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The Causes of Synonymous Rate Variation in the Rodent Genome: Can Substitution Rates Be Used to Estimate the Sex Bias in Mutation Rate?
Nick G. C. Smitha and Laurence D. Hurstaa Department of Biology and Biochemistry, University of Bath, Bath BA2 7AY, United Kingdom
Corresponding author: Nick G. C. Smith, School of Biology and Biochemistry, University of Bath, Claverton Down, Bath BA2 7AY, United Kingdom., n.smith{at}bath.ac.uk (E-mail)
Communicating editor: R. R. HUDSON
| ABSTRACT |
|---|
Miyata et al. have suggested that the male-to-female mutation rate ratio (
) can be estimated by comparing the neutral substitution rates of X-linked (X), Y-linked (Y), and autosomal (A) genes. Rodent silent site X/A comparisons provide very different estimates from X/Y comparisons. We examine three explanations for this discrepancy: (1) statistical biases and artifacts, (2) nonneutral evolution, and (3) differences in mutation rate per germline replication. By estimating errors and using a variety of methodologies, we tentatively reject explanation 1. Our analyses of patterns of codon usage, synonymous rates, and nonsynonymous rates suggest that silent sites in rodents are evolving neutrally, and we can therefore reject explanation 2. We find both base composition and methylation differences between the different sets of chromosomes, a result consistent with explanation 3, but these differences do not appear to explain the observed discrepancies in estimates of
. Our finding of significantly low synonymous substitution rates in genomically imprinted genes suggests a link between hemizygous expression and an adaptive reduction in the mutation rate, which is consistent with explanation 3. Therefore our results provide circumstantial evidence in favor of the hypothesis that the discrepancies in estimates of
are due to differences in the mutation rate per germline replication between different parts of the genome. This explanation violates a critical assumption of the method of Miyata et al., and hence we suggest that estimates of
, obtained using this method, need to be treated with caution.
IT has long been thought that, at least in humans, most mutations originate in males, ever since ![]()
![]()
![]()
) by comparing nucleotide substitution rates in Y-linked, X-linked, and autosomal (A) genes. If the substitutions considered are selectively neutral (![]()
Previous comparisons of synonymous substitution rates on the X chromosome and the autosomes of mouse and rat have yielded estimates of rodent
=
(![]()
![]()
: about two when both synonymous and intronic substitution rates are used (![]()
![]()
close to one (![]()
![]()
: statistical biases and artifacts, nonneutral evolution, and differences in mutation rate per germline replication.
| Statistical biases and artifacts |
|---|
The "errors" explanation supposes that there may be large standard errors in substitution rate estimates (![]()
values of two and
may not be significantly different. An alternative "methodological" explanation suggests that the discrepancy between estimates of
may be due to different distance estimation methods yielding different substitution rates, as has been observed with other data sets (![]()
| Nonneutral evolution |
|---|
If synonymous substitutions in rodents are not selectively neutral, then different selective pressures on the different gene classes (X-linked, Y-linked, and autosomal) could lead to differences in KS and thereby to discrepancies in estimates of
. For example, stronger selection could reduce synonymous substitution rates on the X-linked genes relative to the autosomal genes (![]()
![]()
This problem of nonneutrality might be circumvented by using intronic, rather than synonymous, substitution rates. If intronic substitutions are neutral in mammals, as is generally thought, then estimates of
based on intronic substitution rates should be safer than estimates based on synonymous substitution rates (![]()
![]()
![]()
| Differences in mutation rate per germline replication |
|---|
The X/A and Y/A estimates of
are based on nonhomologous comparisons while the Y/X estimates have been based on homologous comparisons, which are presumably more reliable. The "compositional" explanation proposes that base composition effects on substitution rates could explain the discrepancy between X/A and Y/X estimates of
(![]()
![]()
![]()
DNA methylation status is known to affect mutation rates strongly, with methylated CpG's mutating to TpG's at 1020 times the rate of unmethylated CpG's (![]()
The "mutation rate selection" explanation proposes that selection might favor different optimal mutation rates for the different gene classes. The mutation rate on the X chromosome may be selectively lowered relative to that on the autosomes due to the exposure of highly deleterious mutations in males (![]()
![]()
for both intronic and synonymous substitution rates. Note that a modifier of mutation rate could act via methylation levels or composition. Thus the three explanations in the "differences in mutation rate per germline replication" class (methylation, composition, and mutation rate selection) are not necessarily in competition.
The "nonneutral evolution" and differences in mutation rate per germline replication classes of explanation both predict that hemizygously expressed genes should have a lower substitution rate than diploid expressed genes. We test this hypothesis by asking whether imprinted genes have low KS values. Genomically imprinted genes are those for which expression is dependent upon the sex of the parent from which they are derived (![]()
| MATERIALS AND METHODS |
|---|
Selection of protein coding sequences:
A list of 470 mouse/rat mRNA pairs, with HOVERGEN 19 used to confirm orthology (![]()
![]()
![]()
Fifteen mouse/rat imprinted orthologs were determined, with all mouse genes given in the Mammalian Genetics Unit Database (http://www.mgu.har.mrc.ac.uk/), with the exceptions of Gabrb3 and Mas (see below). Gapped BLAST was used to find rat orthologs and MGD to provide gene names. A total of 15 pairs of imprinted mouse-rat orthologs were determined. The imprinted status of Gabrb3 has yet to be fully demonstrated; however, the evidence in favor is now fairly compelling (![]()
![]()
![]()
![]()
![]()
![]()
![]()
![]()
![]()
Selection of intron sequences:
A list of intronic and exonic mouse/rat pairs of confirmed orthology was obtained from ![]()
Selection of sequences for Y/X comparison:
Alignments used in the Y/X comparisons were obtained from a previous study (![]()
Sequence alignment:
Alignments were performed using the GCG (GENETICS COMPUTER GROUP 1994) and EGCG (![]()
![]()
![]()
![]()
Distance estimation:
Several distance estimation methods were used. The default (and hopefully optimum) algorithmic estimation protocol used methods developed by ![]()
![]()
The methods of ![]()
![]()
![]()
![]()
![]()
The maximum-likelihood package PAML (![]()
Calculating error limits of
estimates:
The autosomal and X-linked synonymous and intronic substitution rates were compared to provide an estimate of
in a three-step procedure. First, substitution rate means and standard errors were calculated. Second, the X-to-autosome ratio of mean rates was calculated, and confidence limits for the ratio were calculated by adjusting both numerator and denominator by one standard error. Finally, ![]()
= (
)
was used to calculate both
and its confidence limits.
Codon usage bias:
One measure of the codon usage bias of a gene is given by the effective number of codons (ENC; ![]()
We considered the possibility that ENC might be affected by both gene length and compositional bias. Random effects on smaller codon genes might reduce ENC, although it appears that ENC is highly robust to changes in gene length (![]()
![]()
![]()
Codon usage heterogeneity:
A test of codon usage bias that accounts for mutational biases that might be caused by adjacent bases has been developed by ![]()
![]()
Using Eyre-Walker's notation, the four sets of codons are C (alanine, threonine, proline, and fourfold codons of serine; all codons have C at the second position), AGA (glutamic acid, lysine, and glutamine; all codons have A at the second position and either G or A at the third position), ATC (tyrosine, histidine, aspartic acid and asparagine; all codons have A at the second position and either T or C at the third position), and GTC (cysteine and the twofold degenerate codons of serine; all codons have G at the second position and T or C at the third position). The unscaled and scaled chi-square values for the AGA test, for example, are denoted
2AGA and sc
2AGA, respectively.
If genes are too short, then codon numbers are too small, and the values obtained from the tests will not be chi-square distributed. Thus only suitably long genes were analyzed, with the adjusted number of codons required to be greater than the number of different codons multiplied by five. Too few X-linked and imprinted genes were long enough, so only the results obtained from autosomal genes are considered. Of the mouse autosomal genes, the numbers of genes used in the different tests were as follows: C test, 118; AGA test, 177; ATC test, 91; and GTC test, 85. Of the rat autosomal genes, the numbers were as follows: C test, 128; AGA test, 184; ATC test, 97; and GTC test, 84.
For these tests to be capable of detecting selection for optimal codon usage, it is required that amino acids within the same set of codons differ with respect to third position base of the optimal codon or at least with respect to the degree to which the optimal codon is favored. The data from Drosophila, with most amino acids having the same optimal third-position base (see ![]()
![]()
|
Compositional analysis:
A number of compositional characters were measured: all four base frequencies at fourfold degenerate sites and overall CpG frequency. Predicted CpG frequencies were calculated using gene length and C and G overall base frequencies. In addition, CpG/TpG and CpG/CpG orthologous pairs where the C/T change is silent (i.e., C/T at third codon position) were counted. From this analysis, silent CpG mutability, defined as the ratio of mutated (CpG/TpG) to unmutated (CpG/CpG), could be calculated. Methylated CpG dinucleotides are known to mutate to TpG at high rates (![]()
Statistical methods:
We performed nonparametric tests of statistical significance. The Mann-Whitney U-test was used to compare sets of data (such as the substitution rates of X-linked and autosomal genes). Rank correlation statistics followed by the z* transformation suggested by Hotelling (![]()
| RESULTS |
|---|
Statistical biases and artifacts
A number of different synonymous rate measures were used to provide estimates of
(Table 1). The finding that synonymous substitution rates are significantly lower for X-linked than autosomal genes holds for all measures (PAML correlated, P = 0.032; all other measures, P < 0.0001) and appears robust to the effects of outliers (data not shown). The eight different synonymous measures of
range from eight to
. In contrast with previous results (![]()
![]()
![]()
to be less than (but not significantly different from)
for six out of the eight measures. Differences in methodology do not appear to lead to qualitative differences in
estimation. The upper confidence limits for
are very high (
for six out of eight measures), while the lower confidence limits range between three and seven.
|
Four intronic measures of
were obtained (Table 1). As for the synonymous data, X-linked rates are lower than those on the autosomes, although not significantly so. The multiple substitutions correction method appeared to make little difference, but the two different alignment protocols gave rather different estimates of
. PILEUP estimated
to be ~17 and gave a minimum
estimate of 1.7, which is close to the values obtained from X/Y comparisons. CLUSTALW yielded an
estimate of
and a lower limit of 4.4, results that are more in keeping with the synonymous measures. These intronic results should be treated with caution because of the small sample size (N = 5 on the X chromosome).
Imprinted genes do have low KS values
If the discrepancies in
estimates are solely due to statistical biases and artifacts and the other explanations are incorrect, then hemizygously expressed genes should have the same synonymous substitution rates as diploid-expressed genes. However, we find that a low KS may be a general feature of haploid-expressed genes, both X-linked and imprinted: imprinted genes have both a significantly lower mean KS (P = 0.0046) and a significantly lower mean K4 (P = 0.0179) when compared with autosomal genes when the default algorithmic estimation method is used (see Figure 2). When maximum-likelihood methods are used, autosomal KS is higher than imprinted KS (constant P = 0.0034, variable P = 0.0017, and correlated P = 0.033; see Figure 3). Similarly, autosomal KS is higher than X-linked KS when such methods are used (constant P < 0.0001, variable P < 0.0001, and correlated P = 0.031; see Figure 3). Both the nonneutral evolution and mutation rate selection arguments predict both X-linked and imprinted genes to have lower KS rates than autosomal genes (see Introduction).
|
|
Nonneutral evolution of silent sites is not supported
We examine two issues concerning the proposition that nonneutral evolution of third-site mutations can account for the low KS values seen in X-linked and imprinted genes. First we provide codon usage analyses to ask whether there is any evidence that selection has affected codon usage in rodents. Second, we ask whether, in principle, nonneutral evolution is adequate as a possible explanation.
Codon usage data:
Although there exists a wealth of evidence to suggest that codon usage is selectively driven in Drosophila and bacteria (see ![]()
![]()
CUBRE and ENC analysis:
If synonymous codon usage were selectively driven, then one would expect to see a correlation between KS and CUBRE and between KS and ENC. If the synonymous codon usage of a gene is under strong selection, then CUBRE will be high and ENC low (high codon bias) because only optimal codons will be used, and KS will be low because synonymous changes (from an optimal codon to a nonoptimal codon) will be highly constrained. Conversely, if the synonymous codon usage of a gene is under weak selection, then CUBRE will be low and ENC high (low codon bias) and KS high. Such correlations have provided evidence for selection on codon bias in Drosophila (![]()
The predicted relationships between CUBRE and ENC values and KS were tested in two different ways. First, if mean KS is significantly higher for autosomal genes than for X-linked genes, do mean CUBRE and mean ENC show the expected relationships (significantly higher and lower, respectively, on the X chromosome)? Second, is there a significant correlation between KS and CUBRE and between KS and ENC among either autosomal or X-linked genes?
Both KS and K4 are significantly higher for autosomal than X-linked genes under the default algorithmic estimation method (P < 0.0001 in both cases, see Figure 2). KS is also significantly higher for autosomal than X-linked genes under maximum-likelihood estimation (constant P < 0.0001, variable P < 0.0001, and correlated P = 0.03).
In conflict with the predictions of the silent site selection argument, mean CUBRE is lower (P = 0.99; see Figure 4) and mean ENC is higher (P = 0.09; see Figure 5) on the X-linked genes. No significant correlations were found between KS and CUBRE (autosomal and X-linked, P > 0.1 and P > 0.1) or KS and ENC (P > 0.1 and P > 0.05).
|
|
Considering imprinted genes allows a further test of the silent site selection argument. Given that imprinted genes have significantly lower synonymous substitution rates than autosomal genes (see above), the silent site selection argument predicts that imprinted genes should show greater codon usage bias; i.e., imprinted genes should have a higher mean CUBRE and lower mean ENC than autosomes. These predictions hold for both CUBRE (P = 0.35) and ENC (P = 0.09), although the results are not significant.
Codon usage heterogeneity:
Although the results of the codon bias analysis presented above provide no evidence that silent sites in rodents are under selection, CUBRE is significantly greater than unity in each of the three classes of autosomal, X-linked, and imprinted genes (P < 0.001 in all three cases). This result means that either silent sites are subject to selective pressures (and for some reason our previous tests did not have the power to demonstrate selection) or the scheme used to produce the expected ENC values is incorrect. The latter explanation seems plausible because simulated ENC values were calculated using only position-specific base frequencies and gene length. It is known that neighboring bases can affect mutation rates (![]()
To control for mutational biases caused by adjacent bases, the codon usage heterogeneity tests developed by ![]()
For each of the four different tests (
2GTC,
2C,
2AGA, and
2ATC), two statistics were calculated: the proportion of genes showing significant heterogeneity at the 5% level and the overall
2 for all the genes. For both mouse and rat, only one of the overall
2 tests, overall
2AGA, showed significant heterogeneity (P < 0.001 in both species). Only the rat
2AGA test gave significantly more genes with significant bias than expected by chance (P < 0.025 with Yates' continuity correction), though the mouse
2AGA test showed a similar tendency (P < 0.1).
Those genes that showed significant heterogeneity in any of the four tests in either mouse or rat were classed as the high
2 group, while the remaining genes with nonsignificant heterogeneities in both mouse and rat for all four tests formed the low
2 group. If the silent site selection argument is correct, then the high
2 group (more codon bias) should have lower KS (silent sites more constrained) than the low
2 group. In conflict with this prediction, the high
2 group had a higher mean KS than the lower
2 group, though the two means were not significantly different (P = 0.21).
The
2AGA test was repeated with analysis of the 123, 312, and complementary sequences (see MATERIALS AND METHODS). All autosomal genes that fulfilled the
2AGA test length criteria for the 123, 312, and complementary sequences were included, thereby increasing the sample size. For both mouse and rat, overall
2AGA was significant for the 123 sequence (P < 0.001 for both species) and complementary sequence (P < 0.001 for both species) but not for the 312 sequence (P > 0.25 for both species).
As explained above, the silent site selection argument predicts a negative correlation between codon bias and KS. The four tests of heterogeneity were used to test this prediction, with scaled values used to control for gene length (see MATERIALS AND METHODS). None of the four scaled heterogeneities correlated significantly with KS (P > 0.1 in all four cases).
Nonneutral evolution, the problem of advantageous recessives, and the KA-KS correlation:
One assumption of the notion that a low KS in imprinted and X-linked genes might be the result of nonneutral evolution is that advantageous recessive silent mutations are rare. If advantageous recessives were common, then the exposure of X-linked and autosomal genes could lead to them having higher substitution rates than autosomal genes (![]()
We cannot test the frequency of advantageous recessive mutations directly. However, we can ask whether nonsynonymous substitutions show any evidence for the presence of advantageous recessive mutations. If purifying selection had acted on synonymous mutations to reduce X-linked KS, one would expect an even greater reduction in X-linked KA if nonsynonymous mutations were also under purifying selection, because nonsynonymous mutations are likely to be affected by stronger selection than synonymous ones.
KA is significantly higher on the autosomes than on the X chromosome (P = 0.003; see Figure 2). Although the relationship is not significant, KA is higher on autosomal genes than imprinted genes (P = 0.52; see Figure 2). These KA relationships cannot, however, be considered independently of the KS relationships because of the well-known KA-KS correlation (e.g., ![]()
![]()
We compared two rank orders, one for KS and one for KA, both of which gave the ranks of X-linked genes among autosomal genes. The KA ranks were higher than the KS ranks but not significantly so (P = 0.14). Thus we can reject the notion that X-linked KA values are lower than expected on the basis of KS values, which is a result that provides evidence against nonneutral evolution reducing the KS on the X chromosome.
A similar analysis was applied to the imprinted genes. As for the X-linked genes, if the dominant mode of selection affecting imprinted genes is stabilizing selection then imprinted genes should have low KA values given their KS values. For imprinted genes among autosomal genes there is a tendency toward higher KA ranks (P = 0.08). Consistent with the similarly high KA ranks of both X-linked and imprinted genes, the comparison of imprinted and X-linked genes suggests no difference between the two classes (P = 0.69 for X-linked among imprinted and P = 0.56 for imprinted among X-linked). This result is consistent with elevated KA ranks being an effect of hemizygous expression. If the hemizygously expressed genes are pooled, then the KA ranks among the autosomal genes are significantly higher than the KS ranks (P = 0.041).
The X and autosomes differ in sequence composition
The composition and methylation explanations for the discrepancies between X/Y, Y/A, and X/A estimates of
both invoke differences in the mutation rate per germline replication, which are the result of sequence differences. We tested the idea that the observed differences between X-linked, imprinted, and autosomal synonymous substitution rates might be due to sequence differences.
Most of the compositional features considered differ significantly between the autosomal genes and the X-linked genes (see Table 2). Most notably the mean GC4% on the X chromosome was only 53% compared with 61% on autosomes. This effect cannot account for all the variation in KS, because imprinted genes, which also have a low KS, have a GC4% of 65%, which is higher than that of the autosomal genes. No compositional feature differs significantly between the autosomal and imprinted genes (Table 2). We do find, however, that imprinted genes tend to be more GC rich than autosomal genes (P = 0.053). The fact that the difference is close to significance may help to explain the different results obtained by previous compositional comparisons of imprinted genes and autosomal genes (![]()
![]()
|
In addition to compositional differences, we have found evidence of methylation differences (see MATERIALS AND METHODS). On the X chromosome not only are C's and G's rare, but also the frequency of CpG's (with C at a silent site), when controlled for GC%, is lower than that found on the autosomes (P = 0.037; see Table 3). But is there evidence that such differences lead to synonymous substitution rate differences?
|
Autosomal genes were used to examine correlations between sequence characters and synonymous substitution rates. No significant correlations were observed between K4 and any of the fourfold base frequencies (P > 0.5 in all four cases). The number of silent CpG
TpG substitutions correlates positively with KS (P < 0.001), which is not surprising given that such changes contribute directly to the number of synonymous substitutions. However, the ratio of silent CpG
TpG changes to the number of conserved silent CpG sites, which gives an indication of the mutability of silent CpG sites (see MATERIALS AND METHODS), also correlates strongly with KS (P < 0.001). In other words, the synonymous substitution rate at a class of site known to be strongly influenced by methylation status correlates strongly with the whole gene synonymous substitution rate. Such an effect has already been shown to explain at least some of the KS variation within Igf2r, one of the imprinted genes in this study (![]()
Could these links between methylation and KS provide an explanation for the variation in KS between genes? Silent site methylation-induced mutability is higher on the X chromosome than on the autosomes, which is the wrong direction for explaining the low KS of X-linked genes. To test the methylation explanation more rigorously, KS and K4 values were calculated for all gene pairs with all silent CpG
TpG changes ignored. Autosomal KS remained significantly higher than both X-linked KS (P < 0.0001) and imprinted KS (P < 0.01). Autosomal K4 was significantly higher than X-linked K4 (P < 0.0001) but was not significantly higher than imprinted K4 (P = 0.058). Furthermore, the discrepancies between X/A and X/Y estimates of
remain even after removal of such methylation-induced changes (see below and Table 3).
X/Y and Y/A estimates of 
To reject an explanation for the discrepancies between estimates of
it is not enough to simply show that the explanation is unable to yield X/A
estimates close to the values of about two given by X/Y comparisons. It must also be demonstrated that the explanation is unable to raise the
estimates provided by X/Y and Y/A comparisons. Therefore we have used Y-linked sequences to give X/Y and Y/A estimates of
. The methodological explanation can be tested by observing the impact of changes in methodology on the relative
estimates of the X/A, X/Y, and Y/A comparisons.
Using mean chromosomal class substitution rates, the relative values of
estimates are conserved across methodologies (see Table 3), which suggests a rejection of the methodology explanation. For both algorithmic estimates of KS, K4, and KI rates and for maximum-likelihood estimates of KS, the X/A comparisons give much higher estimates of
than the X/Y and Y/A comparisons. However, the homologous X/Y comparisons of Zfx/Zfy and Ube1x/Ube1y do yield some
estimates greater than 2 (Table 3). The KS Zfx/Zfy comparison gives an
estimate of 10. A previous study found
=
in this comparison (![]()
estimate, we disagree with the conclusion of the authors of that study that such a result was due to silent site constraints affecting Zfx being relaxed on Zfy. Zfx shows no evidence of codon usage bias [CUBRE = 1.017; c.f., mean X-linked CUBRE = 1.0958; furthermore, none of EYRE-WALKER's (1991) codon usage tests showed significant heterogeneity], and therefore silent sites on Zfx are unlikely to be under selective constraints. Using K4 rates, both the Zfx/Zfy and Ube1x/Ube1y comparisons give high
estimates. This appears to be due to K4 being greater than KS on the Y chromosome, presumably due to a low rate at twofold degenerate sites.
The methylation explanation predicts that differences between chromosomes in methylation density could lead to differences between chromosomes in rates. Although this explanation does not appear to be able to reduce the X/A estimate of
to about two, might it be able to increase the X/Y and Y/A
estimates? To test this hypothesis we recalculated KS values while ignoring CpG
TpG changes at silent sites (see Table 3). The X/A estimate decreased and the X/Y and Y/A estimates increased, but there remained large discrepancies between
estimates. The Ube1x/Ube1y comparison gave a lower
estimate on the removal of methylation-induced changes, but the Zfx/Zfy
estimate increased to a value actually above the X/A estimate.
Even if selection does act to reduce mutation rates on the X chromosome, it does not then automatically follow that mutation rates should also be selectively reduced on the Y chromosome (see Introduction). In keeping with this analysis KS, K4, and KI are not nearly as low on the Y chromosome as they are on the X chromosome, although the sample size is very low (see MATERIALS AND METHODS).
| DISCUSSION |
|---|
We considered three explanations for the discrepancies between X/A, Y/A, and Y/X estimates of
(see Introduction).
Statistical biases and artifacts:
Are the errors in estimates of
so large that values of 2 and
are not significantly different? Or was it the use of biased distance estimation measures in previous analyses that led to the discrepancy in
estimates? Using both synonymous and intronic substitutions and a variety of methodologies, we used the X/A comparison to obtain estimates of
(see Table 1). The intronic and synonymous estimates differ with respect to expected value of
(finite but large for synonymous, infinite for intronic), but the large errors mean that both estimates provide 95% confidence intervals for
between 0.57 and
when a range of different methods is used. These lower limits approach (and for the PILEUP intronic estimate fall below) estimates of
of ~2 obtained from Y/X comparisons (intronic and synonymous rates show similar results). However, we do not feel it is appropriate to calculate a statistic for the difference between the X/A and Y/X estimates of
, because the confidence limits previously obtained for Y/X estimates (![]()
![]()
The confidence limits provided in this study are based on the variation observed in synonymous substitution rates between many genes (37 X-linked and 297 autosomal genes), which thereby reduce any bias caused by substitution rate variation (![]()
have ignored variation in substitution rates between genes, and have instead used the errors inherent in estimating substitution rates (![]()
![]()
![]()
![]()
Because high estimates of
are obtained when both biased and unbiased methods of KS and KI estimation are used, the methodological explanation can be rejected. But unless X/A, Y/A, and X/Y estimates of
can be statistically compared, it is impossible to discount fully the errors argument. That only one of nine X/A
estimates has a 95% confidence limit under two (and that estimate was based on the smallest sample) does suggest rejection of the errors hypothesis. Furthermore, estimates of
that use the X/A, X/Y, and Y/A comparisons with the three distance measures of KS, K4, and KI all yielded the same result of
X/A greater than
X/Y and
Y/A, which supports rejection of both the errors and methodological arguments.
It should be noted that the relatively small expansion in dataset size from MCVEAN and HURST's (1997) study to the present one appears to have caused a considerable increase in the KS estimate of X/A. McVean and Hurst obtained an X/A ratio of 0.62. Even when the same methods as McVean and Hurst's are used, the dataset used here still gives an X/A ratio of 0.708. If further expansions in dataset size lead to similar increases in the X/A ratio, the X/A and Y/X estimates of
may converge further. Further evidence for larger datasets yielding higher X/A ratios comes from the human and rodent comparison. With 35 autosomal and only 4 X-linked genes, ![]()
![]()
Nonneutral evolution:
The discrepancies between synonymous X/A, Y/X, and Y/A estimates of
may be due to stronger selection against silent mutations on the X chromosome (for further details see Introduction). If this is a necessary and sufficient explanation of
estimate discrepancies, then two requirements must be fulfilled. The
rst requirement is that there be no
estimate discrepancy when intronic data are used. The second requirement is that silent substitutions must be selectively constrained.
The initial requirement seems to be contravened by the intronic X/A, X/Y, and Y/A estimates of
. X/A gave
=
, while X/Y and Y/A both gave
less than three (Table 3). However, it is not possible to determine whether the discrepancies in
estimates are significant.
Concerning the second requirement, our codon usage analyses provide no support for the hypothesis that silent substitutions in rodents are selectively constrained. Neither X-linked nor imprinted CUBRE is significantly higher than autosomal CUBRE, despite X-linked and imprinted KS being significantly lower than autosomal KS. Furthermore, neither autosomal nor X-linked genes demonstrate significant negative correlations between KS and CUBRE.
Analysis of codon usage heterogeneities for autosomal genes reveals that only one of the four codon sets (AGA) shows significant levels of heterogeneity. Comparisons of AGA tests for different reading frames provide evidence that the significant heterogeneity for the 123 sequences is not the result of selection, because significant heterogeneity is found for the 123 and complementary sequences but not for the 312 sequences. Such results are similar to those of ![]()
Selection for optimal codon usage should give bias on the 123 frame only, while selection on RNA structure should give bias on the 123 and 312 reading frames, and selection for DNA structure should give bias on both reading frames and the complementary sequence. One possible explanation for the attenuation of bias in the 312 reading frame is the interaction of neighboring base mutational biases and longer range mutational biases (![]()
![]()
The lack of significant heterogeneity in three tests out of four, the demonstration that the AGA bias is unlikely to be the result of selection for codon usage, and the fact that so few of the genes showed significant bias when considered individually all argue against the nonneutral evolution theory. Furthermore, no negative correlation between codon bias and KS was observed, and the "high bias" group of genes did not have a significantly lower KS than the "low bias" group of genes.
Furthermore, it is unclear whether nonneutral evolution at third sites can explain the low KS values that we observe. If the silent site selection explanation is correct, and if nonsynonymous mutations are as likely to be deleterious as synonymous ones, then the KA values for the X-linked and imprinted genes should be lower relative to the autosomal genes than their KS values. In fact, for both X-linked and imprinted genes, KA values are higher than would be expected on the basis of their KS values but not to a significant extent.
Differences in mutation rate per germline replication:
Composition and methylation explanations:
If the composition or methylation arguments are to explain low KS on the X chromosome, there must exist significant sequence differences between the X chromosome and the autosomes, and those compositional characters that differ significantly must be shown to correlate (and in the required direction) with KS. The former requirement is fulfilled by most of the compositional characters investigated (overall and fourfold base frequencies and CpG statistics); but only one sequence character was observed to correlate significantly with KS or K4. This was silent CpG mutability, which can be interpreted as a measure of methylation density.
Methylation at CpG sites appears to have a large effect on mutation rates. CpG
TpG substitutions constitute a reasonably large proportion of silent substitutions (the autosomal, X-linked, and imprinted estimates of KS fell by 15, 11, and 12%, respectively, when such substitutions were ignored), and methylation levels can alter mutability without affecting the protein-coding sequence of a gene. Unfortunately for the methylation theory, X-linked genes actually showed greater silent CpG mutability than autosomal genes, and the removal of CpG
TpG substitutions from estimates of KS had little effect on the significant difference between X-linked and autosomal KS means. Such adjusted KS values provide a lower X/A estimate of mean
than the unadjusted KS values, although X/Y and Y/A estimates of
remain much lower than the X/A estimate.
It is surprising that CpG mutability is higher for X-linked genes than for autosomal genes, when one considers that male germline DNA is far more heavily methylated than female germline DNA (![]()
![]()
upon removal of silent CpG
TpG substitutions does fit in with a higher male bias for such mutations than for other sorts of point mutations.
Methylation status appears to be a crucial mechanism in genomic imprinting, and the fact that many imprinted genes possess CpG-rich regions implies that imprinted genes are relatively unmethylated in the germline (![]()
TpG substitutions imprinted genes still have a significantly lower KS than autosomal genes (Figure 2), and so such substitutions cannot provide a complete explanation of the low KS of imprinted genes.
It is impossible to refute conclusively either the composition or methylation explanations because in principle almost any sequence character could affect mutation rates, and one cannot examine every possibility.
Mutation rate selection explanation:
The mutation rate selection explanation is supported by some circumstantial evidence. Both intronic and synonymous estimates of
appear to show discrepancies between the X/A and Y/X comparisons. Imprinted genes show the low KS predicted on the basis of their hemizygous expression. The finding that KS on the Y is higher than on the X is hardly supportive, but at least the result is consistent with selection on mutation rates.
Detailed analysis of imprinted genes provides further suggestive evidence in favor of the existence of modifiers of mutation rates. If imprinted genes have low KS because of modifiers, then clusters of imprinted genes should have lower KS than imprinted genes on their own, because the selective pressure favoring modifiers of mutation rate should increase with the number of genes affected by the modifier. So the more imprinted genes there are in a cluster, the better the chance of a modifier of the mutation rate becoming fixed. All of the imprinted genes in the dataset exist in clusters except for Htr2a (![]()
![]()
![]()
The status of Miyata's method for assessing
:
How do the above results relate to the validity of ![]()
) can be estimated by comparing the substitution rates of X-linked, Y-linked, and autosomal genes? Their method (hereafter Miyata's method) depends on two assumptions. The first assumption is that mutation rates are, at least in principle, measurable. For molecular evolutionary methods this requires the presence of neutral sites and the use of appropriate multiple substitution correction methods. The second assumption is that all of the differences between the mutation rates of genes are because of the amount of time spent in the two germlines.
The statistical biases and artifacts explanation does not affect the logic underpinning Miyata's method but is certainly unsatisfying and probably incorrect. The nonneutral evolution hypothesis impinges on the first assumption that mutation rates are measurable. The evidence we have presented against this hypothesis lends credence to the first assumption of Miyata's method.
The differences in mutation rate per germline replication explanations suggest violations of the second assumption of Miyata's method. Different mutation rates on different chromosomes might be the result of different patterns of base composition or methylation or hemizygosity rather than the result of the amount of time spent in the two germlines. Neither the composition nor methylation explanations can be rejected (but given that both theories appear unfalsifiable, nothing can be read into this), and the evidence in favor of the mutation rate selection argument is only circumstantial. However, we consider the finding of a connection between low KS and hemizygosity to be best interpreted as a violation of the second assumption of Miyata's method. Therefore we feel that caution should be exercised when interpreting estimates of
obtained when Miyata's method is used.
| ACKNOWLEDGMENTS |
|---|
The authors thank Nick Britton, John Barrett, Gil McVean, Adam Eyre-Walker, Etsuko Moriyama, and two anonymous referees.
Manuscript received September 24, 1998; Accepted for publication February 16, 1999.
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