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Evolution of HLA Class II Molecules: Allelic and Amino Acid Site Variability Across Populations
Hugh Salamon1,a, William Klitz2,a, Simon Eastealb, Xiaojiang Gao3,b, Henry A. Erlichc, Marcello Fernandez-Viñad, Elizabeth A. Trachtenbergc,e, Shannon K. McWeeneya, Mark P. Nelsona, and Glenys Thomsonaa Department of Integrative Biology, University of California, Berkeley, California 94720-3140,
b Human Genetics Group, John Curtin School of Medical Research, The Australian National University, Canberra, ACT 0200, Australia,
c Department of Human Genetics, Roche Molecular Systems, Alameda, California 94501,
d American Red Cross, National Histocompatibility Laboratory, Baltimore, Maryland 21201
e Children's Hospital Oakland Research Institute, Oakland, California 94609
Corresponding author: Glenys Thomson, Department of Integrative Biology, 3060 Valley Life Sciences Bldg., MC#3140, University of California, Berkeley, CA 94720-3140., glenys{at}allele5.biol.berkeley.edu (E-mail)
Communicating editor: A. G. CLARK
| ABSTRACT |
|---|
Analysis of the highly polymorphic ß1 domains of the HLA class II molecules encoded by the DRB1, DQB1, and DPB1 loci reveals contrasting levels of diversity at the allele and amino acid site levels. Statistics of allele frequency distributions, based on Watterson's homozygosity statistic F, reveal distinct evolutionary patterns for these loci in ethnically diverse samples (26 populations for DQB1 and DRB1 and 14 for DPB1). When examined over all populations, the DQB1 locus allelic variation exhibits striking balanced polymorphism (P < 10-4), DRB1 shows some evidence of balancing selection (P < 0.06), and while there is overall very little evidence for selection of DPB1 allele frequencies, there is a trend in the direction of balancing selection (P < 0.08). In contrast, at the amino acid level all three loci show strong evidence of balancing selection at some sites. Averaged over polymorphic amino acid sites, DQB1 and DPB1 show similar deviation from neutrality expectations, and both exhibit more balanced polymorphic amino acid sites than DRB1. Across ethnic groups, polymorphisms at many codons show evidence for balancing selection, yet data consistent with directional selection were observed at other codons. Both antigen-binding pocket- and non-pocket-forming amino acid sites show overall deviation from neutrality for all three loci. Only in the case of DRB1 was there a significant difference between pocket- and non-pocket-forming amino acid sites. Our findings indicate that balancing selection at the MHC occurs at the level of polymorphic amino acid residues, and that in many cases this selection is consistent across populations.
THE function of human leukocyte antigen (HLA) class I and class II molecules is to collect peptide fragments inside the cell and transport them to the cell surface, where the peptide-HLA complex is surveyed by immune system T cells (see, e.g., ![]()
chain and the ß chain, encoded by, e.g., for DQ, the DQA1 and DQB1 loci, respectively. T cells recognize both MHC and foreign antigen presented together as a complex.
Specificity and affinity for peptides by the antigen recognition sites (ARS) are determined by contacts with the amino acid side chains of the bound peptide and thus are due to the amino acid sequences of both the bound peptide and the HLA allelic variant. Definable pockets in the ARS of the HLA molecules bind to the antigenic peptide side chains to create binding specificity.
The genetic variation of HLA, and the major histocompatibility complex (MHC) regions in other species' genomes, is especially striking in the amino acid residues of the ARS (see, e.g., ![]()
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The neutral theory of evolution at a locus assumes that all alleles are selectively equivalent, that mutation is the source of new genetic variation, and that genetic drift results in loss of variation. ![]()
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Previous analyses of serologically defined class I (A, B, and C) and class II (DR) alleles and of polymerase chain reaction/sequence-specific oligonucleotide probe (PCR/SSOP) typed class II (DRB1 and DQB1) alleles show that the alleles at these loci are often more even in frequency than expected under neutrality, which implies some form of balancing selection (![]()
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The availability of population data from a number of ethnic groups with PCR/SSOP molecular-defined variation at the HLA class II DRB1, DQB1, and DPB1 loci has allowed us to compare and contrast genetic variation among populations at both the allelic and amino acid levels. Using Watterson's homozygosity statistic, the allele frequency distributions were tested for departure from neutral expectations. We also investigated amino acid frequency distributions with respect to neutrality expectations and determined if the results corresponded with the findings for the allele level investigation. In addition, genetic variation at the amino acid level was examined for the different functional categories of polymorphic amino acid sites.
| MATERIALS AND METHODS |
|---|
The Watterson homozygosity test of neutrality:
The homozygosity measure for the allele frequencies at a locus is denoted by FA:
![]() |
(1) |
To allow comparison of homozygosity F statistics across populations with different numbers of alleles and sample sizes, tabled values of the mean and variance of FA (![]()
![]() |
(2) |
A, was calculated ![]() |
(3) |
![]() |
(4) |
The estimated standard error of FndA is given by sA, where
![]() |
(5) |
The overall test of
A is a two-tailed test using z =
A
.
Neutrality testing at the amino acid level is analogous to that for allelic variation. The homozygosity statistic for amino acid polymorphism is calculated as
![]() |
(6) |
Population samples:
Allele and amino acid variation are examined for DRB1 and DQB1 ß1 domains in 23 human populations, including 5 Melanesian: Papua New Guinea Highlanders (from Goroka) and populations from Madang, Rabaul, New Caledonia, and Fiji (![]()
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Variation in the DPB1-encoded ß1 domain is considered in the following 14 populations: Cayapa, CEPH, Czech, Indonesia, Japan (![]()
Amino acid sequences were obtained from the EMBL ftp server at ftp://FTP.EMBL-Heidelberg.DE/ (sequences as in ![]()
![]()
![]()
Pocket vs. nonpocket categories of amino acid sites:
Sites were classified on the basis of a DRB1 structure (![]()
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The DR1 structure was used as a model for class II peptide binding. Sixteen amino acid sites in DRB1 and DQB1 were classified as participating in pockets: 9, 11, 13, 28, 47, 57, 61, 67, 70, 71, 74, 78, 85, 86, 89, and 90. The sites that appear homologous (in the sense of serial homology) to these in DPB1 are 9, 11, 13, 26, 45, 55, 59, 65, 68, 69, 72, 76, 83, 84, 87, and 88. The differences in site designations are due to a relative deletion in DPB1 as compared to DQB1 and DRB1. All other amino acid sites were classified as nonpocket.
| RESULTS |
|---|
Allelic variation in DRB1, DQB1, and DPB1:
The homozygosity statistic FA and the normalized deviate FndA for the DRB1 locus show evidence of balancing selection (Table 1). Two populations (African-American and Norway) show individually significant negative (balancing selection) values for FndA. Only 5 of the 23 populations show positive FndA values, which is significant at P < 0.005 by a sign test from the neutrality 50% expectation of an equal number of positive and negative values. Thus more populations show deviation in the direction of balancing selection than expected by chance. For DRB1 alleles the mean of the normal deviate of the homozygosity statistic
A is marginally significantly different from neutrality expectations (P < 0.06) in the direction of balancing selection. However, note that 2 independently sampled Indonesian populations, Indonesia and Java, respectively, show large positive values with Java significantly different from neutrality, which is indicative of directional selection.
|
DQB1 shows the strongest evidence for balancing selection of the three loci investigated (Table 2). Six of the 23 populations exhibit individually significant homozygosity values below neutral expectations. Only 3 out of the 23 populations exhibit positive FndA values, and the test of signs under neutrality gives P < 0.0002. The mean across populations of the normal deviates,
A, is well below neutral expectations and highly statistically significant (P << 10-4). Despite the strong linkage disequilibrium between DRB1 and DQB1, the sample designated Indonesia exhibits a negative value for FndA at DQB1 (Table 2) and a positive one at DRB1 (Table 1). On the other hand, the Java sample does in fact exhibit one of the few positive FndA values observed at DQB1, as well as at DRB1.
|
For DPB1, the normal deviates of homozygosity, FndA, show a scatter of values spanning zero (the neutrality expectation) with five positive and nine negative (Table 3). No single population exhibits a value of homozygosity significantly different from neutrality. However, the mean value (across all populations) of the normal deviates of homozygosity,
A, is negative and in the direction of balancing selection (P
0.08).
|
To summarize, at the level of allelic variation, DQB1 shows strong evidence of balancing selection. Balancing selection is implicated at DRB1, although the evidence is much less striking than with DQB1. The overall picture for DPB1 is in agreement with neutral theory predictions, although the mean across populations of the normal deviates shows a trend in the direction of balancing selection.
Variation at amino acid sites:
For each population, the frequency distributions of variants at every polymorphic amino acid in the ß1 domain encoded by DRB1, DQB1, and DPB1 were analyzed and the homozygosity statistics were calculated. The mean homozygosity Faa and its normal deviate
aa were calculated including every polymorphic site across all populations sampled, and are presented in Figure 1, Figure 2, and Figure 3 for DRB1, DQB1, and DPB1, respectively. For all three loci many sites show strongly balanced polymorphism in the amino acids across human populations, which is indicated by negative values for
aa in Figure 1 Figure 2 Figure 3; 17/30 amino acid sites in DRB1 (57%), 24/30 in DQB1 (80%), and 13/17 in DPB1 (76%) exhibit strongly balanced polymorphism. Significantly balanced polymorphism is observed both for amino acid sites classified as ARS and for sites that are not part of the ARS.
|
|
|
Other sites show neutral or even significantly positive values, the latter indicating directional selection (e.g., the DQB1 amino acid 40 has a positive
aa value of 0.081 from the 11 populations polymorphic at this residue). Positive
aa values for individual sites are often found in cases where many populations do not exhibit polymorphism at those sites at all. This is not surprising as the sites that show
aa values consistent with directional selection are the same ones at which low frequency variants are easily missed in sampling.
We also observe that many amino acid sites maintain levels of balanced polymorphism across populations. Two sites within a locus may both present to us homozygosity values significantly and consistently lower than neutrality expectations, with the homozygosity values consistently higher at one site than the other across human populations. This phenomenon of distinct levels of homozygosity being maintained at certain amino acid sites across human populations is observed in all three loci.
DRB1 exhibits the most polymorphism as measured by numbers of variants segregating at a single site. For example, DRB1 amino acid sites 11, 13, and 30 are observed with up to six amino acid variants in a single population sample. Note, however, that site 30 does not exhibit evidence for balanced polymorphism. Although DRB1 sites exhibit many variants (mean = 3.26), the variants at DPB1 (mean = 2.42) and DQB1 (mean = 2.51) sites tend to have more even frequencies. However, in contrast to this general trend, note that the most balanced polymorphisms, i.e., the lowest
aa values at a single site, are observed in DRB1 (e.g., sites DRB1 12 and 67).
The mean value over amino acid sites of all mean normal deviates of homozygosity across populations in DQB1 is not statistically different from that observed for DPB1 (see Figure 2 and Figure 3). DPB1 and DQB1 exhibit significantly more balanced amino acid polymorphisms than does DRB1. The mean normal deviates plus or minus one standard error of the mean value for each locus are
aa (DPB1) = -0.959 ± 0.059 (205 observed polymorphisms), (DQB1) = -0.924 ± 0.034 (641 polymorphisms), and (DRB1) = -0.642 ± 0.039 (635 polymorphisms). These values are all significantly below neutrality expectations.
Polymorphic sites were found in both categories of sites (pockets and nonpockets), which allowed statistics for each category to be examined. Overall, the contrast between pockets and nonpockets, with respect to the evenness of amino acid variant distributions, is significant only at DRB1 (Figure 4). At DPB1 and DQB1 the mean normal deviates of homozygosity over all sampled amino acid sites in the nonpockets category are indistinguishable from the levels observed for the sites in the pockets.
|
| DISCUSSION |
|---|
Deviation from neutral expectations of the homozygosity F statistic is evident at the level of amino acid sites in class II HLA ß1 domains encoded by DRB1, DQB1, and DPB1; many polymorphic amino acid sites in class II HLA ß1 domains are more evenly distributed than expected under neutrality. This is in contrast to allele level variation in which DQB1 shows very strong evidence for balancing selection, DRB1 some evidence, and DPB1 very little evidence. In one population, the Java, there was significant evidence of directional selection at the allele level. This may indicate that selection is most intense at the amino acid level.
It appears that different evolutionary histories have shaped the three ß1 domains. Two possible explanations for the contrast between DRB1 nonpocket polymorphic sites and DPB1 and DQB1 nonpocket sites are: (1) the designations of site functions are incorrect for DQB1 and DPB1 despite the strong similarity in the sequences and molecules, which indicates that the functional use of sites has diverged in the different ß1 domains; and (2) the pocket and nonpocket categories of sites in DRB1 are uncoupled by intraexonic recombination and/or segmental exchange, while DQB1 and DPB1 categories of sites do not evolve independently in this fashion.
To test hypothesis 1, we used another test for selection, the ratio of nonsynonymous substitutions per nonsynonymous site (dn) to synonymous substitutions per synonymous site (ds) (![]()
![]()
aa values. The ratio for DQB1 pocket sites was 1.5, while the negative
aa sites had a ratio of 3.9. This indicates that the current designation for pocket/nonpocket may not be inclusive of all sites.
When we look at only DQB1 and DRB1 sequences, hypothesis 2 also appears plausible, as far fewer DQB1 than DRB1 distinct sequences have been observed, and DQB1 shows larger blocks of amino acid variants that segregate together than does DRB1. Recent work by ![]()
The observations presented here can be interpreted as predicting that either the antigenic peptide-binding pockets in DPB1 and DQB1 employ different sets of sites than is the case for DRB1, or the evolution of individual amino acid sites in DRB1 is considerably more independent than it is within DPB1 and DQB1 second exons. Structural analysis of DQB1 and DPB1 molecules will allow these predictions from analysis of population genetic data to be examined.
A technical criticism that initially would suggest that we have not estimated our normal deviates in a conservative fashion is that amino acid sites are limited to 20 "allelic" states, at most. In fact, it is reasonable to assume that fewer amino acid variants could be tolerated even at the most polymorphic HLA amino acid sites. The objection is based on the fact that the neutrality model we used in calculating normal deviates of homozygosity assumed that infinite alleles existed; that is, the models to which we compared data assumed that each mutation produces a state not previously existing in a population. The infinite alleles model is not strictly appropriate for investigating amino acid site polymorphism. A preliminary examination of neutral models with finite allelic states demonstrates that, given reasonable mutation rates and population sizes for human data, the effect of finite alleles on the neutral model (decreasing the homozygosity statistic relative to that expected for the infinite alleles model) is negligible (![]()
(4Neµ) from empirically derived mutation rates and population sizes is difficult, given the uncertainty in estimates of both parameters. Therefore, further simulations are required and are in progress to address the issue of the appropriate value of
and consequently the robustness of the application of infinite alleles tests to finite allele data. At this stage, interpretations are descriptive at best; the Watterson test provides us with a useful reference point to compare allele and amino acid frequency distributions at the various loci and sites, and among populations.
A criticism of the means and variances of the homozygosity statistic is that although the population samples are statistically independent, they are not historically independent. This is most certainly true in a strict sense as all ethnic groups have a common ancestor several thousand generations ago, and in the case of many of those studied here, far fewer generations ago than that. One could sacrifice sample size to obtain a set of populations that are deemed "more independent" than the entire set analyzed here. However, it is not obvious that there exist sets of ethnic groups that are in some respect equivalent, such that one cluster can be compared fairly to another; nor is it obvious that time since divergence is a good measure of evolutionary independence. When we focus on DRB1 pockets, the normal deviates of homozygosity for CaucasiansCzech, CEPH, and Norwegian samplesare very similar, whereas the values for Melanesianssamples from Fiji, Madang, Papua New Guinea Highlands, and New Caledoniaare widely scattered (data not shown). Clearly Melanesians have diversified into a range of environments and relatively small isolated populations. At the amino acid level, caution must be taken in interpreting P values due to nonindependence of amino acid sites. A neutral site linked to a selected site may deviate from neutrality as a result of hitchhiking.
Despite difficulties with independence of genetic information, there exists strong evidence of balanced polymorphisms at particular sites in HLA class II amino acid sequences, a pattern that is found across diverse human populations. The reproducibility of homozygosity statistics lower than neutral expectation across human populations for some polymorphic sites in the ß1 domains of DPB1, DQB1, and DRB1 is clearly demonstrated here.
| FOOTNOTES |
|---|
1 Present address: Division of Infectious Diseases and Geographic Medicine, Stanford University, Stanford, CA 94305. ![]()
2 Present address: Department of Public Health, University of California, Berkeley, CA 94720. ![]()
3 Present address: Laboratory of Genomic Diversity, National Cancer Institute, Frederick, MD 21702. ![]()
| ACKNOWLEDGMENTS |
|---|
This research was supported by National Institutes of Health grant GM35326 (H.S., W.K., S.K.M., M.P.N., G.T.).
Manuscript received July 6, 1998; Accepted for publication February 18, 1999.
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aa, is given as well as the mean homozygosity,
aa, and the mean normal deviate of homozygosity
) Pocket and (
) nonpocket sites are distinguished.

