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Zygotic Associations and Multilocus Statistics in a Nonequilibrium Diploid Population
Rong-Cai Yangaa Research Division, Alberta Agriculture, Food and Rural Development, Edmonton, Alberta T6H 5T6, Canada and Department of Renewable Resources, University of Alberta, Edmonton, Alberta T6G 2H1, Canada
Corresponding author: Rong-Cai Yang, Alberta Agriculture, Food and Rural Development, #202, 7000 - 113 St., Edmonton, Alberta T6H 5T6, Canada., rongcai.yang{at}agric.gov.ab.ca (E-mail)
Communicating editor: A. H. D. BROWN
| ABSTRACT |
|---|
The usual approach to characterizing and estimating multilocus associations in a diploid population assumes that the population is in Hardy-Weinberg equilibrium. The purpose of this study is to develop a set of summary statistics that can be used to characterize and estimate the multilocus associations in a nonequilibrium population. The concept of "zygotic associations" is first expanded to facilitate the development. The summary statistics are calculated using the distribution of a random variable, the number of heterozygous loci (K) found in diploid individuals in the population. In particular, the variance of K consists of single-locus and multilocus components with the latter being the sum of zygotic associations between pairs of loci. Simulation results show that the multilocus associations in the variance of K are detectable in a sample of moderate size (
30) when the sum of all pairwise zygotic associations is greater than zero and when gene frequency is intermediate. The method presented here is a generalization of the well-known development for the Hardy-Weinberg equilibrium population and thus may be of more general use in elucidating the multilocus organizations in nonequilibrium and equilibrium populations.
THE extent and patterns of nonrandom associations between linked as well as independent loci provide important information about the history of a population, the evolutionary forces governing these loci, and the location of the loci on the chromosomes. Such multilocus associations may arise from many demographic and evolutionary events including epistatic selection, random drift due to population growth and decline, mixing of two or more distinct gene pools, nonrandom mating, and mutation, regardless of whether or not the loci are physically linked (e.g., ![]()
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A number of statistical measures have been proposed to characterize the multilocus associations, but the literature has focused on characterizing gametic disequilibria, i.e., nonrandom associations of alleles at two loci ordered within gametes (e.g., ![]()
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![]()
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A related issue about characterizing and testing the multilocus associations is that most of the proposed measures are defined for a pair of loci only. When there are a large number of loci, each having many alleles, pairwise measures may be too many to be readily manageable and interpretable. For example, for 20 loci, each with four alleles in a nonequilibrium population, there are 6 independent Hardy-Weinberg disequilibria for each of the 20 loci, 9 gametic disequilibria, 9 nongametic disequilibria, 54 trigenic disequilibria, and 45 quadrigenic disequilibria for each of 190 locus pairs. Furthermore, unless a stringent significance level is imposed, the large number of required pairwise tests under commonly used significance levels of 5 and 1% may produce spurious association realizations (![]()
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The objective of this study is to develop such a set of summary statistics. The concept of "zygotic associations" (![]()
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| ZYGOTIC ASSOCIATIONS |
|---|
Let us consider a diploid population in which individual genotypes are known at each of m loci. Two of these m loci are indexed by j and l with alleles ju, u = 1, 2, ... , r and ly, y = 1, 2, ... , s, respectively. Frequencies of genotypes at loci j and l from the union of gametes july and jvlz are written as jlPuyvz = jlPvzuy. ![]()

and frequencies of alleles ju and ly are given by

Following ![]()
![]()
![]() |
(1) |
The other three zygotic associations, jl
uyuz, jl
uyvy, and jl
uyuy, can be similarly defined by substituting appropriate allele indexes in (1). It is easy to find the ranges of these zygotic associations. For example, the range of jl
uyvz is
![]() |
(2a) |
This dependence of the zygotic association on the marginal frequencies at single loci suggests a need to normalize the zygotic association jl
uyvz,
![]() |
(2b) |
which is analogous to ![]()
When summing over all alleles at loci j and l, we obtain an overall measure of zygotic associations (
jl) and the following relations:
![]() |
(3) |
Thus, the sum
ru=1
rv=1
sy=1
sz=1jlPuyvz = 1 can be expanded into four classes of genotypic frequencies: (i) frequency of being homozygous at both loci; (ii) homozygous at locus j and heterozygous at locus l; (iii) heterozygous at locus j and homozygous at locus l; and (iv) heterozygous at both loci,
![]() |
(4) |
where Hj and Hl are the population heterozygosities at loci j and l,
![]() |
(5) |
with hj (= 1 -
ru=1jp2u) and jDu.u. (= -
v
ujDu.v.), for example, being the gene diversity (or expected heterozygosity under Hardy-Weinberg equilibrium) and Hardy-Weinberg disequilibrium for allele u at locus j, respectively.
| MULTILOCUS HETEROZYGOSITY |
|---|
Number of heterozygous loci (K):
When a diploid individual is randomly taken from the population (defined above), it can be either homozygote or heterozygote at a given locus. If all m loci are evaluated, then the random variable K is simply the number of heterozygous loci found in the randomly chosen diploid individual from the population. Thus, K is the sum of m indicator variables, K =
mj=1Xj, where Xj takes either 1 or 0, depending on whether the jth locus is heterozygous or homozygous. The probability that this locus is heterozygous is Hj, the population heterozygosity at the jth locus, and the probability that it is homozygous is 1 - Hj. K can take any integer value from 0 to m. If K = 0, then all m loci are homozygous; if, on the other hand, K = m, then all m loci are heterozygous.
Moments of K:
The expected value of K is
![]() |
(6) |
and the second to fourth central moments are given by, letting xj = Xj - E(Xj),
![]() |
(7a) |
![]() |
(7b) |
and
![]() |
(7c) |
where, for example, E(x2jxl) is the {21}th central mixed moment of variables Xj and Xl for loci j and l ( ![]()
![]()
Variance of K:
The variance of K as given in (7a) has two components, one being the sum of variances at individual loci and the other being the sum of covariances between pairs of loci,
![]() |
(8) |
where Var(Xj) = Hj - H2j and Cov(Xj, Xl) =
jl as computed using the joint probability distribution between loci j and l (Table 1). Thus,
![]() |
(9a) |
|
It is evident from (1) and (3) that
jl =
ru=1
sy=1 [jlPuyuy - jPu.lu.P.y.y], for example. Following ![]()
![]()
2K in (9a) can be rewritten as
![]() |
(9b) |
where each genic disequilibrium (D) is the deviation of a frequency from that based on random association of genes and accounting for any lower-order disequilibria. Definitions and properties of these disequilibria are detailed in many places (e.g., ![]()
Table 2 lists six special cases of
2K as given in (9a) or (9b). The first two cases assume that there are no zygotic associations between pairs of loci for all m loci (
j<l
jl = 0), but case 1 further assumes Hardy-Weinberg equilibrium in the population. When genotypes (zygotes) result from random union of gametes, all nongametic disequilibria including Hardy-Weinberg disequilibria at all loci disappear (e.g., jDu.u. = jlDu..y = jlDuy.y = jlDuyuy = 0). This leads to
2K(3) as given in case 3.
2K(3) was previously derived (cf. Equation 15 of ![]()
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|
The last two cases in Table 2 are not directly obtainable from (9a) or (9b), but rather serve to illustrate the difficulty of finding the maximum value of
2K because the upper bound for jl
uyvz in (2a) is not unique. Case 5 portrays a scenario where all m loci are absolutely associated (![]()
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| NUMERICAL ANALYSIS |
|---|
Relationships between zygotic associations and genic disequilibria:
It is evident from (9a) and (9b) that the overall measure of zygotic associations between a pair of loci is a complex function of gametic, nongametic, trigenic, and quadrigenic disequilibria weighted appropriately by gene frequencies. The range of values for each of these disequilibria is defined by gene frequencies and disequilibria of lower orders. To further explore such intricate interrelationships among zygotic associations, gene frequencies, and various genic disequilibria, numerical calculations are carried out. For simplicity, let us assume that there are two alleles (1 and 2) at each of the two loci. Frequencies of the ten possible genotypes are denoted as P1111, P1112, P1212, P1121, P1122, P1221, P1222, P2121, P2122, and P2222, dropping the identifiers for the two loci. These genotypic frequencies are grouped into four classes (f00, f01, f10, and f11) based on whether genotypes at individual loci are homozygous or heterozygous (Table 3). The marginal totals for the individual loci are, respectively, f0. = f00 + f01, f1. = f10 + f11, f.0 = f00 + f10, and f.1 = f01 + f11. Thus, the overall measure of zygotic associations (
) can be calculated using the relations given in Table 1. To gauge the relationships between zygotic associations, gene frequencies, and various disequilibria, the two-locus genotypic frequencies are expressed in terms of disequilibrium functions (cf. Table 6.1 of ![]()
|
|
|
|
We examine the effects of three genic disequilibria (gametic, trigenic, and quadrigenic disequilibria) on the distribution of zygotic associations. Since we assume equal gene frequencies (p) at both loci, the nongametic disequilibrium and gametic disequilibrium are equal, and so are the two trigenic disequilibria. To illustrate the three-way relationship, the effect of gene frequencies and gametic disequilibria on zygotic associations is depicted in Fig 1. In this case, the zygotic association is
= 2(1 - 2p)2D + 4D2, where D (= D11.. = -D12.. = -D21.. = D22..) is the gametic disequilibrium. The maximum zygotic association (
= 0.25) is obtained at p = 0.5 and D = ±0.25, but while
always increases with D > 0, it can be negative with D < 0 for some gene frequencies as shown in Fig 1. The zygotic association is affected little by trigenic disequilibria, but increases with positive and decreases with negative quandrigenic disequilibria, respectively (the 3D plots for trigenic and quadrigenic disequilibria are not presented).
|
Estimating zygotic associations from variance of multilocus heterozygosity:
The variance of K in (9a) suggests that the average zygotic associations (
) may be obtained by
![]() |
(10) |
where
2K(2) =
mj=1(Hj - H2j) is for case 2 of Table 2. To estimate
from a sample of n diploid individuals with m polymorphic loci, one needs to estimate
2K and single-locus heterozygosities, {Hj}. There are several discussions of procedure for estimating these parameters from a sample taken from a random mating population or haploid population (e.g., ![]()
![]()
The nonequilibrium population for two loci each with two alleles is constructed using the fact that each two-locus genotypic frequency can be written as a sum of the product of single-locus frequencies and its zygotic association (Table 4). For a given gene frequency (p) at a locus, Hardy-Weinberg disequilibrium (D = D1.1. = -D1.2. = -D2.1. = D2.2.) is bounded by
![]() |
(11) |
so that the frequencies of the three genotypes at this locus are completely described by p and D: P1.1. = p2 + D, P1.2. = 2p(1 - p) - 2D, and P2.2. = (1 - p)2 + D. We simulate three D values: zero and half the maximum and minimum possible values as given in (11). While bounds of nine individual zygotic associations can be computed from the single-locus genotypic frequencies using (2a), we choose to compute only the four associations (
1111,
2121,
1212, and
2222) since the remaining five (
1112,
1121,
1122,
1222, and
2122) are simply the functions of those four associations as explained in Table 4. For simplicity, a further assumption in our simulation is that only one zygotic association is present in the population and the other three are zero. Under this assumption, the bounds of these four zygotic associations are
![]() |
(12) |
We simulate three values of zygotic association: zero and half the maximum and minimum possible values as given in (12).
From each of 27 constructed populations [3 gene frequencies (p = 0.1, 0.3, and 0.5) x 3 values of Hardy-Weinberg disequilibrium x 3 values of zygotic association], 10,000 replicate samples of size n = 30 or n = 100 are drawn. For a sample of n diploid individuals, let
tj be 1 or 0 according to whether the tth individual in the sample is heterozygous or homozygous at the jth locus. Then the number of heterozygous loci for this individual is
t =
mj=1
tj. We compute the sample mean as
=
and the sample variance as
![]() |
(13a) |
Using various expectations of indicators defined for the sample (![]()
![]()
) = K], the sample variance (13a) is not an unbiased estimator of
2K, i.e., E(s2K) = [
]
2K, because we have divided by n rather than the customary (n - 1) in computing (13a). Clearly, the bias should be negligible unless the sample size is very small.
Under the null hypothesis of no zygotic association (H0), we estimate
2K(2) by computing the sample variance, s2K(2), as the sum of sample variances for m loci {s2j},
![]() |
(13b) |
where
j =
. While the estimator s2K(2) in (13b) is slightly biased for the same reason as in computing s2K, its expectation and sampling variance can be readily calculated by inserting the appropriate results in (7) under interlocus independence (see also Equation 3Equation 4Equation 5 of ![]()
![]()
![]() |
(14a) |
and
![]() |
(14b) |
Two one-tailed tests are used to determine if the sample variance s2K is significantly greater than its expectation under zero zygotic association
2K(2). In the first test, assuming that the distribution of K under H0 approximates a normal distribution, the statistic
![]() |
(15) |
has a
2 distribution with n d.f., where n is the number of diploid individuals in the sample and
2K(2) is estimated using (13b) [The chi-square test (15) would have d.f. = (n - 1) if the customary (n - 1) is used to compute s2K]. The null hypothesis (H0) is rejected if X2s2K exceeds 43.77 or 124.34, the upper-tailed 5% critical value of
2 distribution with d.f. = 30 or d.f. = 100, respectively. ![]()
![]()
![]()
2K(2) for haploid data with an account of the interdependence between the gamete pairs. In the second test, assuming that the sampling distribution of s2K approximates normality, ![]()
![]() |
(16) |
Statistical properties of sample zygotic association and s2K are examined for the simulated samples of sizes n = 30 and n = 100. Despite the slight downward bias in the mean values of s2K(2) by a factor of (n - 1)/n, its observed standard deviations are very close to their expected values even for n = 30 (Table 5), suggesting that (14b) is an adequate approximation to the sampling variance of s2K(2). Table 5 also shows that Hardy-Weinberg disequilibrium (D) affects
2K(2) in an interesting way. Avoidance of mating between relatives (D < 0) increases heterozygosity whereas inbreeding (D > 0) decreases it. Thus,
2K(2) is expected to be greater for D < 0 or smaller for D > 0 than that for the equilibrium population (D = 0). However, this is not true when the gene frequency approaches p = 0.5. At p = 0.5, the maximum
2K(2) is obtained only when the population is in the Hardy-Weinberg equilibrium (D = 0) and any change in heterozygosity either due to avoidance of mating between relatives or to inbreeding would result in a smaller
2K(2). Negligible skewness and kurtosis suggest that the normality of the sampling distribution of s2K(2) required for the test criterion (16) is probably adequate even though our simulation results are limited to the two loci only. As expected, the estimates of zygotic association in all simulated populations are zero or very close to zero. The increase of sample size from n = 30 to n = 100 (not presented) has improved the results only slightly.
The means of
1111 are close to their respective theoretical values and the sampling variances of
1111 increase with increasing gene frequencies at n = 30 (Table 6). The increase of sample sizes from 30 to 100 reduces the sampling variances and downward bias of estimated
2K (results not presented for n = 100). The X2s2K test statistics are close to their expected values of 30.0 for n = 30 and 100.0 for n = 100 when zygotic association is small at low gene frequencies, but fluctuate with large positive or negative zygotic associations at more intermediate gene frequencies. The standard deviations of the chi-square statistics are also close to their expectations of 7.75 for n = 30 and 14.14 for n = 100 in most cases, but sizable discrepancies occur in the cases of large positive or negative zygotic associations. Similar patterns of sampling behaviors and properties are revealed for
1212 =
2121 and
2222.
Judging from the estimated powers of the two test statistics, the zygotic associations are detectable only when they are positive and when the gene frequencies are close to 0.5 (Table 6). Fig 2 further shows that the powers increase with the large, positive zygotic associations and that zero powers are obtained for the large, negative zygotic associations when p = 0.5 and D = 0.125. Similar patterns are observed for other values of p and D. It is of interest to note that, unlike the nonlinear relationship in Fig 2, a linear relationship of zygotic associations with the variances of K or with chi-square values is observed (results not shown). The power should be 0.05 for the cases of no zygotic associations as a 5% significance level is used to reject these null hypotheses. According to this criterion, both tests perform reasonably well. While test (16) is slightly more powerful than test (15) in most cases, the two tests essentially provide the same amount of power across the range of zygotic associations. The increase of sample size from 30 to 100 results in an increase in the power of detecting the zygotic associations. Hardy-Weinberg disequilibrium (D) has little effect on the detection. For example, with p = 0.5,
1111 = 0.0938 for both D = -0.125 and D = 0.125. The power estimates with n =30 are 0.810 for D = -0.125 and 0.816 for D = 0.125, according to the chi-square test criteria (15).
|
| DISCUSSION |
|---|
A wide range of molecular data, from isozymes to newly developed microsatellite markers, is now available for population genetic analysis. The average heterozygosity across all the loci scored has been routinely used to summarize the molecular data at hand. In the presence of nonrandom associations within and among loci, there is a need to characterize various genic disequilibria (e.g., ![]()
![]()
![]()
![]()
![]()
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Our method may be particularly useful for characterizing and estimating the multilocus associations in hybrid populations. Because these populations arise from the mixing of two or more distinct gene pools, strong Wahlund effect and selection against heterozygotes may frequently occur, thereby maintaining Hardy-Weinberg disequilibrium and zygotic associations for a long time. Given that alleles derived from the same parental populations or species tend to cluster together in the same individuals, the majority of pairwise zygotic associations should be positive, leading to an easier detection of the multilocus associations from our summary statistics. ![]()
The zygotic associations and multilocus statistics presented here are for a single nonequilibrium population. When many nonequilibrium populations are studied, the total variance of K may be partitioned into components due to the single-locus and multilocus effects of population subdivision. The method of partitioning the total variance of K among several haploid populations by ![]()
![]()
The two sample sizes (n = 30 and n = 100) in our simulation probably represent the two ends of what may be used in most experimental population genetic studies for measuring multilocus heterozygosity. The sample of n = 30 appears to provide sufficient power to detect zygotic associations, agreeing with ![]()
![]()
![]()
| ACKNOWLEDGMENTS |
|---|
I thank three reviewers for comments and constructive criticisms on earlier versions of the manuscript. This research has been supported in part by the Natural Sciences and Engineering Research Council of Canada grant OGP0183983.
Manuscript received July 14, 1999; Accepted for publication April 3, 2000.
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).