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Mapping Quantitative Trait Loci by Genotyping Haploid Tissues
R. L. Wuaa Forest Biotechnology Group, Department of Forestry, North Carolina State University, Raleigh, North Carolina 27695-8008
Corresponding author: R. L. Wu, Department of Statistics, Box 8203, North Carolina State University, Raleigh, NC 27695-8203., rwu{at}statgen.ncsu.edu (E-mail)
Communicating editor: R. G. SHAW
| ABSTRACT |
|---|
Mapping strategies based on a half- or full-sib family design have been developed to map quantitative trait loci (QTL) for outcrossing species. However, these strategies are dependent on controlled crosses where marker-allelic frequency and linkage disequilibrium between the marker and QTL may limit their application. In this article, a maximum-likelihood method is developed to map QTL segregating in an open-pollinated progeny population using dominant markers derived from haploid tissues from single meiotic events. Results from the haploid-based mapping strategy are not influenced by the allelic frequencies of markers and their linkage disequilibria with QTL, because the probabilities of QTL genotypes conditional on marker genotypes of haploid tissues are independent of these population parameters. Parameter estimation and hypothesis testing are implemented via expectation/conditional maximization algorithm. Parameters estimated include the additive effect, the dominant effect, the population mean, the chromosomal location of the QTL in the interval, and the residual variance within the QTL genotypes, plus two population parameters, outcrossing rate and QTL-allelic frequency. Simulation experiments show that the accuracy and power of parameter estimates are affected by the magnitude of QTL effects, heritability levels of a trait, and sample sizes used. The application and limitation of the method are discussed.
CURRENT statistical methods for mapping quantitative trait loci (QTL) have been well developed based on controlled crosses (![]()
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This approach is based on the molecular characterization of a haploid nongametic tissue that is derived from the same meiotic event as the gamete. In gymnosperms, such a haploid tissue occurs naturally and is called a megagametophyte (![]()
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Because the megagametophyte includes only a half of the offspring's genetic information, the strategy of QTL mapping using the megagametophyte should be based on statistical inferences about the other, unknown half from the paternal gamete. Many statistical methods have been suggested to map QTL affecting a quantitative trait in a segregating progeny population. ![]()
In this article, I develop a statistical method to map QTL based on haploid tissues using ML. ![]()
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| THEORY |
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CIM:
Consider an individual that is heterozygous at both molecular markers and QTL of interest in a random mating population. The open-pollinated progeny from this heterozygote will establish a mapping population. If the mapping material is a monoecious plant species, such as a conifer, the heterozygote may be pollinated by its own pollen and other unrelated plants' pollen. Thus, seeds collected from the mother tree include those from both selfing and outcrossing pollination. During selfing pollination, maternal and paternal gametes combine to form selfed seeds from the same tree; both kinds of gametes may be assumed to have the identical frequencies, which are dependent on the recombination frequencies between a given set of loci (Table 1). However, for the outcrossed progeny, although maternal gametes are the same as those for the selfed progeny, paternal gametes come from the natural population (excluding the mother tree) and their frequencies are determined by allelic frequencies at individual loci and the gametic phase disequilibria between the loci (![]()
) of rt to r to describe the position of the QTL in the interval. The probabilities of QTL genotypes conditional on each of the four marker gametes of Mt and Mt+1 are given in Table 1, separately for the selfed and outcrossed progenies. For example, in the outcrossed progeny, the conditional probability of QQ upon maternal gamete MtMt+1 is given by

where the uppercase superscript O indicates the outcrossed progeny (similarly, the selfed progeny is denoted by the uppercase superscript S; see Table 1), the denominator is the probability of an individual in the outcrossed progeny carrying maternal gamete MtMt+1, which is 1/2 (1 - r), and the numerator is the probability of the individual carrying maternal gamete MtQMt+1 and paternal gamete tQ t+1 (underscores denote alternative marker alleles M or m),

where double crossovers are ignored, pm(·) and pp(·) are the population frequencies of maternal and paternal gametes, respectively; u, w, and v are the population frequencies of alleles Mt, Q, and Mt+1, respectively; DMtMt+1, DQMt+1, and DMtQ are the gametic linkage disequilibria between loci Mt and Mt+1, Q and Mt+1, and Mt and Q, respectively; and DMtQMt+1 is the gametic linkage disequilibrium among these three loci (![]()
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Assuming that no epistasis exists between loci, the phenotype of the jth individual from the open-pollinated progeny (of size n) of the heterozygous maternal parent can be expressed in terms of the QTL located in the interval of two adjacent markers Mt and Mt+1,
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(1) |
where µ is the overall mean, a and d are the additive and dominant effects of the putative QTL, respectively, and x*j and z*j are the indicator variables of the jth individual whose values are taken as

bk is the partial regression coefficient of the phenotype y on the kth marker conditional on all other markers, xkj is the known indicator variable of the kth marker in the jth individual, taking the value of 1 or 0 depending on the type of marker allele from a maternal gamete, and
j is a random variable,
j ~ N(µ,
2). The variance,
2, includes both environmental variation and genetic variation at other loci affecting the quantitative trait but segregating independently of the QTL under consideration. If the probability with which a maternal gamete receives pollen from unrelated individuals, i.e., outcrossing rate, is denoted by
, the likelihood function of the quantitative effect for a mixed selfed and outcrossed progeny population (of size n) is expressed by
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(2) |
where pSij and pOij are the prior probabilities of the jth individual taking x*j = i (representing the ith QTL genotype characterized by the number of Q alleles) for the selfed and outcrossed progenies, respectively, and fi(yj) is the density function of the phenotype of the jth individual with QTL genotype i:

By differentiating the likelihood function (2) with respect to each of the unknown parameters, a, d, b, and
2, setting the derivatives equal to zero, and then solving the equations, the ML estimates of these parameters can be obtained as
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(3) |
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(4) |
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(5) |
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(6) |
where y is a (n x 1) vector of yj's,
is a [(m - 2) x 1] vector of the ML estimates of bk's, X is an [n x (m - 2)] matrix of xjk's, and
1 and
2 are (n x 1) vectors with elements
1j and
2j specifying the ML estimate of the posterior probability of x*j = 2 and 1 (![]()

Similarly, the ML estimates for outcrossing rate,
, and the frequency of QTL allele in the pollen pool, w, are given by
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(7) |
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(8) |
where

The parameter describing the position of the QTL,
, can be treated as either a parameter or a constant. If it is a parameter, then its ML estimate is the solution of
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(9) |
The solutions of the unknown parameters are not in closed form, and each estimate depends on estimates of other parameters. ![]()
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= 0 or the least-squares estimates of a, d, and b using x*j, z*j = pS1j, or pO1j.
Formulation of hypothesis:
The null hypotheses about the additive (a) and dominant effects (d) of the QTL can be tested with
2 statistics. The likelihood function under the null hypothesis can be calculated by substituting the expressions of this null hypothesis into Equation 2. The hypothesis for testing the presence of a putative QTL in the interval is H0, a = d = 0 vs. H1, at least one parameter
0. The likelihood function under the null hypothesis is given by
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(10) |
where f(yj) = (
) exp [-(yj - Xj b)2/2
2]. The ML estimates for b and
2 under the null hypothesis are given by

The test statistic is estimated as the log-likelihood ratio (LR) of Equation 10 and Equation 2,
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(11) |
which follows asymptotically a chi-square distribution.
| SIMULATION |
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Simulation studies are carried out to illustrate the properties of CIM modified to map QTL using haploid tissues from a heterozygous individual. For a detailed discussion about the behavior of the test statistic of the ML method and advantages and disadvantages of CIM based on a controlled cross, see ![]()
Test statistic under the null hypothesis:
The statistical behavior of the method proposed under a series of realistic conditions is examined by simulation experiments. Consider a species in which a haploid tissue derived from the same meiotic event as a gamete can be currently genotyped. Conifers, with 12 pairs of chromosomes, represent a significant group of such species. Assume that a genomic size of 2400 cM is composed of 12 chromosomes with identical lengths. On each chromosome, 11 markers are situated 20-cM apart from their immediate neighbors and cover the entire chromosome of 200-cM length. Based on different objectives of simulation experiments (see below), 3001000 progeny individuals are simulated each with maternal gametic genotype Mt or mt at the tth marker. By simulating a normally distributed quantitative trait on these individuals, the maximum LR test statistic (i.e.,
is treated as a parameter) is calculated by (11) throughout a single chromosome for each of 1000 replicated simulations. The 95th percentiles for the simulated test statistics over the 1000 replicates are used as the critical values to declare the existence of a QTL in the chromosomes. Because outcrossing rate and QTL-allelic frequency may affect the accuracy of parameter estimation, I first assume that they are fixed in the simulations by setting
= 0.90 and w = 0.50. The choice of
= 0.90 is based on empirical observations on outcrossing rate in coniferous populations: for example,
= 0.800.90 for P. caribaea (![]()
= 0.890.97 for P. attenuata (![]()
Experimental designs:
Three types of simulation experiments are performed to explore how differences in genetic architecture, sample size, heritability level, and parental-population composition affect the accuracy and power of parameter estimation. Experiment 1 is based on a genetic model in which some underlying QTL have larger effects on the phenotype than others (nonpolygenic model). Variable effects of QTL have been experimentally found in many species that are subject to QTL mapping (reviewed by ![]()
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In experiments 1 and 2, I assume that a quantitative trait is controlled by 14 QTL with uneven distributions on the chromosomes. For example, chromosome 9 has three QTL, whereas chromosomes 4, 6, 8, 10, and 12 have no QTL at all. In experiment 1, a nonpolygenic trait is assumed in which the effects of the simulated QTL vary over loci (Table 2 and Table 3). The statistical behavior of the method is examined under two different broad-sense heritability levels (H2 = 0.60 vs. 0.20) as well as two different sample sizes (n = 800 vs. 300). Experiment 2 assumes the same QTL locations but in which each QTL has a similar, small effect (polygenic trait, Table 4). In this experiment, assume broad-sense heritability H2 = 0.20 and sample size n = 1000. Experiment 3 assumes a QTL located at 50 cM in a 200-cM-long chromosome uniformly covered by 11 markers. The additive and dominant effects of the QTL on a simulated trait are set at 1.2 and 1.0, respectively. The broad-sense heritability of the trait is 0.60. Simulations are repeated 100 times on 400 individuals.
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In all three experiments, the trait value of an individual is determined by the sum of additive and dominant effects of the simulated QTL plus a random variable that is normally distributed with mean zero and variance scaled to give the expected heritabilities. Simulations were repeated 100 times to estimate the average values and sampling errors of QTL parameters. The statistical power of a test is the probability of detecting the effect of the QTL when it exists. The empirical power was estimated from the 100 repeated simulations. It has been shown that the estimation of parameters using CIM is affected by the number, type, and space of markers used as cofactors in the multiple linear regression analysis (Equation 1; ![]()
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Results:
In experiment 1, QTL of larger effects can be detected more easily than those of small effects. However, the precision and power of parameter estimates are strongly affected by heritability levels and sample sizes (Table 2 and Table 3). If a large sample size (n = 800) is used, the method can detect 86% (12/14) of the simulated QTL for a trait of high heritability (H2 = 0.60; Table 2). Also, as indicated by low sampling errors, the method can precisely estimate the positions and additive and dominant effects of these QTL, even those with relatively small effects. When both sample size and heritability are large, the statistical power to detect the small QTL is ~0.300.40 but the power to detect those QTL of large effects can be >0.90. Both estimation precision and power are largely reduced when the trait has a low heritability (Table 2) or when the sample size used is small (Table 3). In the case where the heritability of a trait is low (H2 = 0.20) but the sample size used is large (n = 800), the method can detect 50% (7/14) of the assumed QTL. If the trait's heritability is large (H2 = 0.60) but the sample size used is low (n = 300), 57% (8/14) of the assumed QTL can be estimated. If both the heritability and sample size are low, the method can only estimate the three largest QTL (21%) with low power (0.320.62; Table 3).
It is found that estimates of QTL positions and effects are affected by interactions between heritabilities and sample sizes. Figure 1 describes the sampling errors of parameter estimation for a QTL of large effect at 191 cM from the top of chromosome 9 under different heritability and sample size combinations. A similar trend is detected for the estimation of QTL position (Figure 1A) and QTL effects (Figure 1B and Figure C). Parameter estimation displays greater precision under a sample size of 800 than 300. However, heritability of H2 = 0.60 produces a much more significant increase in estimation precision than does heritability of H2 = 0.20. If the sample size used is large or if the trait mapped is strongly inherited, the method displays high genetic resolution for linked QTL; for example, using this method, the three QTL can be mapped to the correct locations on chromosome 9 (Figure 2). However, when neither of the two conditions is met, the advantage of the interval test in discriminating adjacent QTL on a chromosome is lost. For QTL of small or medium effects, the influence of interactions between heritabilities and sample sizes is more remarkable.
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The estimate of outcrossing rate appears to be unaffected by heritability levels, although it is slightly sensitive to the sample sizes used in the simulations (Table 2 and Table 3). Also, the estimate of outcrossing rate is consistent based on all the simulated QTL. Although chromosomes 4, 6, 8, 10, and 12 have no QTL, outcrossing rate can still be estimated with very high accuracy when procedures are implemented to search for possible QTL on these chromosomes (data not shown). The estimate of QTL-allelic frequency is affected by both sample sizes and heritabilities. A smaller sample size or heritability results in more biased estimates for this population parameter than a larger sample size or heritability.
In experiment 1, QTL of effects ~0.5 cannot be detected with a sample size of 800. Results from experiment 2 show that QTL with such sizes of effects can be detected when a larger sample size (n = 1000) is used (Table 4). Of the 14 simulated QTL of relatively small effects, 8 (57%) can be detected with reasonable accuracy and power.
Experiment 3 includes two parts. In the first part, the frequency of allele Q for the QTL is fixed (w = 0.5) in the pollen pool, whereas outcrossing rate
is allowed to change from 0 to 1. Both QTL locations and additive effects are little influenced by the changes of outcrossing rate, although better estimation is obtained when
deviates from 0.5 (Table 5). Estimates of the dominant effect seem to be more sensitive to the change of
. The dominant effects can be better estimated when
is close to 0.5. In the second part, aimed at observing the influence of Q-allelic frequency,
is set to be fixed (
= 0.9). It is found that variability in allelic frequency for the QTL affects the estimation of QTL parameters (Table 5). When two QTL alleles are in equal frequency, the QTL can be mapped and estimated more accurately than when the QTL-allelic frequencies tend toward extremes. This is not unexpected because the frequency of informative families will decrease in the extreme case. The dominant effects are overestimated if the frequency of allele Q is low. In general, the frequency of the QTL allele can be well estimated, especially when the two QTL alleles have equal frequency.
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| DISCUSSION |
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Theoretically, the strategy based on a well-defined pedigree, such as F2 or backcross, is not effective to map QTL in outcrossing species. As a result, the strategies based on a half- (HS) or full-sib (FS) family design have been developed for these species (![]()
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The OP test is the easiest and least expensive means of creating a progeny population. Without requiring artificial crosses, this design collects open-pollinated seeds from parental plants that are to be tested. The design has been widely used to understand the overall genetic architecture of quantitative traits for outcrossing species (e.g., ![]()
A variety of statistical methodologies have been developed for mapping QTL in plants, animals, and humans (reviewed by ![]()
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In this article, I have combined CIM and an OP design to estimate QTL parameters through haploid tissues from single meiotic events. Methodologically, this combination has three favorable properties. First, the molecular characterization of individual alleles at markers is simple and accurate from the haploid tissues. By scoring the presence vs. absence of bands, the haploid tissues can be genotyped using PCR-dominant markers such as RAPDs and AFLPs (![]()
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Results from simulation experiments have demonstrated that the new method can be well used in practice. However, estimates from this method are asymptotically unbiased; reduced sample sizes will result in reduced power to detect a QTL and increased biases in estimating this QTL's position and effect (see also ![]()
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Two simplifying assumptions have been used to derive the statistical method proposed in this article. The first is that the QTL to be mapped are biallelic. This assumption can be relaxed by developing a normal-effects QTL model. Under a normal-effects or random QTL model, segregating variances instead of genetic effects for the QTL are estimated without prior knowledge about the number of QTL alleles (![]()
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The mapping strategy proposed in this article is dependent on the availability of haploid nongametic tissues derived from single meiotic events. Such tissues that naturally exist for marker analysis include the megagametophyte of gymnosperms (![]()
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Conclusions:
The study shows that a number of genetic parameters regarding QTL positions and effects, and QTL-allelic frequencies and outcrossing rate in a parental population, can be estimated by ML methodology. However, the accuracy of parameter estimates and power to detect a QTL may be reduced when sample sizes and heritability levels are small. The sensitivity of parameter estimates to these two variables indicates that the prior knowledge of heritability is necessary for designing an appropriate experiment for QTL mapping. For those traits with lower heritability, for example, one should increase either sample size or environmental homogeneity, or both, to achieve acceptable precision for QTL detection. With an adequately large mapping population, the method proposed has a capacity to study the genetic basis underlying a polygenic trait.
Estimates of QTL-allelic frequencies and outcrossing rate in a parental population obtained from this method are of great importance to both breeders and population geneticists. If these two parameters are known for a breeding population, the probability is increased of selecting individuals carrying favorable QTL alleles through marker-assisted selection. From a population genetics perspective, these two parameters are essential for understanding the genetic architecture of natural populations.
| ACKNOWLEDGMENTS |
|---|
I thank Prof. R. R. Sederoff and all other members of the Forest Biotechnology Group at North Carolina State University for encouragement and support on this and other studies. I am grateful to Dr. D. M. O'Malley, Dr. Z-B. Zeng, Mr. D. L. Remington, and Dr. B-H. Liu for much discussion regarding QTL mapping using megagametophytes. I especially appreciate Dr. Zhao-Bang Zeng, Dr. Shizhong Xu, Dr. Ruth Shaw, and three anonymous referees for thoughtful comments that led to a better presentation of this work. This work is partially supported by the North Carolina State University Forest Biotechnology Industrial Associates Consortium.
Manuscript received May 20, 1998; Accepted for publication April 15, 1999.
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P. Hurme, M. J. Sillanpää, E. Arjas, T. Repo, and O. Savolainen Genetic Basis of Climatic Adaptation in Scots Pine by Bayesian Quantitative Trait Locus Analysis Genetics, November 1, 2000; 156(3): 1309 - 1322. [Abstract] [Full Text] |
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