two class I specificities (PD > 1 > PG). Condition (14) indicates that PD equals unity only if a single class I allele exists. Similarly, in populations that maintain at least two class II alleles (n2
2), the rate of transmission of pollen grains that express only a single class II specificity exceeds that of grains that express two class II specificities (PH > PR). In populations that maintain at least two class I alleles (for which PD > 1), (15) indicates that the rate of transmission through pollen expressing two class II specificities falls below the rate through egg (1 > PR). At equilibrium, PH may assume values both above and below unity.
Deterministic dynamics:
Fate of a rare class I allele:
Carriers of a rare class I allele may bear in addition either a common class I allele or a common class II allele. Let
G and
D, respectively, represent the total frequencies of these two kinds of carriers. Linearized recursions in these variables appear in the Appendix
For populations containing at least three common alleles, including one from each class, the frequency among offspring of the rare allele in the next generation is
![]() |
(16) |
[compare (1)], in which PD is given by (9) and P* represents the transmission success of a pollen grain that, because it expresses only the rare specificity, is compatible with all common genotypes:
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(17) |
P* always exceeds unity [see (5)]. From (16), the rate of transmission through egg of the rare allele is unity (as is the case for all alleles), while the rate through pollen is an average of the rates associated with pollen grains that express a single common class I specificity (PD) and no common specificities (P*). Because PD is greater than or equal to unity and P* exceeds unity, rare class I alleles always increase at a geometric rate.
In the absence of common class II alleles (n2 = 0), reproduction requires at least four common class I alleles (n1
4). Pollen grains bearing a rare class I allele express both the rare specificity and one common class I specificity. This type of pollen is compatible with (n1-1 2) common stigmas, each of which receives compatible pollen from (n1-2 2) common genotypes; the relative rate of fertilization of pollen carrying the rare class I allele is the ratio. Consequently, rare class I alleles increase at a geometric rate:
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(18) |
Similarly, in the absence of common class I alleles (n1 = 0),
G is zero and a minimum of four common class II alleles must reside in the population (n2
4). Complete dominance of class I over class II implies that pollen produced by carriers of a rare class I allele would be compatible with all common stigmas. Each of (n22) common stigmas accepts pollen from (n2-2 2) common genotypes. The high transmission success of pollen carrying the rare class I allele permits its invasion:
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(19) |
Nongeneric behavior arises in populations that contain a single common class I allele (S1) and a single common class II allele (S2). Only two common genotypes occur in this population, with S1S2 stigmas excluding pollen from both genotypes and S2S2 pollen incompatible with both stigmas. Equal frequencies of the two genotypes are maintained in the population through fertilization of S2S2 stigmas by pollen from S1S2. Unlike all other cases, a rare class I allele (S3) introduced into this population becomes common immediately upon the formation of the genotype carrying it together with the common class II allele (S2S3), because pollen from only this genotype can fertilize the common genotype S1S2.
These results indicate that rare class I alleles are uniformly protected from loss, irrespective of the number or class of common alleles in the population.
Fate of a rare class II allele:
Carriers of a rare class II allele bear in addition either a common class I allele or a common class II allele; let
D and
R represent their frequencies. The Appendix presents linearized recursions in these variables.
Class II alleles in the absence of common class I alleles (n1 = 0) behave identically to class I alleles in the absence of class II. In particular, rare class II alleles increase at a geometric rate that depends on the number of compatible stigmas encountered by pollen carrying those alleles,
![]() |
(20) |
in which the number of common class II alleles (n2) must exceed four to permit reproduction [compare (18)].
In populations that lack common class II alleles (n2 = 0), at least four class I alleles must exist (n1
4) and pollen grains bearing a rare class II allele express only one common class I specificity. As before, this kind of pollen is compatible with (n1-1 2) common stigmas, each of which receive compatible pollen from (n1-2 2) common genotypes, ensuring the increase of the rare class II allele,
![]() |
(21) |
[compare (19)].
In populations containing at least one common allele of each class, the frequency of a rare class II allele in the next generation is
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(22) |
[compare (1)]. As is the case for any allele, the rate of transmission of the rare allele through egg is unity [compare (1) and (16)]. Pollen grains that bear the rare class II allele either express a single class I specificity and achieve fertilization at rate PD or express a single common class II specificity and achieve fertilization at rate PH. Because PD is greater than or equal to unity, with equality only if a single common class I allele exists, (22) indicates that PH greater than unity provides a sufficient condition for the increase of a rare class II allele.
In the nongeneric case of a population containing a single common allele of each class, the introduction of a rare, additional class II allele always succeeds. The genotype carrying both common alleles (S1S2) rejects all pollen except that produced by an individual carrying the new class II allele in homozygous form. Immediately upon the formation of such extremely rare individuals, the new class II allele becomes common as a consequence of its very high rate of transmission through pollen on S1S2 stigmas.
In all other cases involving a single common class II allele (n1
2, n2 = 1), individuals carrying two common class II alleles are absent (R = 0) and PD exceeds unity; consequently, (15) indicates that PH is strictly less than unity. Analysis of the linearized recursions for this case shows that rare class II alleles fail to increase.
For populations with only a single common class I allele and two or more common class II alleles (n1 = 1, n2
2), PD equals unity [see (14)] and PH exceeds PR [see (10) and (11)]. The equilibrium condition (15) that an average among PD, PH, and PR equals unity ensures that PH exceeds unity, satisfying the sufficient condition for increase of a rare class II allele [see (22)].
To study the fate of a rare class II allele in the remaining cases (n1 > 1, n2 > 2), I conducted numerical iterations of the full system of recursions, incorporating all possible genotypes in possibly asymmetric frequencies for populations containing every valid combination of 0 to 50 common class I and class II alleles. In every case, the population converged rapidly to the symmetric state characterized by equal frequencies of alleles within each class and equal frequencies within each of the four phenotypic groups (Gii, Gij, Gij, and Gij). These numerical iterations confirmed the analytical finding that rare class II alleles fail to increase in populations containing one common class II allele and two or more common class I alleles and indicated their successful invasion in all other cases.
These results indicate that a rare class II allele always increases in frequency, with the exception of cases in which its loss would leave a single common class II allele together with two or more class I alleles (n1
2; n2 = 1). While this finding would suggest that exactly two common class II alleles cannot coexist (except in the nongeneric case with only a single common class I allele), an equilibrium state comprising two class II alleles in equal frequencies together with any number of class I alleles does in fact exist. Numerical iterations indicate convergence to this state in populations initiated at random points on the symmetric surface; however, any perturbation of the population from this surface results in the rapid extinction of one of the class II alleles.
Effect of dominance in pollen expression within class II: A rare class II allele that shows recessivity in pollen expression relative to common class II alleles showing codominance among themselves declines in frequency only if a single common class II allele exists and increases otherwise. This condition is identical to that for a rare codominant class II allele. Codominant or recessive expression of the rare specificity by pollen grains has equivalent effects because in both cases grains carrying the rare allele induce incompatibility only on stigmas that recognize the common specificity they express.
In contrast, pollen grains carrying a rare class II allele that shows dominance in pollen expression over common class II alleles induce incompatibility only on stigmas that also carry the rare allele. Because pollen produced by rare carriers encounters stigmas of rare carriers at negligible rates, the frequency of such an allele in the next generation becomes
![]() |
(23) |
[compare (22)]. Because both PD and P* exceed unity, a class II allele that expresses dominance in pollen expression over other class II alleles increases when rare, even in populations that contain only a single common class II allele. In the latter case, invasion is expected to cause the replacement of the initially common allele, returning the number of class II alleles in the population to unity. A single class II allele maintained together with any number of class I alleles excludes rare class II alleles over which it shows dominance or codominance in pollen expression and is replaced by rare class II alleles against which it is recessive.
Stochastic dynamics:
In populations of finite size, the effective population size and the relative rates of origin and extinction of class I and class II S-alleles determine the numbers maintained in a population. Results of the deterministic analysis concerning the fate of rare class II alleles suggest that the number of class II alleles is unlikely to return to high levels once it falls below three. Indeed, preliminary results from Monte Carlo simulations indicate that under equal mutation rates to new class I and class II alleles, the number of class II alleles rapidly declines to one while many class I alleles persist.
To explore the greater vulnerability of class II alleles relative to class I alleles, I compared the rates of increase of rare S-alleles. A population was initiated in state (n1; n2) (n1 common class I and n2 common class II alleles) with random allele frequencies, and the deterministic recursions iterated to equilibrium. Equilibrium genotypic frequencies were used to determine the dominant eigenvalue of the local stability matrix describing the initial increase of a class I or a class II allele.
A rare class I allele increases in the population at a higher rate than a rare class II allele, unless no common class II alleles initially exist. In the exceptional case, rare alleles of the two classes increase at the same rate; this rate depends only on the number of common (class I) alleles, because the dominance of the rare allele in pollen expression relative to the common alleles has no effect on the frequency with which pollen bearing the rare allele encounters incompatible stigmas. Fig 1 shows the relative rate of increase of a rare class II allele relative to a rare class I allele in a population with n1 common class I alleles and n2 common class II alleles. Given the appearance of a new S-allele, it invades at a higher rate if it belongs to class I.
|
I also examined the relative rate of return to higher frequencies of an S-allele, given that it has drifted to low frequencies. Upon the loss of one common S-allele, a population in state (n1; n2) passes either to state (n1 - 1; n2) or to state (n1; n2 - 1). I compared the rate of increase of a rare class II allele in state (n1; n2 - 1) to that of a rare class I in state (n1 - 1; n2). Fig 2 indicates that this index of the relative rate of return is less than unity for all valid values of n1 and n2 up to 50, except for the case in which a single class II remains [state (n1; n2 = 1)]. This comparison suggests that in all but one case, the loss of an S-allele, once it has become rare, is more likely if it belongs to class II. In the exceptional case, a single class II allele maintained in a population with multiple class I alleles increases from low frequencies at higher rates than any class I allele.
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This comparison of deterministic rates of initial increase suggests that class II alleles are more prone to loss from all states, except the one that maintains a single class II allele. Preliminary stochastic numerical simulations indicate that over evolutionary time the number of class I alleles increases to a limit determined by the population size and the rate of mutation to new class I alleles, while the number of class II alleles declines to one per population. Fig 3 shows the expected frequencies, obtained from iteration of the deterministic recursions, of class I and class II alleles in a population in state (n1; n2 = 1).
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| DISCUSSION |
|---|
Fundamental selective force:
Differential fertilization success constitutes the sole selective force in the deterministic model of self-incompatibility analyzed here. Equation 1 embodies the fundamental principle, which applies to all forms of mating incompatibilities under single-locus control: each gene transmits an average of one gene through female gametes, while the rate of transmission through male gametes (Pj) depends on the frequency of compatible genotypes among potential mates. A necessary condition for equilibrium is that the expected rate of transmission be identical among all alleles, with one gene on average transmitted through male as well as through female gametes [see (2)].
A particular class I allele occurring in a genome together with another class I allele will be borne by pollen grains that express two specificities (type G), while the same allele occurring with a class II allele will be borne by pollen grains that express only one (type D). Because grains that express fewer specificities induce incompatibility in fewer stigmas, type D pollen achieves greater fertilization success than type G pollen [PD > PG in (11)]. The equilibrium condition that the average rate of transmission of all S-alleles through pollen converge to unity determines the equilibrium frequencies of carriers of class I alleles [(14) with PD > 1 > PG]. Similarly, pollen grains produced by an individual carrying a given class II allele in homozygous form (type H) express one specificity and achieve greater transmission than grains produced by an individual carrying the class II allele together with another class II allele (type R), which express two (PH > PR).
Rates of invasion:
Differential fertilization success strongly influences the rate of increase of rare S-alleles. Pollen grains bearing a rare class I allele express one common specificity if produced by a type G genotype and no common specificity if by type D. Grains bearing a rare class II allele always express one common specificity: a class I specificity if produced by type D and class II by type R. Consequently, higher pollen transmission success accrues to rare alleles that belong to class I.
S-alleles of both classes increase when rare, with one exception: exactly two class II alleles cannot coexist in a population containing more than one common class I allele unless the frequencies of the class II alleles never depart from equality. ![]()
Rates of random extinction:
While characterization of the stochastic dynamics requires a full treatment that incorporates mutation and genetic drift, my deterministic study of initial increase conditions suggests that class II alleles are more prone to random extinction. Class I alleles that become rare generally increase at higher rates, with the exception of a single class II allele segregating with multiple class I alleles (Fig 2). This analysis indicates that any but the last class II allele in a population is more prone to extinction than a class I allele.
Preliminary stochastic simulations indicate a progressive loss of class II alleles while the number of class I alleles increases to high levels. Once the number of class II alleles falls below three, deterministic forces oppose a return to higher levels. These considerations suggest that a single class II allele segregating together with many class I alleles represents an evolutionarily persistent state.
In summarizing the equilibrium frequency distribution of his model, ![]()
Fig 3 shows the frequencies of each class I and class II allele in a population containing a single class II allele and several class I alleles. The high deterministic rate of increase of a single rare class II allele in a population with more than one class I alleles protects it from loss (Fig 2). Further, the high equilibrium frequency of the single class II allele suggests that it is less likely than a class I allele to drift to extinction. Because a deterministic analysis can provide only a rough indication of the stochastic dynamics, these conjectures will be explored in a separate article.
Comparison to Brassica cultivars:
In addition to the major trend of dominance in pollen expression of class I over class II alleles, cultivars of B. oleracea exhibit other dominance interactions within and between class. ![]()
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I explored the effect of dominance in pollen expression on the invasion of a novel class II allele into a population that maintains a single common class II allele, preserving the assumption of strict codominance in stigma expression between as well as within class. While codominant rare alleles always fail to invade the population, rare alleles that express dominance over the common class II allele succeed in replacing it (23).
The qualitative expectation of the maintenance in high frequencies of few class II alleles is consistent with empirical observations in cultivars of B. oleracea (![]()
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| ACKNOWLEDGMENTS |
|---|
I thank M. Kusaba and M. J. Lawrence for providing manuscripts prior to publication, Ruth Shaw and two anonymous reviewers for constructive comments and suggestions, and D. Liu for assistance. U.S. Public Health Service grant GM 37841 provided support for this study.
Manuscript received December 30, 1999; Accepted for publication May 25, 2000.
| APPENDIX |
|---|
Recursions under the assumption of symmetric frequencies within genotypic class:
Genotypic frequencies in the next generation (denoted by primes) are
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(A1) |
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(A2) |
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(A3) |
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(A4) |
Linearized recursions in the frequencies of carriers of a rare class I allele:
Recursions linearized in the frequencies (
G and
D) of carriers of a rare class I allele in populations in which at least two common class I alleles and at least one common class II allele occur reduce to
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(A5) |
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(A6) |
Linearized recursions in the frequencies of carriers of a rare class II allele:
In populations containing at least three common S-alleles, including one from each class, linearized recursions in the frequencies of carriers of a rare class II allele are given by
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(A7) |
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(A8) |
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