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- Articles by Van Arendonk, J. A. M.
Detection of Quantitative Trait Loci in Outbred Populations With Incomplete Marker Data
Marco C. A. M. Bink1,a and Johan A. M. Van Arendonkaa Animal Breeding and Genetics Group, Wageningen Institute of Animal Sciences, Wageningen Agricultural University, 6700 AH Wageningen, The Netherlands
Corresponding author: Johan A. M. Van Arendonk, Animal Breeding and Genetics Group, Wageningen Institute of Animal Sciences, Wageningen Agricultural University, P.O. Box 338, 6700 AH Wageningen, The Netherlands., johan.vanarendonk{at}alg.vf.wau.nl (E-mail)
Communicating editor: C. HALEY
| ABSTRACT |
|---|
Augmentation of marker genotypes for ungenotyped individuals is implemented in a Bayesian approach via the use of Markov chain Monte Carlo techniques. Marker data on relatives and phenotypes are combined to compute conditional posterior probabilities for marker genotypes of ungenotyped individuals. The presented procedure allows the analysis of complex pedigrees with ungenotyped individuals to detect segregating quantitative trait loci (QTL). Allelic effects at the QTL were assumed to follow a normal distribution with a covariance matrix based on known QTL position and identity by descent probabilities derived from flanking markers. The Bayesian approach estimates variance due to the single QTL, together with polygenic and residual variance. The method was empirically tested through analyzing simulated data from a complex granddaughter design. Ungenotyped dams were related to one or more sons or grandsires in the design. Heterozygosity of the marker loci and size of QTL were varied. Simulation results indicated a significant increase in power when ungenotyped dams were included in the analysis.
RECENT advances in molecular genetics technology have led to the availability of moderate resolution genetic marker maps for plant and livestock species (e.g., ![]()
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Parameter estimation in complex animal (and plant) breeding pedigrees may be tackled by Bayesian analysis, and a comprehensive overview is given by ![]()
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A second assumption in methods currently employed for QTL linkage analysis of half-sib or full-sib designs, is that all individuals have observed marker genotypes. The incompleteness of marker data may be due to genotyping expenses or lack of DNA. This has hampered the implementation of a full pedigree evaluation in QTL mapping. Augmentation of missing genotypes via the Gibbs sampler has been suggested (e.g., ![]()
![]()
In this study a Bayesian approach is presented that estimates variance due to a single QTL, together with polygenic and residual variances, allowing ungenotyped individuals. We adapt the method of ![]()
![]()
| MATERIALS AND METHODS |
|---|
Marker genotypes:
Consider a q member population on which marker scores are observed. Let gi denote the ith individual's genotype at all marker loci (excluding the QTL genotype). The genotype g includes full multilocus information about alleles and their IBD pattern, but this information can be observed only partially. For each possible genotypic configuration g on the population (that is, being consistent with observed marker scores) a scalar probability of occurrence may be calculated. The number of possible genotypic configurations exponentially increases when considering marker data on many individuals for many marker loci and containing many missing marker scores. The Gibbs sampler has been successfully used to explore a large number of genotypic configurations and their probability of occurrence (e.g., ![]()
![]()
![]()
For illustration, consider the small pedigree in Table 1. Two founder individuals (individual 1 and 2) have observed marker scores and the linkage phase is assumed to be known for convenience (it limits the number of genotypic configurations that are consistent with observed marker scores). Marker alleles of these individuals are arbitrarily assigned to their first and second homologues, where first and second correspond to paternally and maternally inherited gametes, respectively. Note that these individuals do not have IBD values because their parents are unknown. On the basis of observed marker scores, three genotypes are allowed for the ungenotyped nonfounder (individual 3). For completeness, alleles of nonfounders' homologues are also given. Marker data may provide full information on the IBD pattern. For example, the allele a at marker 1 (and 2) for individual 4 is identical by descent to the first allele in its sire, and the IBD value equals 1. More often the IBD patterns are not constant, due to allelic switches in parent or offspring. For example, the IBD values for the allele c at marker 1 for individual 4 depend on the genotypes of individual 3. Note that for a homozygous parent, the IBD value of alleles transmitted to its offspring can be either 1 or 2.
|
The major advantage of the approach of ![]()
QTL model:
In animal genetics models, allelic effects at the QTL in an outbred population may be represented by a normally distributed random effect, where covariances between allelic effects depend on identical by descent probabilities that are derived from marker information (![]()
![]()
![]()
pi and
mi denote the paternally and maternally inherited QTL allele, respectively. Let P(a
b) denote the probability that alleles a and b are identical by descent. Then we can write
![]() |
(1a) |
![]() |
(1b) |
pi and
mi are residuals (![]() |
(2) |
For simplicity, we assume recombination fractions to be equal in males and females. The probability P(
xi
mparent) equals 1 - P(
xi
pparent). The residuals
pi and
mi are normally distributed, that is,
![]() |
(3) |
2
is half the additive genetic variance explained by the QTL, and

When both parents of individual i are not inbred at the QTL, this equation reduces to

and when parent x is unknown,
xi = 1. Our model is an approximation of a mixture model in which the QTL allelic effect is exactly identical to one of the parental QTL allelic effects (see also ![]()
![]()
Let G denote the gametic relationship matrix for the QTL (2q x 2q), where the (i,j) element represents the probability of QTL allele i being identical by descent to QTL allele j. Then, the conditional density of v can be given as
![]() |
(4) |
![]()
![]()
![]()

where
xk = P(
xk
pparent)
pparent + P(
xk
mparent)
mparent with parent being a sire or dam for x being the paternally or maternally derived allele of the individual, respectively. And, for example, the full conditional density of the paternal QTL effect of male i,
pi,
![]() |
(5) |
Updating marker genotypes:
Three classes of individuals are distinguished when updating genotypic information: (1) genotyped founders (with offspring); (2) genotyped nonfounders; and (3) ungenotyped parents (ungenotyped nonparents are not considered). Examples in Table 1 of each category are individuals 1 and 2, individuals 4, 5, and 6, and individual 3, respectively. The sampling of genotypes is described for each of these categories in the subsequent section. Note that when sampling genotypes for markers flanking the QTL, observed trait phenotypes are taken into account via the individuals' QTL effects.
Category 1: genotyped founders:
To take all possible linkage phases in the genotypes of genotyped founders into account, linkage phases are sampled interval by interval and founder by founder, as suggested by ![]()
Updating of linkage phase for the marker interval containing the QTL actually involves two interval updates, i.e., the interval "left flanking markerQTL" and "QTLright flanking marker." The conditional probabilities of the two linkage phases now also include information from the random QTL, using Equation 5 (the QTL has no IBD patterns). For the left interval, the phase switch option involves a switch in founder QTL effects. This affects the computation of Equation 5, and in a phase switch the founder QTL effects do switch (nothing changes for the QTL effects in its offspring). For the right interval, order of QTL effects within a founder is unaffected.
Category 2: genotyped nonfounders: To generate complete genotypes of nonfounders, one can sample a new IBD pattern given genotype of parents. This can be done individual by individual and marker locus by marker locus. If we update the IBD at a certain marker locus, then the two flanking marker loci (with "known" IBD) are fully informative and no other marker loci are needed. We consider at most four IBD patterns (two per known parent), discarding the ones inconsistent with the individual's marker score. The IBD values of the individual's offspring are used when one of the consistent IBD patterns for the individual involves an allelic switch in the individual. When only one parent is known, population allelic frequencies are used. When the individual's alleles are switched (heterozygous), its offspring's IBD values are switched as well (1 becomes 2 and vice versa).
When a marker flanks the QTL, the conditional probabilities include information on the QTL effects of the individual and its parents (and also of its offspring if one of the consistent IBD patterns causes an allele switch within the individual) by using Equation 5 for each consistent IBD pattern.
Category 3: ungenotyped parents:
This is the most complicated category because genotypes cannot be updated individual by individual. To illustrate this, suppose a sire with genotype a/b, an ungenotyped dam, and their two offspring (go1 =
, go2 =
). Starting with gd =
, the first offspring will have a/b, i.e., the a-allele at its paternal homologue and the b-allele at its maternal homologue. Then, updating individual by individual will not allow a switch to the configuration gd =
that would be consistent with the first offspring having b/a instead of a/b. To avoid this problem, we update an ungenotyped parent and its offspring in a block, allowing an allelic switch in the offspring. This allelic switch needs of course to be consistent with the other parent's marker genotype. The genotype for the ungenotyped parent is sampled from its marginal (with regard to its offspring) distribution, and the IBD of its offspring is subsequently updated from its full conditional (with regard to the parent) distribution. Updates are done marker locus by marker locus. When one or both parents (of the ungenotyped parent) are unknown, the conditional probabilities also involve population allelic frequencies. Note that for an augmented homozygous genotype, the offspring's IBD value may equal 1 or 2 and both values are taken into account. This also holds for an augmented heterozygous genotype when parent and offspring have the same alleles. When a marker flanks the QTL, the conditional probabilities include information from the QTL using Equation 5. After updating an ungenotyped parent, its genotyped offspring are updated (as described under category 2).
Allele frequencies:
The allelic frequencies at a particular marker locus in a population are likely unknown and can be treated as such. Let
mi denote the counts of allele i at marker locus m at "founder" homologues, i.e., homologues of founders plus the nonparental homologue of nonfounders with only one parent identified. Then, allelic frequencies at each marker locus can be sampled from a Dirichlet distribution with parameters
mi + 1 (for Dirichlet distribution, see ![]()
Mixed linear model:
Let b be a vector of fixed effects, and let u be a q x 1 vector of residual additive (polygenic) effects (not linked to the marker linkage group under consideration). Then the model underlying the N phenotypes is given as
![]() |
(6) |

where y is an N x 1 vector of phenotypes, X and Z are known design matrices relating records in y to fixed effects and to q individuals, T is a known incidence matrix relating each individual to its two QTL alleles, e is a vector of residuals, bmin, bmax are vectors with minimum and maximum values for fixed effects, A is the additive genetic relationship matrix (e.g., ![]()
2u is the polygenic variance, R is a known diagonal matrix, and
2e is the residual variance.
The model is parameterized in terms of the heritability, (h2 =
) , proportion of the additive genetic variance due to the QTL (
=
) and residual variance (
2e) , where
2a is the additive genetic and
2p is the phenotypic variance. In the remainder of the article
is referred to as proportion of QTL. In this study, the QTL position relative to the origin of the marker map is assumed known, but this assumption may be removed as shown by ![]()
Prior knowledge on dispersion parameters:
Different priors may be useful to explore the amount of information coming from the data for a particular parameter in the model. In a previous study, ![]()
was clearly affected by using different beta distributions to represent prior knowledge on the proportion of QTL (
), indicating lack of information on
from the data. In this study, two beta distributions are considered to represent prior knowledge on
. A beta (1,1) prior is uniform between 0 and 1 with mean equal to 0.5, and is denoted UNIFORM. A beta (1,9) prior has the mode at zero with mean equal to 0.10 and is denoted PEAKED AT ZERO. On the basis of ![]()
2e were taken uniformly over the interval [0,1] and [0,
, respectively.
Implementation of MCMC sampling:
Bayesian inferences about the parameters are here computed using the Gibbs sampler and the Metropolis Hastings (MH) algorithm (![]()
![]()
denote {b,u,v,h2,
,
2e }.
To reduce the number of genetic effects (polygenic and QTL) that must be sampled (in a granddaughter design), a reduced animal model (RAM; ![]()
![]()
The sampling distributions for all elements in
are similar to those in ![]()
![]()
are highly correlated. A full-block sampling strategy, i.e., sampling all correlated elements in
at once, may improve convergence significantly (![]()
![]()
![]()
The full conditional density for
2e is an inverse chi-square distribution with degrees of freedom equal to (dim(e) - 2), and sampling is done via the Gibbs sampler. The sampling distributions for h2 and
are nonstandard and samples of these parameters are obtained using MH algorithms (![]()
, we used the random walk approach as a candidate generating density (![]()
![]()
Data simulation:
In this study, we simulated the segregation of a QTL in a granddaughter design. The pedigree material consisted of 20 unrelated grandsires, 400 elite dams, and 800 sons, equally distributed over the 20 grandsires. Two hundred elite dams were daughters of randomly assigned grandsires and the remaining 200 were unrelated to the grandsires. There were no maternal relationships between dams. Dams may have 1, 2, 3, 4, 5, or 6 sons with probability 0.50, 0.25, 0.10, 0.075, 0.050, and 0.025, respectively (relaxing fixed probabilities, a truncated Poisson distribution may apply). Mating of dams with grandsires was at random, but father-daughter matings were avoided. As a result of this strategy ~300 dams are related to at least two males in the pedigree (e.g., multiple sons and/or grandsire). About 400 sons are also maternal grandsons of grandsires. These numbers approximately reflect a Dutch granddaughter experiment design as described by ![]()
2u) and N(0,
2
) , respectively. The polygenic effect of individual i is simulated as ui =
(uS,i + uD,i) +
i. When individual i has unknown parents, zeros are substituted for uS,i and uD,i. The term
i represents Mendelian sampling that follows a normal distribution with mean zero and variance equal to 0.50
2u, 0.75
2u, or 1.0
2u, when 2, 1, or 0 parents are known. Inheritance of QTL effects (and the linked marker alleles) from parent to offspring occurred at random. When a parent is unknown the QTL effect is drawn from N(0,
2
). Individual phenotypes, observed on 100 daughters for each son, were generated as

where
is a 0/1 variable. No phenotypes were simulated for dams and all males. The phenotypic variance and the heritability of the trait were equal to 100 and 0.40, respectively. The proportion of genetic variance due to the QTL (=
) was equal to 0.10 or 0.25, representing a small and large QTL, respectively (Table 2).
|
For each individual a 100-cM chromosome was simulated with six markers at 20-cM intervals. The position of the QTL was 30 cM from the origin of the linkage group. Each marker contained either two (low informative markers) or four (high informative markers) alleles with equal frequencies, assuming Hardy-Weinberg equilibrium within marker alleles and linkage equilibrium between alleles of different markers (Table 2).
Approaches to analyze data:
Marker data in a granddaughter design typically comprise marker genotypes for grandsires and their sons. Three different approaches for analysis are presented in Table 3. The first approach (denoted PAT_RLT) considers only paternal relationships between males in the pedigree, all with marker genotypes. The second approach (denoted ALL_RLT) considers all relationships between individuals in the pedigree, and allows ungenotyped parents (dams) with the condition that all their mates (grandsires) have marker genotypes observed. The third approach (denoted ALL_GTP) also considers all relationships, as in ALL_RLT, but all dams had observed marker genotypes. This third approach was included as a control for two reasons, first to verify whether the results from approach ALL_RLT made sense and second whether approach ALL_RLT could compete with a situation where dams were genotyped.
|
Post MCMC analysis, Bayesian inferences:
For each parameter an effective sample size (ES) was computed that estimates the number of independent samples with information content equal to that of the dependent samples (![]()
can be addressed via the posterior density p(
| y). The highest posterior density (HPD) region attempts to capture a comparatively small region of the parameter space that contains most of the mass of the posterior distribution (![]()
= 0the QTL explains no genetic variancewas tested via a posterior odds ratio {mode{p(
)}/f (0)}, where f (0) is max[p(
= 0 | y), 0.001], with a critical value of 20 (![]()
used in this study, UNIFORM and PEAKED AT ZERO, the prior odds ratio equals one.
| RESULTS |
|---|
Running the MCMC sampler:
The MCMC sampler was run for 100,000 cycles preceded by a burn-in period of 500 cycles. Each 250th sample was stored for further analysis. This chain length proved to be sufficient to obtain at least 100 effective samples (![]()
, indicating that estimating this parameter is most difficult. Effective sample sizes decreased for smaller QTL and for lower informative markers (Table 4). The prior density of
did not seriously affect the effective sample size (Table 4). The MCMC sampler was run on a HP 9000 K260 server, and computing times of a single chain for approach PAT_RLT, ALL_RLT, and ALL_GTP were 23 min, 2 hr 12 min, and 1 hr 1 min, respectively. This indicates that updating the marker haplotypes and IBD patterns for ungenotyped individuals was the most time consuming part of the MCMC sampler.
|
Parameter estimates:
Heritability:
In all replicates, estimates for parameters h2 and
2e were very accurate, independent of approach or size of
. For example, for data with a large QTL and low informative markers, the posterior mean estimates of h2 (simulated 0.40) were, averaged over 10 replicates, 0.393, 0.394, and 0.394 for approach PAT_RLT, ALL_RLT, and ALL_GTP, respectively. The averages of estimates of the posterior standard deviation were 0.023, 0.022, and 0.023 for approach PAT_RLT, ALL_RLT, and ALL_GTP, respectively. Similar levels of accuracy were found for estimates of the residual variance. The use of individual phenotypes allows a clear dissection of the phenotypic variance into genetic and residual components. This result was also found by ![]()
![]()
![]()
![]()
![]()
Small QTL, high informative markers:
The marginal posterior density was flatter and shifted toward the mean of the UNIFORM prior (0.5), when using only paternal relationships compared to using all relationships (Figure 1). The posterior density for PAT_RLT was more similar to those of the other two approaches when using the PEAKED AT ZERO prior. Including all relationships led to posterior densities with a smaller standard deviation, that is, higher accuracy of estimates. Including genotypes for dams (ALL_GTP) did not further improve the accuracy. Including all relationships led to smaller estimated HPD90 regions for
(Figure 1). The HPD90 regions were smaller when the PEAKED AT ZERO prior was used, especially when only paternal relationships were considered. Averaged over 10 replicates, the posterior mean of
for approach PAT_RLT and the UNIFORM prior was 0.15, which was clearly larger than the simulated value (0.10). Apparently, the data did not provide sufficient information to reduce the effect of the UNIFORM prior, which has an expected mean of 0.5. When the PEAKED AT ZERO prior on
was used, the estimated posterior mean was equal to the simulated value, which is also the expected mean of the prior (Table 4).
|
Large QTL, high informative markers:
In approach PAT_RLT, the marginal posterior density for parameter
was relatively flat when the UNIFORM prior was used (Figure 2). The marginal posterior density for
was clearly shifted toward zero when applying the PEAKED AT ZERO prior in approach PAT_RLT. The other two approaches (ALL_RLT and ALL_GTP) gave similar and more stable densities with the two priors for
, indicating more information coming from the data compared to PAT_RLT. The HPD90 region was largest for approach PAT_RLT with a UNIFORM prior (Figure 2). The PEAKED AT ZERO prior led to a downward shift of the HPD90 regions, in particular for approach PAT_RLT. The PEAKED AT ZERO prior led also to estimated posterior means that were smaller than the simulated values for all approaches (Table 4). The UNIFORM prior led to an upward bias in the estimated posterior mean for approach PAT_RLT but not for the other approaches.
|
Large QTL, low informative markers:
Low informative markers (two alleles per locus) resulted in relatively flat posterior densities for
(Figure 3), but differences were observed between the three approaches. The use of all relationships improved the accuracy, but in this case the use of all genotypes gave an additional improvement over ALL_RLT. The PEAKED AT ZERO prior led to posterior densities that were closer to zero in all approaches but especially for PAT_RLT. The estimated HPD90 region was again largest for approach PAT_RLT with the UNIFORM prior. The HPD90 regions for approaches ALL_GTP and ALL_RLT were very similar for the UNIFORM prior. However, the HPD90 region for approach ALL_RLT was shifted more toward zero than the region for approach ALL_GTP with the PEAKED AT ZERO prior (Figure 3). The posterior mean estimates were all higher than the simulated value for the UNIFORM prior and below the simulated value for the PEAKED AT ZERO prior. Differences between estimated and simulated values were largest for approach PAT_RLT.
|
Hypothesis testing, detection of QTL:
The hypothesis of the presence of a QTL at a particular position in a linkage map was tested via a posterior odds ratio. For a small QTL the ln(odds) averaged over 10 replicates for approach PAT_REL was 2.69, which was below the critical threshold of 3.0. For approach PAT_REL only 3 out of 10 replicates yielded significant evidence for the presence of a QTL (Table 4). This was very similar to the power of QTL detection found by ![]()
For a large QTL and high informative markers, approach PAT_RLT was detected the QTL in at least 8 out of 10 replicates, i.e., two and one failures for UNIFORM and PEAKED AT ZERO priors, respectively (Table 4). The approaches ALL_RLT and ALL_GTP detected the QTL in all replicates. The average ln(odds) was clearly higher for the large QTL. Note that the posterior odds of approach ALL_RLT for a small QTL [ln(odds) = 5.64] was even a little higher than the posterior odds of approach PAT_RLT for a large QTL [ln(odds) = 5.58], when high informative markers were considered.
Reducing heterozygosity of the markers resulted in lower averaged estimates of the ln(odds) for all cases. The detection rate for approach PAT_RLT with a low informative marker was 50% or lower depending on the prior (Table 4). In all except one case, the QTL was still significantly detected by approaches ALL_RLT and ALL_GTP.
| DISCUSSION |
|---|
A variety of statistical gene mapping methods have been developed and applied to outbred populations (see ![]()
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, i.e., lower posterior standard deviations and smaller HPD90 regions (Table 4, Figure 1 Figure 2 Figure 3). These results strongly suggest that including all relationships in complex pedigrees does improve power of QTL detection.
The pedigree we analyzed consisted of ~100,000 individuals. The largest proportion of individuals was offspring of sires that only had phenotypic records. The complexity of the problem was reduced by applying a RAM (![]()
![]()
![]()
In this study, we assumed a fixed QTL position relative to known markers. ![]()
![]()
![]()
![]()
![]()
In conclusion, the work presented shows that detection of QTL in data from complex pedigrees is feasible by the use of MCMC and Bayesian analysis. It is shown that using all existing relationships increases the power of detection and the accuracy of the estimates. This work also lays the foundation to study the number of QTL and their relative positions within marker linkage maps.
| FOOTNOTES |
|---|
1 Present address: Centre for Biometry Wageningen, Centre for Plant Breeding and Reproduction Research (CPRO-DLO), P.O. Box 16, 6700 AA Wageningen, The Netherlands. E-mail: m.c.a.m.bink@cpro.dlo.nl ![]()
| ACKNOWLEDGMENTS |
|---|
The authors thank Ritsert Jansen, Luc Janss, Henk Bovenhuis, and Dick Quaas for stimulating discussion. The authors acknowledge financial support from Holland Genetics.
Manuscript received May 13, 1998; Accepted for publication October 5, 1998.
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