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Gene Regulatory Networks Generating the Phenomena of Additivity, Dominance and Epistasis
Stig W. Omholta, Erik Plahteb, Leiv Øyehaugb, and Kefang Xiangaa Department of Animal Science, Agricultural University of Norway, 1432 Aas, Norway
b Department of Mathematical Sciences, Agricultural University of Norway, 1432 Aas, Norway
Corresponding author: Stig W. Omholt, Department of Animal Science, Agricultural University of Norway, P.O. Box 5025, 1432 Aas, Norway., stig.omholt{at}ihf.nlh.no (E-mail)
Communicating editor: R. H. DAVIS
| ABSTRACT |
|---|
We show how the phenomena of genetic dominance, overdominance, additivity, and epistasis are generic features of simple diploid gene regulatory networks. These regulatory network models are together sufficiently complex to catch most of the suggested molecular mechanisms responsible for generating dominant mutations. These include reduced gene dosage, expression or protein activity (haploinsufficiency), increased gene dosage, ectopic or temporarily altered mRNA expression, increased or constitutive protein activity, and dominant negative effects. As classical genetics regards the phenomenon of dominance to be generated by intralocus interactions, we have studied two one-locus models, one with a negative autoregulatory feedback loop, and one with a positive autoregulatory feedback loop. To include the phenomena of epistasis and downstream regulatory effects, a model of a three-locus signal transduction network is also analyzed. It is found that genetic dominance as well as overdominance may be an intra- as well as interlocus interaction phenomenon. In the latter case the dominance phenomenon is intimately connected to either feedback-mediated epistasis or downstream-mediated epistasis. It appears that in the intra- as well as the interlocus case there is considerable room for additive gene action, which may explain to some degree the predictive power of quantitative genetic theory, with its emphasis on this type of gene action. Furthermore, the results illuminate and reconcile the prevailing explanations of heterosis, and they support the old conjecture that the phenomenon of dominance may have an evolutionary explanation related to life history strategy.
THE concepts of additive, dominance, and epistatic genetic variance of a metric character keep a central position within the theoretical machinery of quantitative genetics used in such fields as plant and animal breeding, evolutionary biology, medicine, and psychology (![]()
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The use of quantitative genetic theory with its emphasis on additive genetic variance has been a highly successful enterprise within animal and plant breeding. Despite the fact that physiological dominance and epistatic gene effects contribute to the additive genetic variance, it is fair to say that the theory is mainly built upon the premise of intra- and interlocus additive gene effects, i.e., that allelic effects on the genotypic value of a metric character can be summed within and over loci. It remains to be explained why and how gene regulatory networks and signal transduction pathways, with all their nonlinear interactions and hierarchical organization, behave in such a way that the linear "bean bag model" of quantitative genetics has such a predictive power when implemented within a statistical methodological apparatus.
Part of the explanation may be found if we are able to establish a conceptual bridge between mechanistic regulatory biology in a wide sense and the generic phenomena of quantitative genetics. That is, if we are able to construct regulatory models catching the essential features of regulatory networks behind metric characters that produce these phenomena, we may be able to understand under which regulatory conditions they are realized. Such construction work is strongly motivated by available quantitative trait loci (QTL) data showing that rather few factors appear to be responsible for the major portion of observed selection responses in animals and plants (see, for example, ![]()
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Here we address this question in a very simple way, but we are able to show that the actual phenomena are generic features of regulatory networks. We show by analytical and numerical means that genetic dominance and overdominance may be intra- as well as interlocus interaction phenomena and that dominance is closely linked to epistatic gene action. However, it appears that in the intra- as well as the interlocus cases there will be considerable room for additive gene effects. It appears that our model framework allows a deeper insight into the molecular basis of, and the relationship between, additive, dominant, and epistatic gene action than what can be achieved within the metabolic pathway framework presented by ![]()
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| MATERIALS AND METHODS |
|---|
Model structures:
Here we consider a gene to be a structural unit composed of a regulatory region and a functional region. Within the regulatory region we include all the DNA of the gene that either directly or indirectly is important for transcriptional, mRNA stability, translational, and posttranslational control of the functional protein. By the functional region we mean the region of the gene that influences the actual function of the protein product. It should be noted that these definitions do not exclude the possibility that part of the regulatory region may physically be located in the actual coding region of the gene.
Our intention is to show how the generic phenomena of dominance, overdominance, additivity, and epistasis can be created from very simple diploid regulatory interaction structures and how the phenomena are related. The models are sufficiently complex to catch most of the molecular mechanisms suggested by ![]()
As classical genetics regards the phenomenon of dominance to be generated by intralocus interactions, we have studied two one-locus models, one with a negative autoregulatory feedback loop, and one with a positive autoregulatory feedback loop (Fig 1A). In addition, we have analyzed a model of a three-locus signal transduction network in order to include the phenomena of epistasis and downstream regulatory effects (Fig 1B). The models are relevant for intra- as well as intercellular regulatory systems.
|
Intralocus interaction:
The situation with intralocus regulatory interaction (Fig 1A) is described by a differential equation system expressing the time rate of change of the protein product concentrations x1 and x2 from two alleles located at the same locus X,
![]() |
(1) |
where y = x1 + x2 is the total gene product concentration,
1 and
2 are the maximum production rates,
1 > 0 and
2 > 0 are the relative degradation rates, and R1 and R2 (0
Rj
1) are the production regulatory functions for the two alleles of the gene. We assume R1 and R2 are continuous and differentiable functions of y and all their parameters. This model is a "diploid" version of the "haploid" gene regulatory models investigated in detail by ![]()
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If Rj, j = 1, 2 are monotonically decreasing, Equation 1 represent a one-locus model with negative feedback. If Rj, j = 1, 2 are monotonically increasing, Equation 1 represent a one-locus model with positive feedback. In both cases we have assumed that the protein made from the nonpolymorphic functional region of each allele binds monomerically or multimerically to the two polymorphic regulatory regions. The regulation may be at the level of transcription, translation, or post-translation. In the positive autoregulatory case we also presume that there is no polymorphism in the additional regulatory region and in the regulatory gene(s) controlling the initial onset of the production of the protein product (which is operative until the gene product has reached a concentration by which it can stimulate its own production).
We have investigated these intralocus models in the range between two extreme regulatory situations characterized by all regulatory interactions being based, respectively, on a switch-like effect-response mechanism (![]()
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![]()
, p) =
as the regulatory function (![]()
, S approaches the unit step function with threshold
, while when p = 1, it describes an ordinary hyperbolic Michaelis-Menten function. Thus we exemplify the negative autoregulatory functions by
![]() |
(2) |
while the positive autoregulatory ones are exemplified by
![]() |
(3) |
where in both cases
1 <
2 by convention.
The equilibrium values y11 and y22 of the protein product y for the two homozygous genotypes, and y12 of the heterozygous genotype (based on Equation 1), are solutions of
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(4a) |
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(4b) |
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(4c) |
respectively. Define k > 0 and put µj = k(
). Then Equation 4aEquation 4bEquation 4c are transformed into
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(5a) |
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(5b) |
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(5c) |
Keeping all parameters except k fixed, a whole range of different situations can then be illustrated by plotting the graphs of the left side and right side of each equation in a single diagram. The equilibrium values are then given by the intersection of the line ky with the graph of the right side.
From the equilibrium values y11, y12, y22 the degree of dominance (d) for this locus may be found. Following ![]()
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(6) |
where y =
. When d = 0, the locus is said to show additive gene action (additivity), when 0 < |d| < 1 it shows negative or positive partial dominance, when |d| = 1 it shows negative or positive complete dominance, and when |d| > 1 it shows negative or positive overdominance.
Interlocus interaction:
The situation with interlocus regulatory interactions (Fig 1B) is described by a differential equation system describing the time rate of change of the protein products in a three-locus signal transduction network with two loci X1 and X2 connected in a negative feedback loop by monomeric or multimeric binding and one downstream locus X3 monomerically or multimerically activated by y1 only, all loci having nonpolymorphic functional regions. Let xij,i = 1, ... 3, j = 1, 2 be the concentration of the gene product of locus Xi and allele number j, and define
![]() |
(7) |
as the total gene product of locus Xi. Assuming that X1 is negatively regulated by y2 and X2 is positively regulated by y1, our general model for X1 and X2 is
![]() |
(8) |
where R1j and R2j are monotonically decreasing and increasing, respectively. For X3 we assume
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(9) |
This general model structure is exemplified by
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(10a) |
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(10b) |
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(10c) |
The equilibrium values of the protein products are then solutions of
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(11a) |
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(11b) |
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(11c) |
where µij =
. Each yi has three genotypic states yi11, yi12, and yi22, as in the one-locus case. Equation 11a and Equation 11b can be solved graphically in much the same way as was used in the one-locus case, and the solution is unique for each allelic combination. To investigate the dominance relationships further, we have run Monte Carlo simulations for the solutions of Equation 11a and Equation 11b for a range of values of µij and
ijk.
| RESULTS |
|---|
Intralocus interaction and negative autoregulation:
When Rj is given by Equation 2, Equation 1 have a single, stable state for each of the three genotypes. Dominance is the rule, and the degree of dominance d varies as a function of the parameter values. Overdominance never occurs. However, there is a region in parameter space where
1 > Max(2
1/
1, 2
2/
2) in which d
0 (Fig 2). In biological terms this implies that additive gene action is only present in the case when the negative feedback loop is not activated for any of the genotypes, and there is only constitutive expression and no intralocus interaction.
|
Let both of the slopes be steep at the threshold. First let µ1 < µ2. Then d will be close to 1 if
2
2 <
2, as y11 will stay close to
1 and y12 and y22 stay close to
2 (Fig 2A). For another parameter domain complete negative dominance (d
-1) will be the case. For a wide range of mutations affecting production and decay rates the stable states, and thus the dominance patterns, will be robust because the equilibrium states are locked to the threshold (![]()
If µ2 < µ1 (Fig 2B, remember that
1 <
2 by convention), there is a region where d switches from
1 to
-1, which is quite different from the behavior displayed in Fig 2A. When the sigmoidal interactions are made more gentle and approach a hyperbolic Michaelis-Menten regulation, the borders of the domains in Fig 2 will be less distinct, d values will decrease in magnitude (i.e., one will get partial dominance, |d| < 1), and the robustness property is gradually lost. The degree of dominance displayed by the locus will then be more sensitive to mutational changes affecting the production and decay rates of the protein product.
Furthermore, if µ2 < µ1, there is a region in parameter space where y11, y12, and y22 are approximately equal for steep as well as quite gentle sigmoidal interactions (Fig 2B). In this region the concepts of dominance and additivity break down, and we have phenotypic stasis despite the presence of functional genetic variation. This is even more prevalent when
1 =
2 =
, as the steady-state protein concentration will then stay close to
for all three genotypes as long as
< 2µ2.
Intralocus interaction, positive autoregulation:
Now Rj are given by Equation 3. Contrary to the negative autoregulatory case, additive gene action is the prevalent pattern, but there is also ample room for dominant gene action (Fig 3). For each of the three genotypes there will in general be several equilibrium states, some of which are stable. If µ1 < µ2, there is a region where there are two possible stable solutions of y12, one that gives approximate additive gene action and one that gives negative overdominance; i.e., y12 is smaller than both y11 and y22 (Fig 3A). Which one will be realized in a given situation depends on the circumstances. In addition, there is a parameter region exhibiting only negative overdominance. This pattern will prevail even for quite gentle sigmoidal interactions (p = 2). When µ 2 < µ1, we see that the allele X2 behaves as a dominant negative mutation (y22 = y12 = 0) in the region where |d|
-1 (Fig 3B). This pattern is quite robust to changes in the steepness of the sigmoidal interactions. However, there is no overdominance in the regulatory setting behind Fig 3B.
|
Interlocus interaction:
We first consider the loci X1 and X2 and the general model given by (8) and (9) with monotonic regulatory functions. Linear stability analysis and the Routh-Hurwitz criteria for stability show that there are only unique and asymptotically stable solutions for y1 and y2 for all three genotypes. When only one of the loci is polymorphic, overdominance is not possible. However, additive as well as negative and positive dominant gene action patterns are possible (some patterns are given in Fig 4). The less steep the functional regulatory relationships become, the less complete will the dominance be. With both loci polymorphic all gene action patterns can be realized, including overdominance, for both loci. However, the overdominance will be present in only one locus at a time. To check the proportion of cases with approximate additivity, dominance, and overdominance in d1 and d2 in a more systematic way, we ran a series of Monte Carlo simulations for the specific model given by (11a) and (11b). We used various Hill coefficients (p-values) in the range 15 and with a 5-fold range in the values for
ij and µij. Motivated by the fact that genetic dominance will be difficult to detect when d is low, we defined additive gene action to be the case if |d|
0.25 and dominance to be the case if 0.25 < |d|
1. A rough estimate is that with polymorphism in either locus 1 or locus 2 there is ~4555% additivity, ~4555% dominance, and ~510% overdominance in y1. For y2 the corresponding percentages are 5060%, 3035%, and 1015%, respectively.
|
At this point it is important to note that the dominance behavior is not due to intralocus interaction but to interlocus interaction, i.e., epistasis, because the steady-state protein product concentrations of y1 and y2 are interdependent. In fact, dominance appears to be present for both loci even if only one of them is polymorphic (Fig 4A). In biological terms this means that if the X2 locus is polymorphic and the y1 protein product concentration is assayed, one would observe that the X1 locus showed dominance and erroneously attribute this to intralocus interaction in X1. For reasons given below in the DISCUSSION we call this an epistatic feedback-mediated genetic dominance effect.
Now consider the expression pattern of the protein product y3 of the downstream locus X3 given by (11c). When X1 and X2 are nonpolymorphic, polymorphism in X3 results in strictly additive behavior independent of the degree of steepness of the regulatory effect-response relationships involved. With upstream genetic variation, the downstream locus may show apparent dominance as well as apparent overdominance due to epistasis even if it is completely nonpolymorphic (Fig 5). This implies that a dominance effect may be mediated through a number of other loci in a regulatory network. This type of epistasis, which we have chosen to call a downstream-mediated epistatic genetic dominance effect (validated below), indicates that a regulatory locus high up in a hierarchy may generate dominance effects through epistasis in loci coding for structural gene products realizing metric characters. With monotonic regulatory functions [(8) and (9)], any degree of dominance displayed by the X1 locus can be accentuated or even reversed, depending on the form of the function y3(y1).
|
Considering the ubiquity of hierarchy and feedback in regulatory networks we predict that these two types of epistasis phenomena will be frequently encountered and that these distinctions may be of instrumental value when interpreting mRNA and protein expression levels of specific candidate genes within biomedicine as well as animal and plant breeding.
When the lowest equilibrium value of y1 is much greater than the threshold concentration where y1 turns on y3, all allelic variation at the X3 locus will result in approximate additive behavior. These features of the downstream locus show how additive gene action can be a generic property of highly nonlinear hierarchic regulatory networks.
| DISCUSSION |
|---|
Possible objections to our approach:
Even though our model framework is biologically relevant, it might be objected that some of the premises should have been relaxed to catch a broader range of possible regulatory and genetic situations. We have done some preliminary studies where the regulatory interactions are mediated through the decay terms instead of the production terms, and the results appear to be quite similar. We have not yet made any studies of the patterns we will get if the functional regions are equipped with genetic variation too. We do not think, however, that inclusion of this type of variation would change our main conclusions, and it is worthwhile noting that ![]()
Even though we have not specifically addressed modeling of allele-dependent regulatory systems, our models can easily be extended to include various types of regulatory interactions associated with such systems (![]()
One might object that we have not made proper use of the concepts dominance and epistasis by introducing the terms epistatic feedback-mediated genetic dominance effect and epistatic downstream-mediated genetic dominance effect, and that we should restrict the use of the physiological dominance concept to the case of intralocus autoregulatory interaction only. However, our results imply that there are likely to be many phenotypic patterns attributed to genetic dominance that are not based on intralocus interactions. ![]()
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Classical metabolic control analysis and the prevailing explanation of genetic dominance:
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Some additional comments may also be attached to this prevailing theory or explanation of genetic dominance as it is presented in ![]()
- It cannot provide a general explanation of why recessive mutants are so common. From systematic mutagenesis of a variety of diploid organisms it is found that the majority of mutations are recessive to wild type. For example, insertional inactivation by random integration of retroviral DNA into the mouse genome produces recessive and dominant phenotypes with a ratio of ~1020:1 (
JAENISCH 1988 ;
FRIEDRICH and SOREANO 1991 ). Insertional inactivation is likely to influence several loci coding for genes engaged in, for example, transcriptional, translational, and posttranslational control; hormone-receptor interactions; and signal transduction pathways instead of n-enzyme substrate-transforming metabolic pathways. This implies that the classical MCA framework is too constrained to catch a broad class of regulatory situations influenced by mutagenesis, where a metabolic flux is not so much the issue as the (temporary) maintenance of intra- and intercellular equilibrium values of key regulatory proteins or hormones. Thus, following
SAVAGEAU 1972 , we suggest that recessivity of mutants is a consequence of natural selection for system designs that are minimally sensitive to mutational alteration. If this is correct, recessivity of mutants is a generic property of robust biochemical regulatory networks in general and will have to be explained by use of a mathematical framework encompassing most of the mechanisms encountered in regulatory biology.
- It cannot predict genetic dominance to be an intralocus interaction phenomenon. Within the framework of quantitative genetic theory, genetic dominance in the physiological sense is described and modeled as an intralocus interaction phenomenon without any further mechanistic interpretation or elaboration (
FALCONER 1989 ). In fact, it is one of the main underlying premises of the mathematical-statistical machinery, and this seems to be taken for granted within the quantitative genetics community (
FALCONER 1989 ;
HENDERSON 1989 ;
HOESCHELE 1991 ;
KEARSEY and POONI 1996 ). Even though an interaction within a statistical framework in general will have another biological interpretation than an interaction within a mechanistic framework (
LEWONTIN 1974 ), the two interpretations would have to correspond in the intralocus case. We have shown that in accordance with the classical explanation, the phenomenon of genetic dominance in the physiological sense may indeed be due to an intralocus interaction. However, in addition we predict the existence of feedback-mediated epistatic genetic dominance effects and downstream-mediated epistatic genetic dominance effects. If such an intimate relation between dominance and epistasis turns out to be real, it will raise some challenges for quantitative and population genetic theory.
CHEVERUD and ROUTMAN 1995 showed that much epistasis at the gene action level actually shows up as dominance and additive variance at the population level and that very little of it remains as epistasis in the statistical sense. Our work extends this argument even further by disclosing an intimate relationship between dominance and epistasis at the mechanistic level.
- It cannot predict the appearance of dominant mutations. According to
WILKIE 1994 , it is dominance, rather than recessiveness, that demands special explanation. While cases of dominant or partially dominant (0 < |d| < 1) mutations are far outnumbered by recessives, a theory aimed at explaining dominance must be able to explain their occurrence. In addition, disorders due to dominant mutations outnumber recessives by a ratio of ~4:1 (
WILKIE 1994 ).Within our model framework, the occurrence of dominant mutations (including the important group of dominant negative ones) can easily be explained in single-locus as well as multilocus regulatory situations.
WILKIE 1994 stated that there are insufficient molecular data to attempt an elaboration of the differences in mechanism giving rise to partial dominance and complete dominance. We have shown that depending on the allelic variation, complete dominance or partial dominance may be realized within all regulatory structures investigated.
- It cannot provide a general explanation for the existence of functional recessive homozygotes. A recessive homozygote within a n-enzyme metabolic pathway context is likely to have a dysfunctional phenotype due to a severe decrease of the flux of the end product (
KACSER and BURNS 1981 ). We predict the existence of robust dominance patterns characterized by a functional steady-state value also for the recessive homozygote. Such a pattern is, for example, well documented at the level of protein expression in maize (
LEONARDI et al. 1988 ;
DAMERVAL and DE VIENNE 1993 ;
DAMERVAL et al. 1994 ), and it is probably present in many other organisms as well.
- It cannot predict the phenomenon of overdominance. However, we have shown that the phenomenon of genetic overdominance is a generic property of certain single-locus and multiloci regulatory networks.
It should be emphasized that the classical MCA framework has been improved substantially in the last two decades, and today it can handle more complex situations such as regulatory cascades and modular and hierarchic control (![]()
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Heterosis is a robust emergent feature of regulatory networks:
According to ![]()
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Recently, the importance of genetic dominance as the most important component of heterosis has been challenged by ![]()
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A connection between epistasis and dominance has also been reported in maize. ![]()
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It is encouraging to observe that our model framework and our results provide a platform by which the dominance, overdominance, and epistasis hypotheses may be reconciled to some degree. A one-locus negative autoregulatory structure is capable of generating dominance, and a positive autoregulatory one is capable of generating dominance as well as overdominance. That one-locus regulatory structures may be the real genetic basis of some heterosis observations has been empirically confirmed (![]()
When two lines are inbred, they are likely to end up with a high degree of homozygosity at several regulatory loci with different types of alleles at some of these loci. The first generation hybrid line will be heterozygous for all these loci. Depending upon the selection history and the allelic variation available before the selection started, one may end up with heterosis that can be attributed either to dominance or to overdominance. As long as both phenomena can be realized within the same regulatory structure, we predict that crossings between different lines selected for the same character may in some cases show heterosis due to dominance and in other cases show heterosis due to overdominance. Thus, we suggest that the two hypotheses explaining heterosis that have been with us since 1908 are both right to some extent. They do not account for the possibility that dominance patterns may be due to epistasis, however, so the picture is more complex. The genetic basis of heterosis is made up of the genetic regulatory structures controlling the actual metric character. The heterosis phenomenon as such may be attributed to genetic dominance or overdominance effects at one or several loci mediated by feedback loops or downstream signal transduction pathways. Thus, in some sense at the mechanistic level, heterosis may still be claimed to be caused in part by genetic dominance effects even when epistasis is involved. In any case, as more and more detailed genetic information about regulatory interactions becomes available, this shows the necessity of qualifying the epistasis concept into definitional categories reflecting the types of regulatory mechanisms involved (![]()
Hybrid lines displaying additive genetic behavior:
Even in F1 hybrids additive inheritance is found in a substantial number of cases (![]()
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Genetic dominance and life history strategies:
Since the contributions by ![]()
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In fact, available empirical data seem to call for a type II explanation. The classical genetic approach predicts that strong directional, and to some degree stabilizing, selection usually erodes only additive genetic variance while not affecting dominance variance (![]()
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It would be interesting to qualify these insights even further by grouping the species providing the underlying data behind the conclusions in ![]()
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However, if this grouping offers no further insight, the available empirical data show in any case that the high genetic dominance variances of the fitness characters in wild species may be caused by selection for dominant gene actions per se and not something that is left after most of the additive variance due to additive gene action has been eroded. Our results give a mechanistic rationale for this without invoking different types of gene regulatory architectures between fitness and nonfitness traits (![]()
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Conceptual bridge between regulatory biology and quantitative genetics:
Numerous successful breeding experiments confirm that animal and plant genomes are organized in such a way that metric characters are more or less normally distributed, that offspring normally resemble their parents, and that a unidirectional selection normally results in a selection response for many generations. These are necessary prerequisites for natural selection to work, and, at present, we can only conjecture that natural selection has favored a genomic regulatory organization realizing these properties as they contribute to the evolvability of metric characters. The effectiveness of animal and plant breeding programs implies that the estimation apparatus of quantitative genetics, through its concept of additive genetic variance, catches these generic properties to a considerable degree, even though this does not appear to reside in consistent definitions and concepts with great explanatory and heuristic power at the genetic level (![]()
Almost all efforts to study the genetic basis of metric characters, and to use this information in practical breeding work, are based on the QTL approach where molecular genetic information is analyzed by a mathematical-statistical methodology (![]()
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| ACKNOWLEDGMENTS |
|---|
We are grateful for the comments from Tormod Ådnøy and two anonymous reviewers.
Manuscript received October 4, 1999; Accepted for publication February 21, 2000.
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