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Hitchhiking Under Positive Darwinian Selection
Justin C. Faya and Chung-I Wua,ba Committee on Genetics, University of Chicago, Chicago, Illinois 60637
b Department of Ecology and Evolution, University of Chicago, Chicago, Illinois 60637
Corresponding author: Chung-I Wu, Department of Ecology and Evolution, University of Chicago, 1101 E. 57th St., Chicago, IL 60637., ciwu{at}uchicago.edu (E-mail)
Communicating editor: W. STEPHAN
| ABSTRACT |
|---|
Positive selection can be inferred from its effect on linked neutral variation. In the restrictive case when there is no recombination, all linked variation is removed. If recombination is present but rare, both deterministic and stochastic models of positive selection show that linked variation hitchhikes to either low or high frequencies. While the frequency distribution of variation can be influenced by a number of evolutionary processes, an excess of derived variants at high frequency is a unique pattern produced by hitchhiking (derived refers to the nonancestral state as determined from an outgroup). We adopt a statistic, H, to measure an excess of high compared to intermediate frequency variants. Only a few high-frequency variants are needed to detect hitchhiking since not many are expected under neutrality. This is of particular utility in regions of low recombination where there is not much variation and in regions of normal or high recombination, where the hitchhiking effect can be limited to a small (<1 kb) region. Application of the H test to published surveys of Drosophila variation reveals an excess of high frequency variants that are likely to have been influenced by positive selection.
THE extent to which positive Darwinian selection shapes molecular evolution has been a dominant issue in the last three decades (![]()
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The frequency spectrum of variation provides a means of detecting positive selection independent of levels of variation. In the absence of recombination, hitchhiking eliminates all linked variation and a population in recovery is characterized by an excess of new mutations at low frequency. In the presence of recombination, hitchhiking is incomplete since not all variation is removed and its direct effect on the frequency spectrum is not known. Unless the hitchhiking effect is very strong, even intragenic variation will experience an incomplete rather than complete hitchhiking effect. For example, a selection coefficient of 10-3 and a recombination rate of 10-8/bp (about the average in Drosophila melanogaster; ![]()
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The incomplete removal of variation may create a pattern of variation very different from the pattern produced after all variation is removed. For example, in the case of a brief reduction in population size, there is a striking difference between residual patterns of variation found immediately after a bottleneck and the excess of new mutations that subsequently accumulate (![]()
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| MATERIALS AND METHODS |
|---|
Polymorphism data:
We restricted our analysis to published polymorphism surveys of Drosophila species. Recombination rates across the D. melanogaster genome have been estimated from the frequency of recombination per cytological band (![]()
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The frequency spectrum of derived variants, including synonymous, nonsynonymous, and noncoding variants, was constructed for each survey using an outgroup. When multiple locations were sampled, the data were pooled for the determination of the frequency spectrum. For achaete, the European sample was scaled from 192 to 50, which is similar in size to the African and North American samples. All data are DNA polymorphism within D. melanogaster and divergence from D. simulans, except for achaete [which is a four-cutter restriction fragment length polymorphism (RFLP) study] and vermilion, which is a survey of polymorphism in D. ananassae with divergence from D. pallidosa.
Simulation methods:
A standard coalescence algorithm was used to generate neutral genealogies (![]()
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Statistics:
Tajima's D statistic (![]()
= 4Nµ, where N is the effective population size and µ is the mutation rate: 
is calculated from average heterozygosity (![]()
W is calculated from the number of segregating sites (![]()
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(1) |
![]() |
(2) |
where Si is the number of derived variants found i times in a sample of n chromosomes. Let
H be an estimator of
weighted by the homozygosity of the derived variants, as opposed to the ancestral variants,
![]() |
(3) |
where
H is an unbiased estimator of
and is a special case, notated as L(-1), of a general class of recently derived estimators that vary in their weighting schemes (![]()

and
H. The null distributions of the D and H statistics were generated using 1000 iterations of a neutral coalescence algorithm conditioning on the observed number of segregating sites. P values were calculated as the probability of a neutral D or H value being less than the observed D or H value. The D and H statistics are probably conservative since critical values were generated in the absence of recombination (![]()
= 0.05, one-sided) were generated for any given number of segregating sites. For calculating the power of the H statistic, the probability of misinference was 0.00375/site (see below).
An outgroup was used to infer the derived and ancestral states for all polymorphism data analyzed. However, a backmutation would result in the incorrect inference of the derived polymorphic state. As compensation, the probability of misinference was incorporated into the null distribution of the H statistic by exchanging the frequency of the derived and ancestral state, with probability equal to that of misinference, for each segregating site. For nucleotide sequences, the probability of a backmutation is d/3, where d is the net divergence or the average number of fixed differences between the two species. The observation that transitions occur at twice the rate of transversions (![]()
| THEORY |
|---|
Deterministic:
The hitchhiking effect can be described by the change in allele frequency at a neutral polymorphic locus (B, b) due to the spread of a linked advantageous mutation, A, through a population. Clearly, B will increase or decrease in frequency depending on whether the B or b allele is originally linked to the advantageous mutation. In the absence of recombination, the variant originally linked to the advantageous mutation is fixed, but when recombination is present but rare, all variants that remain segregating are most likely present at either very low or high frequencies.
The frequency spectrum after hitchhiking can be found, knowing the frequency of variations before selection and their change in frequency due to selection. To distinguish between low- and high-frequency variants, ancestral (old) and derived (new) states must be distinguished (this can be done empirically using an outgroup). Let
(x) be the frequency spectrum of derived variants in a population. Under neutrality, the expected number of sites where the derived variant is between a frequency of x and x + dx is given by
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(4) |
In Equation 4,
= 4Nµ, where N is the effective population size and µ is the mutation rate of the region (![]()
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(x)dx =
dx, are transformed to high frequencies, while the rest, (
/x -
)dx, are transformed to low frequencies (inset of Fig 1). The frequency spectrum after hitchhiking can be approximated after a linear transformation of expectations (subscripted L and H are for low and high frequencies, respectively),
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(5) |
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(6) |
and zero otherwise (inset of Fig 1).
|
Stochastic:
Coalescent simulations of single hitchhiking events, where the advantageous mutation has just reached fixation, produce a skew in the frequency spectrum similar to that predicted by the deterministic theory (Fig 1). The hitchhiking algorithm incorporates stochastic mutation and recombination events but assumes that the advantageous allele follows a deterministic increase in frequency (MATERIALS AND METHODS). An exact treatment of the spread of an advantageous mutation through the population incorporates stochastic fluctuations in the frequency of the selected allele when it is at low or high frequencies but would produce similar results so long as selection is stronger than recombination (![]()
The strength of hitchhiking is determined by the ratio of the recombination rate to the selection coefficient. As the strength of the hitchhiking effect increases, the ratio of low- to intermediate- to high-frequency variants becomes skewed toward low and high frequencies (Table 1). The frequency spectrum approaches that predicted under neutrality as the strength of hitchhiking decreases. Most importantly, there is a striking difference between a genealogy produced by complete (no recombination events) and incomplete hitchhiking. In the extreme case when all samples except one have coalesced during hitchhiking, nearly all mutations are present at a frequency of either (n - 1)/n or 1/n, with equal probability. In contrast, when there is no recombination a star genealogy is produced and any new mutation would be found once in a sample (Fig 2). Therefore, when a neutral variant is tightly, but not completely, linked to a site that has just been selectively driven to fixation, the salient feature of hitchhiking is a bipartite spectrum of allele frequencies. Subsequent to a hitchhiking event, variation will be regained, first as low-frequency variants, and will eventually return to equilibrium.
|
|
Statistics:
A standard statistical test for hitchhiking is Tajima's D statistic, which compares the number of rare to intermediate-frequency variants (![]()
W, which is based on the total number of segregating sites and is influenced most by low-frequency variation (![]()

, which is based on average heterozygosity and is influenced most by intermediate-frequency variants (![]()
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We define the test statistic, H, as the difference between 
, which is influenced most by variants at intermediate frequencies, and
H (MATERIALS AND METHODS), which is influenced most by high-frequency variants. This test is analogous to and was motivated by the F(0, -1) test described in ![]()

and
H divided by the variance of the difference. Under neutrality the expected difference between two estimators of
is zero, but following a hitchhiking event
H and
W should be >
. This prediction is met over a range of c/s values (Fig 3).
|
The power of both the D and H tests in rejecting neutrality is similar and greatest for intermediate values of c/s. The power of these statistics compared with the percentage of simulated hitchhiking events where both the D and H tests reject neutrality shows that the two tests are complementary in their ability to detect a single hitchhiking event. For example, when
= 0.01, 51.7 and 61.1% of the hitchhiking simulations were rejected by the D and H tests, respectively, while 38.6% were rejected by both. Both D and H reject neutrality when there is an excess of low- and high-frequency variants, but only D can reject neutrality when there is an excess of low- but not high-frequency variants and vice versa for H. While Fig 3 gives an indication of slight differences between the power of the two tests, this difference should be interpreted with caution since it depends on a number of parameters not explored here, such as the number of recombination events, level of variation before hitchhiking, and time since the hitchhiking event. For instance, when one recombinant is in a sample and there are few segregating sites, only very low- or high-frequency variants would be expected since there is nearly an equal probability that a derived variant is found at low (a and b) or high (c and d) frequency (Fig 2). Under this scenario the H test but not Tajima's D may be significant (Table 2). Regardless of the relative powers of the two tests, it is the excess of high- but not low-frequency variants that is the unique signature of positive selection.
|
| APPLICATION TO DATA |
|---|
In regions of low recombination, the H test may distinguish hitchhiking from a neutral or background selection model, which is expected to have the same relative abundance of intermediate- to high-frequency variants (![]()
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The levels of variation and excess of high-frequency variants found at achaete, asense, and Pgd suggest a weakening hitchhiking effect with their distance from the tip of the X chromosome. Achaete has a significant excess of high-frequency variants and the largest reduction in levels of variation. A weaker hitchhiking pattern is found at asense and it is weaker still at Pgd. Out of eight comparisons one significant association was found between variation at achaete and Pgd (![]()
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In regions of normal recombination, the hitchhiking effect may be limited to a small region so the location of the sequence under selection must be known. The accessory gland protein gene (Acp26Aa) has been shown to be under positive selection by interspecific comparisons (![]()
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As previously noted (![]()
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|
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| DISCUSSION |
|---|
In addition to reducing levels of variation (![]()
![]()
Recombination:
Hitchhiking is complete or incomplete in the removal of variation depending on whether or not recombination has occurred. The size of the region affected by partial hitchhiking is at least two orders of magnitude larger than that affected by complete hitchhiking. For a c/s value of 2 x 10-4, hitchhiking is nearly complete, heterozygosity is reduced by 99%, and there is at least 1 recombinant out of a sample of 50 in 10% of hitchhiking events (Fig 3). In contrast, for a c/s value of 0.02, hitchhiking is partial and heterozygosity is reduced by 57%. For humans and flies, where the rate of recombination between adjacent nucleotides is on the order of 10-8 (![]()
![]()
= 2 x 10-4) is limited to a region of 20 (s = 0.001) or 200 bp (s = 0.01).
For incomplete hitchhiking, the degree to which variation is reduced corresponds to the degree to which the frequency spectrum is skewed. This is the case for achaete, asense, and Pgd, which span a 2-Mb region on the tip of the X chromosome (![]()
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Time of hitchhiking:
Previous studies have shown that in the absence of recombination hitchhiking can be detected for a brief period, ~0.5N generations, some time after a hitchhiking event (![]()
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The significant excess of high-frequency variants in regions of low recombination as reported in Table 2 therefore suggests hitchhiking may be quite frequent in these regions, an inference supported by uniformly low levels of variation in regions of low recombination. As a result, recovery to equilibrium levels of variation may never occur and the effects of multiple or overlapping hitchhiking events must be considered. Models of strong recurrent hitchhiking events (![]()
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Population subdivision:
While an excess of low-frequency variants can be explained by positive selection, background selection, a change in population size, and population subdivision (![]()
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The pooling of subpopulation data makes the H test conservative and may obscure patterns of hitchhiking in a single subpopulation. For instance, at su(f) there is one low (2/47) and one high (43/47) frequency-derived variant found in a North American sample. Neither of the two variants are found in a sample of 49 African flies (![]()
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| CONCLUSIONS |
|---|
An excess of very-high-frequency variants is a distinct consequence of hitchhiking. Background selection cannot easily account for this pattern, which is observed in some regions of low recombination, as revealed by the H statistic. Although it has been previously suggested that the lack of significant D values in these regions is inconsistent with a hitchhiking explanation (![]()
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| ACKNOWLEDGMENTS |
|---|
We thank B. Charlesworth, R. Hudson, M. Jensen, C. Langley, T. Nagylaki, J. Spofford, C. Ting, J. Wall, and two reviewers for comments and suggestions. We thank S. Sun for help in deriving the probability of a back mutation. This work was supported by National Institutes of Health and National Science Foundation grants to C.-I Wu and a Genetics Training Grant to J. C. Fay.
Manuscript received August 7, 1999; Accepted for publication March 20, 2000.
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S. Glinka, D. De Lorenzo, and W. Stephan Evidence of Gene Conversion Associated with a Selective Sweep in Drosophila melanogaster Mol. Biol. Evol., October 1, 2006; 23(10): 1869 - 1878. [Abstract] [Full Text] [PDF] |
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P. C. Sabeti, S. F. Schaffner, B. Fry, J. Lohmueller, P. Varilly, O. Shamovsky, A. Palma, T. S. Mikkelsen, D. Altshuler, and E. S. Lander Positive natural selection in the human lineage. Science, June 16, 2006; 312(5780): 1614 - 1620. [Abstract] [Full Text] [PDF] |
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K. Thornton and P. Andolfatto Approximate Bayesian Inference Reveals Evidence for a Recent, Severe Bottleneck in a Netherlands Population of Drosophila melanogaster Genetics, March 1, 2006; 172(3): 1607 - 1619. [Abstract] [Full Text] [PDF] |
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