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Detecting Ancient Admixture in Humans Using Sequence Polymorphism Data
Jeffrey D. Wallaa Department of Ecology and Evolution, University of Chicago, Chicago, Illinois 60637
Corresponding author: Jeffrey D. Wall, University of Chicago, 1101 E. 57th St., Chicago, IL 60637., jdwall{at}midway.uchicago.edu (E-mail)
Communicating editor: S. TAVARÉ
| ABSTRACT |
|---|
A debate of long-standing interest in human evolution centers around whether archaic human populations (such as the Neanderthals) have contributed to the modern gene pool. A model of ancient population structure with recent mixing is introduced, and it is determined how much information (i.e., sequence data from how many unlinked nuclear loci) would be necessary to distinguish between different demographic scenarios. It is found that ~50100 loci are necessary if plausible parameter estimates are used. There are not enough data available at the present to support either the "single origin" or the "multiregional" model of modern human evolution. However, this information should be available in a few years.
THE question of modern human origins has fascinated physical anthropologists for decades. Recently, two main hypotheses have been proposed. One view, often called the single origin model, claims that modern humans evolved in a single location (probably in Africa) roughly 150,000 years ago and from there expanded and replaced the existing hominid populations around the world (e.g., ![]()
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One way of rephrasing the debate is to ask how much contribution regional "archaic" populations have had to current human morphological and genetic diversity. Under the single origin model, this contribution is thought to be very small or nonexistent, whereas the multiregional model predicts that it is quite large. Other intermediate hypotheses predict a range of contributions from relatively small (e.g., ![]()
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One recent genetical breakthrough involved the recovery and sequencing of a fragment of Neanderthal mtDNA. The inferred sequence was found to be quite different from the homologous sequences of all extant humans (![]()
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In this article, I explore how much power we have to exclude the possibility that Neanderthals (or other archaic humans) left descendants among extant humans given sequence data from multiple unlinked neutral nuclear loci. I assume that no further loci from Neanderthals will be sequenced; given the difficulty encountered with ancient mtDNA, which is present in hundreds of copies in each cell, it is highly unlikely that any single copy nuclear DNA can be recovered from fossils as old as Neanderthals. Instead, I focus on the effect of past demographic events on the patterns of current observed variation in human populations. This can be done by examining the change in the shape of the genealogy caused by alternative demographic scenarios. Both changes in population size and the presence of population subdivision produce characteristic changes in the shape of genealogies when they are compared with genealogies generated from a constant size panmictic model (e.g., ![]()
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Nordborg notes that his results are not conservative (i.e., the power to reject panmixia with actual data is less than in his simulations). This is because he assumes that the genealogy and branch lengths are known. In practice, they must be inferred from observed sequence data. This inference is especially difficult when there is intragenic recombination. I deal with the problem of intragenic recombination by examining patterns that are directly observable in sequence data. The model assumes that there are data from many unlinked neutral loci. Unlinked loci essentially provide independent runs of the evolutionary process, because demographic history is expected to equally affect the whole genome. Another advantage of considering multiple unlinked loci is that we can minimize the confounding effect of local selection.
I introduce ad hoc test statistics based on measures of inferred linkage disequilibrium or inferred genealogical tree shape, and I examine their powers to reject the null model (of panmixia) when the actual demography is as in Fig 1. More effective measures likely exist. However, my goal was to construct reasonable upper bounds for how much information (i.e., how many loci) would be necessary to distinguish between various demographic hypotheses. Full-likelihood methods were not considered. Algorithms that include intragenic recombination have only been implemented for panmictic models (e.g., ![]()
An outline of the remainder of the article is as follows. First, the model and test statistics are introduced. Then, the test statistics are compared with each other, and the best one is chosen for further simulations. These simulations are parameterized to model Neanderthal-modern human admixture in Europe ~30,00045,000 years ago (e.g., ![]()
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| MODEL AND TEST STATISTICS |
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To model archaic admixture, I use an infinite-sites coalescent model with recombination (cf. ![]()
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The data simulated using the above scheme are in the standard population genetic format of an ordered list of segregating sites. Call a pair of segregating sites congruent if the subset of the data consisting of the two sites contains only two different haplotypes. Congruence is a pairwise measure of linkage disequilibrium; it has been shown to be effective in detecting certain types of population structure (![]()
Label the segregating sites 1, 2, ... , S in order, and suppose 1
i
j
S. Define the indicator variable

Consider the subset of the data consisting of the sites i, i + 1, ... , j. If this subset has evidence of recombination (by containing a pair of sites with | D' | < 1; cf. ![]()

g is the number of pairs of sites that are congruent, gr is the number of pairs of sites that are both congruent and have evidence of recombination between them, and gd is the maximal distance (measured in segregating sites) between any two congruent sites. For gd, a distance measure based on the number of intervening base pairs should be no more effective; those areas containing Neanderthal ancestry will also have on average higher levels of polymorphism (due to longer genealogies) and thus longer distances when measured by the number of intervening segregating sites.
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lb is the maximum number of segregating sites that are all congruent to each other. If there were no recombination, lb would be an estimate of the number of mutations on the longest branch. In practice, it is still useful even in the presence of intragenic recombination (see RESULTS). Another possible test statistic is the maximal number of nucleotide differences between two sampled individuals, denoted by kmax. This statistic has been used in estimating the time to the most recent common ancestor (TMRCA) of a sample (e.g., ![]()
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One final test statistic considered is TAJIMA's (1989b) D (denoted here by dt), a commonly used measure of the skew in the observed frequency spectrum. When c is small, mutations on the oldest branch will tend to be at low frequency (assuming there is no outgroup), leading to a shift toward negative dt values. Because the multilocus likelihood calculations described below require discrete variables, each dt value was rounded down to the nearest tenth.
Suppose an alternative model Alt = (c, T0, T1,
, C) is specified. (Here
= 4Nµ is the population mutation parameter and C = 4Nr is the population recombination parameter.) It is compared with a null model Null = (c = 0, T0, T1,
, C). The
's for the two models are chosen so that the average pairwise divergences (
; cf. ![]()
= C for each model. (This assumption is relaxed in the DISCUSSION.) Recent high-resolution linkage maps (e.g., ![]()
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We can estimate the distribution of the seven test statistics by simulation. A statistic will be effective when its distribution under the alternative model of archaic admixture is noticeably different from its distribution under the null model of equilibrium panmixia. For any value of k, set PrNull (g = k) as the probability that g = k if the null model is simulated. (PrAlt is defined similarly.) This probability can be estimated from the proportion of simulated trials where g = k. In general, 106 trials were considered sufficient for each combination of parameter values. Now, suppose that data is available from x independent loci, each simulated according to either the null model or the alternative model. Define g(j) = the value of g from the jth locus, and

G is akin to a likelihood ratio and is used as a one-tailed test statistic. An empirical distribution for G is determined from 105 simulations of the null model. Then, the power to reject the null model (at the 5% level) is determined from 105 simulations under the alternative model. G values that are too low are rejected. Gr, Gq, etc., are all defined analogously.
| RESULTS |
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Preliminary simulations were run to estimate the optimal sample size, locus size, and test statistic. It was assumed that there is a constant per base pair cost for sequencing; under the constraint of a fixed total cost, it was determined what combination of n,
, number of loci, and test statistic led to maximal power to reject the null model. These simulations were meant to be exploratory, not exhaustive. They suggest that the optimal configuration has a relatively small sample size (n ~ 20) and a relatively large locus size (
~ 10), and that power is maximized using Gr (results not shown). All further simulations fixed
= 10 and n = 50. This corresponds to roughly 810 kb of sequence. The larger than optimal sample size was taken to conform more closely to the large sample sizes considered in most recent studies of human genetic variation (e.g., ![]()
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The most powerful test statistic (Gr) was chosen for more extensive simulations that sought to determine how much information (i.e., how many loci) would be required to distinguish between plausible human demographic scenarios. The results are described first for possible Neanderthal admixture in Europe and second for possible H. erectus admixture in Southeast Asia.
Recent archaeological evidence suggests that modern humans first entered Europe roughly 45,000 years ago, and that remnant Neanderthal populations remained until ~25,00030,000 years ago (e.g., ![]()
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With the recent claim that H. erectus survived on Java until just 25,000 years ago (![]()
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| DISCUSSION |
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Fig 3 Fig 4 Fig 5 show that the number of loci needed to have reasonable power to reject the null model is quite sensitive to assumptions about when and how long the archaic population was isolated and how much of a contribution it made to the modern gene pool. So, while as few as a dozen loci might be sufficient for extreme demographic scenarios, it seems that 60 or more loci would be necessary if parameter values are close to our best guesses for them. Furthermore, some demographic scenarios will be impossible to distinguish from equilibrium panmixia even if the entire genome is sequenced in every living human. If the contact between archaic and modern populations happened too far in the past (i.e., if T0 is too large) and/or the archaic contribution was too small (i.e., if c is too small), then genetic drift in the intervening years could easily obscure whatever pattern there once was. One conclusion is that genetic sequence data can never exclusively support a single origin model with complete replacement, because very low levels of hybridization with the local archaic populations (thus very few sites with archaic ancestry) can never be ruled out. Another is that there is not enough human sequence information available at the present for us to make any real demographic inferences. As of July 1999, there are only four published nuclear data sets of reasonable size (i.e., n > 10 and
> 5) for which haplotype information is available (Lpl, ![]()
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Even though very low values of c (e.g., c < 0.001) might be impossible to distinguish from c = 0 by the methods described here, they could still produce patterns in the data that would be highly suggestive of population structure. Lower c values imply a higher proportion of sites that conform to an equilibrium panmictic model because they have no archaic ancestors. However, conditional on a given site containing archaic ancestry, the expected length of sequence sharing this ancestry is quite large. For example, when T0 = 0.1 and n = 50, the expected length is roughly the distance over which C ~ 30 (i.e., ~2030 kb; results not shown). Also, the expected frequency of archaic variants (conditional on their existence) is roughly one over the expected number of ancestors at time T0 (~7% when T0 = 0.1), so is not vanishingly small (results not shown). If T1 is large (e.g., T1 > 3 in the case of Southeast Asian H. erectus ancestry), then areas of the genome with archaic ancestry would contain an unusually large number of reasonably rare segregating sites in high linkage disequilibrium with each other. These sites would not be tightly bunched, but would be dispersed over several kilobases of sequence.
I have focused on the power to reject c = 0 when the actual situation is c > 0. It would be just as easy to use multilocus data to come up with a point estimate of c (i.e., an estimate of what proportion of our genome came from archaic human populations). Suppose M(c) = (c, T0, T1,
, C) is a class of models where all but the first parameter are fixed, and gr(j) is the value of gr from the jth locus. Then one could estimate c by taking the value of c that maximizes
lj=1PrM(c) (gr = gr (j)). This method of using maximum likelihood on summary statistics has been used in other situations (e.g., ![]()
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The model considered in this article is somewhat simplistic; it assumes that modern humans (and most of their direct ancestors) form a constant-sized panmictic population, that the archaic population is formed and dissolved instantaneously, and that the archaic population is completely isolated for the duration of its existence. Some of these assumptions are known to be false. Below I discuss some possible shortcomings of the model assumptions and how more realistic models would change the general conclusions reached here.
Complete isolation of the archaic population:
It has been suggested that multiple dispersal events might be a common pattern in human evolution (![]()
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Constant population size:
The recent population explosion highlights the fact that human population sizes have changed over time. Some researchers have postulated that human population sizes were small in the distant past and then started to grow rapidly during the upper Paleolithic (e.g., ![]()
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Panmixia:
The human population is not panmictic. Genetic studies have consistently found differences between regional populations (e.g., ![]()
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Uncertainty in C:
This uncertainty can take two forms. First, the ratio C/
may be greater than one. As this ratio increases, there will be less linkage disequilibrium and less correlation in the genealogies of nearby segregating sites and thus less useful information for making demographic inferences. However, as long as C is known (so we can condition on how much linkage disequilibrium is expected), there is no loss of power. For example, if Fig 3A is rerun with C = 20 (instead of C = 10) everywhere, the power to reject the null model is essentially unchanged (results not shown).
A more serious concern is that regional variation in recombination rates might cause C to be different for each locus. If so, the test statistics described here could be used only if C could be measured accurately for each locus. This would require linkage maps with ~10-fold finer resolution than ![]()
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]. Another option would be to construct a test statistic whose definition does not depend on an assumed recombination rate. The loss in power by either method is substantial. An example of the latter type of test statistic is

Here k is an arbitrary constant. Note, however, that determining the rejection power of this statistic still requires simulations over many possible values of C. If c = 0.1, T0 = 0.1, T1 = 1.0, and k = 7, then the power to reject the null model with fr(k) and 60 loci is ~30%. In Fig 3A, the comparable power is 94.6%.
Nature of recombination:
The model used here includes crossing over but not gene conversion. The incorporation of gene conversion might lead to higher values of gr; if a conversion tract is surrounded on both sides by regions with the same genealogy, then it is more likely that one observes two congruent sites with evidence of recombination between them. To avoid this problem, either (1) the null model could be modified to include intragenic recombination or (2) test statistics of similar power (e.g., lb or g; see Fig 2) could be used that are likely to be less sensitive to assumptions regarding recombination.
Even though there are not yet enough genetic sequence data to answer conclusively questions surrounding modern human origins, it is important to start thinking about how multilocus data can be used to infer demographic history. Unlike selection, which tends to be localized, demography is expected to affect the whole genome. As methods become more sophisticated, we will have the power to consider more complicated (and hopefully more realistic) models of demographic history. The model of ancient structure with recent mixing presented here might be a reasonable approximation of human demographic history. If so, estimating c will give us some idea of what proportion of our genome came from Neanderthals or other archaic human populations. The results obtained here suggest that at least in some cases, tens of thousands of years of random mating are not sufficient to obliterate the patterns of population structure from the distant past.
| ACKNOWLEDGMENTS |
|---|
I thank R. Hudson and M. Nordborg for helpful discussions and R. Hudson, M. S. McPeek, M. Przeworski, and two anonymous reviewers for comments on an earlier version of this manuscript. This work was motivated by discussions at the North Atlantic Treaty Organization Advanced Study Institute on Human Evolution at the Newton Institute in Cambridge.
Manuscript received April 18, 1999; Accepted for publication October 14, 1999.
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